Genentech, Inc. v. Trustees of the University of Pennsylvania

871 F. Supp. 2d 963, 2012 U.S. Dist. LEXIS 67823, 2012 WL 1670167
CourtDistrict Court, N.D. California
DecidedMay 14, 2012
DocketCase No. 10-CV-02037-LHK
StatusPublished
Cited by2 cases

This text of 871 F. Supp. 2d 963 (Genentech, Inc. v. Trustees of the University of Pennsylvania) is published on Counsel Stack Legal Research, covering District Court, N.D. California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Genentech, Inc. v. Trustees of the University of Pennsylvania, 871 F. Supp. 2d 963, 2012 U.S. Dist. LEXIS 67823, 2012 WL 1670167 (N.D. Cal. 2012).

Opinion

ORDER DENYING U PENN’S MOTION FOR SUMMARY ADJUDICATION; AND DENYING GENENTECH’S MOTION FOR SUMMARY JUDGMENT

LUCY H. KOH, District Judge.

Plaintiff Genentech, Inc. (“Genentech”) brings this suit against Defendant Trustees of the University of Pennsylvania (“U Penn”) seeking a declaratory judgment of non-infringement and invalidity of U.S. [966]*966Patent No. 6,733,752 (the “'752 patent”). By counterclaim, U Penn asserts infringement by Genentech. The Court issued an Order Construing Disputed Claim Terms in the '752 Patent on May 9, 2011, 2011 WL 2259114. See ECF No. 214 (“Markman Order”). Now before the Court are two motions: (1) U Penn’s Motion for Summary Adjudication of Undisputed Material Facts, ECF No. 469 (“Penn MSA”), and (2) Genentech’s Motion for Summary Judgment, ECF No. 509 (“Genentech MSJ”). The Court held a hearing on both motions on April 19, 2012. Having considered the submissions of the parties and the relevant law, and for the reasons discussed herein, U Penn’s Motion for Summary Adjudication is DENIED, and Genentech’s Motion for Summary Judgment is DENIED.

I. BACKGROUND

A. The '752 Patent

The technology at issue is a method of adjuvant cancer therapy using antibodies to prevent a form of breast cancer characterized by the overexpression of HER2 receptors, also referred to as pl85. The '752 patent, entitled “Prevention of Tumors with Monoclonal Antibodies Against Neu,” was issued on May 11, 2004 and has a presumptive priority date of March 30, 1994.1 The '752 patent describes antibodies to the protein expressed by the neu oncogene. '752 Patent 1:34-39. The neu oncogene codes for a cell surface receptor protein named pl85, referred to in humans as HER2. Id. Amplification of the neu oncogene (and resulting overexpression of pl85) has been linked to certain types of cancers, including breast cancer. Id. at 1:40-53; 2:45-55. The '752 patent discloses a method for preventing transformation of a breast cell that overexpresses pl85 into a cancer cell by treatment with anti-pl85 antibodies. These antibodies specifically bind to pl85 on the cell surface, and thereby “interfere]” with the transformation of the cell into a cancer cell. Id. at 2:32-38.

In Example 1, the '752 inventors describe production of anti-pl85 mouse antibodies. Id. at 4:51-6:60. One of the resulting antibodies was named 7.16.4. Id. Cells producing this antibody were deposited in the American Type Culture Collection (ATCC) as accession number HB 10493. Id. In Example 2, the inventors of the '752 patent describe an experiment using transgenic mice that overexpress a rat neu oncogene (“Bouchard” mice). Id. at 6:62-7:14. The Bouchard mice develop breast tumors at about 40 weeks of age. Id. The inventors treated the Bouchard mice with low and high doses of the 7.16.4 antibodies, and reported that the high dose of antibody suppressed tumor formation in half the mice. Id. at 7:65-8:12.

B. Accused Instrumentalities

Genentech is a biotechnology company that manufactures the FDA-approved drug Herceptin (active ingredient trastuzumab). Herceptin is a humanized monoclonal antibody for the treatment of a form of breast cancer characterized by the overexpression of HER2 receptors. Although Herceptin has an indication as a first-line treatment for metastatic breast cancer, the instant litigation concerns the method of administering Herceptin as indicated for adjuvant treatment to reduce the risk of cancer recurrence in patients who have been diagnosed with primary breast cancer and who have been treated by surgical removal of their breast tumor(s) (“resection”) (the “Adjuvant Population”). See Deck of Jason Sheasby in Supp. of U Penn’s MSJ, [967]*967ECF No. 438 (“Sheasby Decl.”), Ex. 1 [Penn’s 3d Am. Infringement Contentions], at 2.

The FDA-approved package insert for Herceptin (“Herceptin Label”) instructs that “Herceptin is indicated for adjuvant treatment of HER2 overexpressing node positive or node negative (ER/PR negative or with one high risk feature ...) breast cancer [a] as part of a treatment regimen consisting of doxorubicin, cyclophosphamide, and either paclitaxel or docetaxel[; b] with docetaxel and earboplatin[; or c] as a single agent following multi-modality anthracycline based therapy.” Sheasby Decl. Ex. 4 [Herceptin Label], at 2.2 A recent study in 2011, funded by Genentech’s parent company, Roche, tested the efficacy of trastuzumab in clearing HER2/neupositive ITC from the bone marrow of patients completing primary treatment, and concluded that trastuzumab is effective in clearing HER2 + ITCs from bone marrow during recurrence-free follow-up in breast cancer patients. Sheasby Decl. Ex. 41 [Rack et al., “Trastuzumab clears HER2/neupositive isolated tumor cells from bone marrow in primary breast cancer patients,” June 30, 2011 (“Rack 2011”) ]. U Penn submits that administration of Herceptin to patients who have had HER2+ primary breast tumors removed, in accordance with the “Adjuvant Treatment, Breast Cancer” indications of the Herceptin Label, directly infringes the '752 patent because Herceptin acts on pl85-overexpressing isolated tumor cells (“ITCs”) that are not “breast cancer cells” within the meaning of the '752 patent, and prevents their transformation into cancer cells. To the extent Genentech induces health care providers to administer Herceptin in a manner that directly infringes the '752 patent, through Genentech’s provision of Herceptin, its FDA-approved Herceptin Label, and its marketing, advertising, detailing, training, studies, presentations, publications, and demonstrations on Herceptin, U Penn seeks to hold Genentech liable for indirect infringement under 35 U.S.C. § 271(b).

C. Claim Construction Order

After holding a technology tutorial and claim construction hearing, the Court issued an order on May 9, 2011, construing eight disputed claim terms in the '752 Patent. See ECF No. 214 (“Markman Order”). Of those eight terms, only three — all appearing only in independent claim 1 of the '752 Patent — are of particular relevance to the parties’ cross-motions now before the Court: (1) “breast cancer cells;” (2) “breast cells that overexpress pl85;” and (3) “an individual in need of such inhibition.” Claim 1 recites:

A method of inhibiting development into breast cancer cells of breast cells that overexpress pl85 in an individual in need of such inhibition which comprises administering to said individual an antibody which competes with an antibody produced by cell line ATCC Deposit No. 10493 for binding to pl85 and specifically binds to pl85 in sufficient amount to down regulate the overexpressed pl85 and inhibit the development of said breast cells that overexpress pl85 into breast cancer cells.

'752 Patent 8:49-57 (emphases added).

1. “breast cancer cells”

The Court construed the term “breast cancer cells” to mean “cells from the breast that have malignant form and structure, the ability for uncontrolled growth, and the potential or ability to invade or metastasize.” Markman Or[968]*968der at 10.

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871 F. Supp. 2d 963, 2012 U.S. Dist. LEXIS 67823, 2012 WL 1670167, Counsel Stack Legal Research, https://law.counselstack.com/opinion/genentech-inc-v-trustees-of-the-university-of-pennsylvania-cand-2012.