Gerwig v. Gordon

CourtCalifornia Court of Appeal
DecidedFebruary 19, 2021
DocketD076921
StatusPublished

This text of Gerwig v. Gordon (Gerwig v. Gordon) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Gerwig v. Gordon, (Cal. Ct. App. 2021).

Opinion

Filed 2/19/21 CERTIFIED FOR PUBLICATION

COURT OF APPEAL, FOURTH APPELLATE DISTRICT

DIVISION ONE

STATE OF CALIFORNIA

WILLIAM LEE GERWIG, JR., D076921 Plaintiff and Appellant, v. (Super. Ct. No. 37-2018-00039834- CU-WM-CTL) STEVE GORDON, as Director, etc., Defendant and Respondent.

APPEAL from a judgment of the Superior Court of San Diego County, Frederic L. Link, Judge. Affirmed. A. P. Zmurkiewicz for Plaintiff and Appellant. Xavier Becerra, Attorney General, Chris A. Knudsen, Assistant Attorney General, Celine M. Cooper and Elizabeth Vann, Deputy Attorneys General, for Defendant and Respondent.

When the Department of Motor Vehicles (DMV) holds an administrative hearing to consider whether to suspend a driver’s license, certain relaxed evidentiary standards govern. The DMV can usually support its case by relying on an Evidence Code presumption that chemical blood tests were properly conducted, and the results are thus reliable. As a matter of first impression, we conclude that licensees rebut that presumption only when they cast doubt on the integrity of the test. It is not enough to show a violation of governing regulations that has only a tenuous connection to the accuracy of the results. Here, because plaintiff proved a regulatory violation with only an indirect and speculative relationship to the manner in which the blood test was conducted, and thus the reliability of the test results, we affirm. FACTUAL AND PROCEDURAL BACKGROUND Plaintiff William Lee Gerwig crashed into the back of another vehicle at an intersection. He was thrown from his motorcycle and landed on the asphalt. California Highway Patrol Officer Jacob Rebelo responded to the scene and spoke with Gerwig while he was receiving medical attention. Based on his lethargic responses, the smell of alcohol, and his inability to recall the collision details, Rebelo suspected Gerwig was intoxicated. Gerwig also admitted he had some wine prior to driving. Rebelo arrested Gerwig for violating Vehicle Code section 23152—driving under the influence of alcohol (DUI)—and watched while state-certified phlebotomist Francisco Moreno collected two vials of blood using a nonalcoholic swab to clean the site. Rebelo took the vials himself and entered them into evidence. Test results from Gerwig’s blood draw showed a blood-alcohol concentration (BAC) of .25 percent. Rebelo seized Gerwig’s license and gave him notice that the DMV would conduct a review and could suspend his driving privileges. As he was entitled to do, Gerwig requested a hearing on the matter. (Veh. Code, §§ 13558 & 14100.) At that proceeding, the DMV submitted Rebelo’s report and the lab report with the BAC test results. Gerwig objected on foundational, hearsay and authentication grounds, but the hearing officer admitted the evidence over the objections.

2 Gerwig’s counsel then called an employee of Specimen Specialists of America, Inc. (SSI), the company that dispatched phlebotomist Moreno to draw Gerwig’s blood. Through the employee’s testimony, counsel demonstrated that certain SSI procedures were out of compliance with state regulations that govern blood test procedures. In particular, Moreno was functionally unsupervised and the manual that SSI provided for phlebotomists had not been approved by a physician and surgeon. These deficiencies violate certain regulations. Blood samples must be

collected in compliance with Vehicle Code section 23158.1 (Cal. Code Regs., tit. 17, § 1219.1 (hereafter title 17).) Section 23158 specifies the supervision requirements for certified phlebotomy technicians in subdivisions (e) and (g). Of particular relevance here, the statute calls for phlebotomists to operate under procedures and policies approved by a physician and surgeon (id., subd. (e)), and to be supervised by individuals with certain credentials who review the phlebotomist’s work on a monthly and annual basis (id., subd. (g)). Either that supervisor or another qualified individual must also be available to consult with the phlebotomist within 30 minutes while the phlebotomist is working. (Ibid.) After eliciting testimony to demonstrate these procedural failings, counsel argued that the test results could not be relied on due to SSI’s regulatory violations. In her findings of fact, the hearing officer agreed there

was a title 172 violation, but still relied on the lab report to conclude that

1 Undesignated statutory references are to the Vehicle Code. 2 “Title 17 establishes the procedures for determining ‘the concentration of ethyl alcohol in samples of blood, breath, urine, or tissue of persons involved in traffic accidents or traffic violations.’ ” (Hernandez v. Gutierrez (2003) 114 Cal.App.4th 168, 172; Cal. Code Regs., tit. 17, §§ 1215‒1222.2.)

3 Gerwig drove with a BAC at or above .08 percent. Since there was no evidence to suggest that Moreno was unqualified or that there was some particular problem with the blood test, she found no reason to doubt its accuracy.

Gerwig sought writ review.3 Before the trial court, his counsel developed his legal argument in further detail: (1) in order to rely on the blood test, the DMV was required to lay a foundation for its admission at the hearing; (2) to do so it could rely on the presumption of Evidence Code section 664, which posits official duties are properly performed, but only if the

presumption was not rebutted;4 (3) Gerwig rebutted the presumption by showing violations of title 17; (4) after that, the DMV was obligated to provide an alternative basis for the test’s foundation; and (5) because it did not, it was improper for the hearing officer to rely on the test results. Although the trial court agreed that some aspects of title 17 were not

3 Gerwig sued Jean Shiomoto in her official capacity as Director of the DMV and also named the Department. Although it appears to be a relatively common one, the addition of the DMV as a party was an error. (See City of Anaheim v. Bosler (2019) 42 Cal.App.5th 603, 606 [naming the Department of Finance in addition to the director was redundant]; City of Brentwood v. Campbell (2015) 237 Cal.App.4th 488, 492, fn. 3 [only the director was a properly named party]; Stockton v. Department of Employment (1944) 25 Cal.2d 264, 273 [explaining that a director’s authority to carry out the actions of his or her department makes the director the only necessary defendant in a suit].) Because Steve Gordon is the current director of the DMV, we list him as the proper defendant and respondent in this appeal. (See Ortega v. Johnson (2020) 57 Cal.App.5th 552, 556, fn. 1.) We refer to the DMV throughout as a convenient shorthand for Steve Gordon in his official capacity. (See Murphey v. Shiomoto (2017) 13 Cal.App.5th 1052, 1056, fn. 5.) 4 Evidence Code section 664 provides in relevant part: “It is presumed that official duty has been regularly performed.” We refer to this section throughout when we reference the Evidence Code presumption. 4 complied with, it denied Gerwig relief on that basis since “[t]here was no argument here whatsoever that the test in this case was unreliable; that the machine it tested was unreliable; that the vials that were used were unreliable. Nothing.” DISCUSSION Gerwig believes the trial court missed the point of his legal argument. He insists he had no obligation to show the test itself was unreliable, but rather that the DMV was required to demonstrate the contrary—that the results could still be trusted—after it lost the benefit of the Evidence Code presumption (which he rebutted by highlighting the title 17 violations). Although he couches his argument in more granular terms, the key question raised by Gerwig’s appeal is whether any violation of the regulations governing blood tests is enough to rebut the presumption.

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Gerwig v. Gordon, Counsel Stack Legal Research, https://law.counselstack.com/opinion/gerwig-v-gordon-calctapp-2021.