Gerhardt v. Miller

532 S.W.2d 852, 1975 Mo. App. LEXIS 1855
Missouri Court of Appeals·Decided December 23, 1975·No. 36296·Published·Cited by 15 cases

Opinion

WEIER, Presiding Judge.

This is an appeal by plaintiffs from a judgment of the trial court sustaining a motion to dismiss their petition on the basis of the doctrine of res adjudicata. We affirm the action of the trial court.

The petition, which suffered an early demise by reason of the action of the trial court, was filed by four plaintiffs, Ernest C. Gerhardt, Ronald F. Gerhardt, Donald Koch (also known as Don Merle Koch), and Lois Koch, against defendants Frank A. Miller, Jr. and Miller-Scheer Realty and Insurance Company. Each of the plaintiffs in separate but identical counts alleged that Miller and the Miller-Scheer Realty and Insurance Company, by and through its agents, servants, officers and employees, together with others, by means of “duress, fraud, deceit, manipulation, undue influence and over-persuasion” procured one Huida Ger-hardt to execute a will in 1968 which by its terms destroyed a 1965 will under which plaintiffs, who were not heirs, were to receive a substantial portion of the estate of Huida Gerhardt as residuary legatees. Each of the plaintiffs sought money damages in the sum of $50,000.00 and punitive damages in the sum of $25,000.00. The verified motion to dismiss filed by defendants set out as a bar to the suit for damages the facts that plaintiffs had filed a will contest suit wherein they had sought to establish the 1965 will previously rejected by the probate court of the City of St. Louis, and had contested the validity of the 1968 will previously admitted to probate by the probate court. A third count in this suit sought to engraft on the will contest a suit for specific performance of a testamentary agreement to leave certain property to the plaintiffs, but this was dismissed. About two years after the filing of this will contest suit in the circuit court of the City of St. Louis, an agreement was executed by the plaintiffs who are the same plaintiffs in the instant action, and the then defendants, Martha Lee Widman and Joyce Truscott Wilhelm, named as the principal beneficiaries under the 1968 will. By this agreement the plaintiffs were to receive out of the estate $46,250.00 together with specific bequests of $2,500.00 made to each of them *854 under the 1968 will, and in consideration of such assignment the plaintiffs agreed not to oppose the further probate of the 1968 will of Huida Gerhardt, or to impede in any way the administration of her estate. Thereafter the circuit court determined that the 1968 instrument was the will of Huida Ger-hardt, and in accordance with the settlement agreement the plaintiffs were paid.

The court below sustained the motion to dismiss on the basis that the suit for damages because of fraud filed by the plaintiffs against the defendants in the instant cause could not be maintained because the validity of the will of Huida Gerhardt had been challenged in the will contest by the same plaintiffs, and after settlement of the issues by the plaintiffs and the other persons interested in the estate, the will was held to be valid. The court determined this judgment sustaining the will acted as an estoppel against the plaintiffs bringing the fraud action, and prevented the plaintiffs from again contending that the execution of the will was brought about by fraud, trickery or deceit. The court reasoned that whatever rights, if any, plaintiffs may have had prior to the will contest, these rights were wholly dependent upon the respective wills which were the subject of the contest action. In the contest action, by its judgment the court necessarily found that the will of 1968 was not brought about by any “duress, fraud, deceit, manipulation, undue influence and over-persuasion” as alleged in plaintiffs’ fraud petition. Such a judgment sustaining the will is res adjudicata on every ground which was, or could have been, litigated in that proceeding. An action to contest a will cannot be split so as to enable a contestant to bring successive actions, each based upon a new ground of contest. Miller v. Munzer, 251 S.W.2d 966, 971[6] (Mo.App.1952).

Plaintiffs, on appeal, however, contend that the defendants in the fraud case may not rely on res adjudicata to prevent the bringing of the fraud action because the defendants were never parties to the will contest case, and since there must be identity of the persons and parties to the action, the doctrine does not apply and plaintiffs are free to pursue their fraud action against these defendants.

Generally, the doctrine of res ad-judicata may be considered to have dual aspects. A judgment on the same cause of action between the same parties may be raised as a bar to the prosecution of a second action upon the same cause of action as to any issue which was or might have been litigated in the first. This is known as estoppel by judgment. A prior judgment between the same parties may also be raised on a different subsequent cause of action as binding with regard to ultimate facts decided or issues passed upon in the prior action, and is conclusive upon the parties as to these facts actually decided and issues necessarily determined in rendering the judgment. This is called estoppel by verdict. State ex rel. Gott v. Fidelity & Deposit Co. of Baltimore, Md., 317 Mo. 1078, 298 S.W. 83, 87[3] (1927); Abeles v. Wurdack, 285 S.W.2d 544, 546[1] (Mo.1955); Smith v. Preis, 396 S.W.2d 636, 640[4, 6, 8] (Mo.1965). Mutuality of parties, either in person or by privy, is one of the requisites in determining whether a former judgment may be used to bar the bringing of a subsequent action. A will contest is an in rem proceeding. Miller v. Munzer, supra, 251 S.W.2d at 971[5]. It is also recognized in Gott, 298 S.W. l.c. 88[9], that a judgment in rem is conclusive with regard to its effect on the res (here the will) in establishing the status of a person or thing or title to property as to all the world but only as to parties with respect to findings of fact.

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Gerhardt v. Miller, 532 S.W.2d 852, 1975 Mo. App. LEXIS 1855 (Mo. Ct. App. 1975).

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