Gerard v. State

1997 ND 218
CourtNorth Dakota Supreme Court
DecidedDecember 2, 1997
Docket970135
StatusPublished
Cited by1 cases

This text of 1997 ND 218 (Gerard v. State) is published on Counsel Stack Legal Research, covering North Dakota Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Gerard v. State, 1997 ND 218 (N.D. 1997).

Opinion

Filed 12/2/97 by Clerk of Supreme Court

IN THE SUPREME COURT

STATE OF NORTH DAKOTA

1997 ND 233

State of North Dakota , Plaintiff and Appellee

v.

Carl A. Harmon, III, Defendant and Appellant

Criminal Nos. 960206-960208

*   *   *   *   *   *   *   *

Carl Aubrey Harmon, III, Petitioner and Appellant

State of North Dakota, Respondent and Appellee

Civil Nos. 970100-970102

Appeals from the District Court for Williams County, Northwest Judicial District, the Honorable William W. McLees, Judge.

DISMISSED IN PART, AFFIRMED IN PART.

Opinion of the Court by Sandstrom, Justice.

Laura L. Gray (appearance), Assistant State’s Attorney, P.O. Box 2047, Williston, N.D. 58802-2047, and Jonathan R. Byers (argued), Assistant Attorney General, Office of the Attorney General, P.O. Box 1054, Bismarck, N.D. 58502-1054, for plaintiff and appellee and for respondent and appellee.

William E. McKechnie (argued) and Law Clerk Robert Bredesen (appearance), William E. McKechnie & Associates, P.C., P.O. Box 5328, Grand Forks, N.D. 58206-5328, for defendant and appellant and for petitioner and appellant.

State v. Harmon

Harmon v. State of North Dakota

Sandstrom, Justice.

[¶1] Carl Aubrey Harmon appealed from a judgment of conviction finding him guilty of gross sexual imposition, felonious restraint, and terrorizing.  We conclude Harmon’s post-conviction appeal was not timely.  We also conclude the trial court did not abuse its discretion in denying substitute counsel, Harmon waived his right to counsel, the prosecution’s closing remarks were not improper, and Harmon was not deprived of a fair and impartial jury.  We therefore dismiss in part and affirm in part.

I

[¶2] On July 21, 1995, Carl A. Harmon, III, was charged with gross sexual imposition, felonious restraint, and terrorizing.  The Anseth & Johnson law firm was appointed as Harmon’s counsel on July 21, 1995, at Harmon’s bond hearing.  On July 25, 1995, at another bond hearing, attorney LeRoy Anseth appeared on behalf of Harmon.  On August 30, 1995, Judge Rustad heard a request for a change of defense attorney after Harmon wrote Judge Rustad a letter stating he had a conflict of interest with Anseth.  Harmon explained Anseth had previously represented his eldest son and had once, while leaving the courthouse, remarked “like father, like son.”  Judge Rustad asked Harmon whether he had been willing to cooperate with Anseth.  Harmon replied “Not totally.”  Upon further questioning by Judge Rustad, Harmon said he and Anseth had irreconcilable differences concerning trial strategy on “[o]ne certain thing at least.”  Judge Rustad did not ask Harmon to clarify what the one thing was.  Judge Rustad then asked Anseth if he believed any past problems were hampering his representation of Harmon.  Anseth replied “No.”  Judge Rustad concluded there was no conflict and denied Harmon’s request for substitute counsel.

[¶3] After a motion for a change of judge was granted, Harmon wrote to Judge McLees and requested Carl Flagstad be appointed counsel.  Judge McLees analyzed Harmon’s request under Rule 1.7 of the Rules of Professional Conduct and denied Harmon’s request.  On November 28, 1995, Anseth wrote to Judge McLees for instructions about his role in light of Harmon’s refusal to sign a choice of legal services form.  Judge McLees replied on November 29, 1995, stating he concluded Harmon had elected to proceed pro se.  Judge McLees stated Anseth was relieved of “ actively defending ” Harmon, and Anseth was to serve in a standby role.  Judge McLees issued an order stating Anseth was to “remain available to the Defendant in a standby capac-of-interest reasons, but because Harmon refused to accept the services of Anseth and “it appears to the Court that you have decided to proceed pro se . . . .”  Harmon wrote Judge McLees multiple letters on December 13, 1995, stating, among other things, Judge Nelson had relieved Anseth from another case for inadequate or insufficient counsel.  On February 7, 1996, Harmon wrote another letter, noting Anseth had been brought before the State Bar and Supreme Court.  Judge McLees replied by letter on February 13, 1996, once again noting defendants do not have the right to select their own attorneys.  In his letter, Judge McLees referred to the North Dakota Supreme Court’s decision in State v. DuPaul , 527 N.W.2d 238 (N.D. 1995).

[¶5] On May 6, 1996, during a pretrial conference, Judge McLees stated Anseth was acting in a “standby capacity.”  Subsequently, the attorneys for the State requested clarification on whether Harmon was asserting his right to counsel or his right to self-representation.  Judge McLees recognized Harmon was not representing himself by choice, but was doing so because there was no basis for new counsel and, in refusing Anseth’s services, Harmon had “in effect chosen to represent” himself.

[¶6] During jury selection, it became clear Harmon did not understand the process, and Judge McLees asked him if he wanted Anseth to conduct voir dire.  Harmon initially replied “if he wishes to do so, he is welcome to do so” and, on further comment from Judge McLees, Harmon stated, “Due to my lack of inability [sic], I would guess I will have to ask for his assistance.”  After further discussion, Harmon again said he felt he was being forced to proceed pro se.

[¶7] During an in-chambers conference on May 7, the second day of trial, Harmon told Judge McLees he had decided to let Anseth represent him.  Judge McLees initially ordered Anseth to be attorney of record, but later that afternoon reversed himself and ordered Harmon to continue to proceed pro se with Anseth as standby counsel, because to make Anseth attorney of record “would place Mr. Anseth in an entirely untenable, unworkable position.”  On May 9, however, Judge McLees allowed Anseth to take over, in part because Anseth asked to do so, and in part because Harmon indicated he did not have any problems with Anseth being less effective than he might have been had he had more time to prepare.  The rest of the trial was conducted by Anseth.  On May 14, 1996, Harmon was convicted on all counts.

[¶8] Harmon filed a notice of appeal on August 2, 1996.  The direct appeal was stayed pending the outcome of a petition for post-conviction relief.  On January 10, 1997, the trial court denied Harmon’s petition, and on April 3, 1997, Harmon filed a notice of appeal of the denial of post-conviction relief and a motion to consolidate with the trial court.  The State sought to have the appeal of post-conviction relief dismissed as untimely.  This Court denied the motion to dismiss by order of April 16, 1997.  On June 19, 1997, an order for remand was entered “for the limited purpose of considering an appropriate motion for extension of time to file the Notice of Appeal.”  A motion was made, but on July 15, 1997, the trial court ruled Harmon had erroneously asked the court to consider the timeliness of the motion, instead of asking for an extension of time to file.

[¶9] Harmon appeals from the August 1, 1996, judgment of the Williams County District Court and the January 10, 1997, memorandum and order of the Williams County District Court.  The district court had jurisdiction under N.D. Const. Art. VI, § 8, and N.D.C.C. §§ 27-05-06(1), 29-32.1-03.

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Related

State v. Harmon
1997 ND 233 (North Dakota Supreme Court, 1997)

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Bluebook (online)
1997 ND 218, Counsel Stack Legal Research, https://law.counselstack.com/opinion/gerard-v-state-nd-1997.