1 2 3 4 5 IN THE UNITED STATES DISTRICT COURT 6 FOR THE NORTHERN DISTRICT OF CALIFORNIA 7 8 GEN DIGITAL, INC., Case No. 24-cv-04106-CRB
9 Plaintiff,
ORDER DENYING MOTION FOR 10 v. JUDGMENT ON THE PLEADINGS
11 SYCOMP, A TECHNOLOGY COMPANY, INC., et al., 12 Defendants. 13 14 Plaintiff Gen Digital, formerly known as Symantec, sues Defendant Sycomp, a 15 Technology Company. Following two rounds of motions to dismiss, one of Plaintiff’s 16 claims remains—a breach-of-contract claim arising out of Sycomp’s refusal to indemnify 17 Plaintiff for copyright infringement. Sycomp moves for judgment on the pleadings, 18 asserting that the remaining breach-of-contract claim cannot succeed. But Sycomp 19 overreaches, especially at this early stage of litigation. The Court finds this motion 20 suitable for resolution without oral argument, see Local Civil Rule 7-1(b), vacates the 21 hearing set for March 28, 2025, and DENIES Sycomp’s motion. 22 I. BACKGROUND 23 The Court has twice described the factual underpinnings of this case, most recently 24 in its order granting Sycomp and its codefendant’s motions to dismiss several of Plaintiff’s 25 claims. See 2d MTD Order (dkt. 55), available at 2025 WL 35472; 1st MTD Order 26 (dkt. 38), available at 2024 WL 4336525. Only a few facts bear repeating here. 27 Sycomp and Plaintiff (then called Symantec) entered a written contract, the Product 1 hardware and software support and consulting services to Gen Digital. Am. Compl. 2 (dkt. 42) ¶ 12; PPA (dkt. 46, Ex. A). Specifically, the PPA provided that Plaintiff could 3 purchase from Sycomp “support Services,” including “[e]rror corrections, workarounds, 4 bug fixes, patches, modifications, enhancements, and other updates.” PPA § 4.1, Ex. D 5 (emphasis added). Such services would be “specified in a mutually executed Order 6 Instrument.” Id. § 1.12. An Order Instrument, in turn, could either be an “order form or 7 Statement of Work issued pursuant to [the PPA] and executed by both parties” or “a 8 Symantec purchase order issued in conjunction with or in lieu of such order form or 9 [Statement of Work].” Id. § 1.7. Plaintiff alleges several instances where it issued 10 purchase orders to Sycomp in exchange for work, including for installing the Solaris 11 patches at issue in this litigation. See, e.g., Am. Compl. ¶¶ 34, 39, 48, 124. 12 Sycomp and its codefendant filed motions to dismiss Plaintiff’s claims alleging 13 violations of various contracts other than the PPA. See 2d Sycomp MTD (dkt. 44); 2d 14 NASI MTD (dkt. 48). The Court granted these motions in full, see 2d MTD Order, leaving 15 only one claim standing—Plaintiff’s claim against Sycomp for breaching the PPA. 16 Sycomp now moves for judgment on the pleadings as to that claim. 17 II. LEGAL STANDARD 18 A motion for judgment on the pleadings under Federal Rule of Civil Procedure 19 12(c) will be granted “when the moving party clearly establishes on the face of the 20 pleadings that no material issue of fact remains to be resolved and that it is entitled to 21 judgment as a matter of law.” Hal Roach Studios, Inc. v. Richard Feiner & Co., 896 F.2d 22 1542, 1550 (9th Cir. 1990). “The legal standards governing Rules 12(c) and 12(b)(6) are 23 ‘functionally identical,’ as both permit challenges directed at the legal sufficiency of the 24 parties’ allegations.” Jackson v. Fischer, No. C 11-2753 PJH, 2015 WL 1143582, at *3 25 (N.D. Cal. Mar. 13, 2015) (quoting Dworkin v. Hustler Magazine, Inc., 867 F.2d 1188, 26 1192 (9th Cir. 1989)). Thus, the Court “must presume all factual allegations of the 27 complaint to be true and draw all reasonable inferences in favor of the nonmoving party.” 1 Because Rule 12(b)(6) motions and Rule 12(c) motions are reviewed under the 2 same framework, a “Rule 12(c) motion for judgment on the pleadings that raises issues 3 already decided on a prior Rule 12(b)(6) motion to dismiss is subject to the ‘law of the 4 case’ doctrine.” Marble Voip Partners LLC v. Zoom Video Commc’ns, Inc., No. 23-cv- 5 3619-JSW, 2024 WL 86859, at *2 (N.D. Cal. Jan. 8, 2024) (citing Strigliabotti v. Franklin 6 Res., Inc., 398 F. Supp. 2d 1094, 1098 (N.D. Cal. 2005)). “The law of the case doctrine 7 generally precludes reconsideration of ‘an issue that has already been decided by the same 8 court … in the identical case.’” Rocky Mountain Farmers Union v. Corey, 913 F.3d 940, 9 951 (9th Cir. 2019) (citation omitted). 10 III. DISCUSSION 11 Sycomp raises three arguments why Plaintiff’s claim that Sycomp breached the 12 PPA should fail. First, Sycomp argues that because Plaintiff did not allege the existence of 13 any mutually executed Order Instruments, Plaintiff failed to adequately allege that it ever 14 actually purchased Solaris patches from Sycomp. MJP (dkt. 59) at 6. Second, Sycomp 15 asserts that other parties were responsible for providing the Solaris patches, so it was not. 16 Id. at 6–8. Third, Sycomp contends that its “actions did not infringe upon or 17 misappropriate third parties’ intellectual-property rights in a manner that would require 18 indemnity under the PPA.” Id. at 1, 8–9. These arguments all fail for the same reason: 19 they do not presume the truth of Plaintiff’s factual allegations and refuse to draw 20 reasonable inferences from those allegations. 21 Order Instruments. Sycomp’s first argument fails because it disregards that 22 Plaintiff clearly alleged that, on multiple occasions, Plaintiff issued Sycomp purchase 23 orders specifically in relation to the Solaris patches. See, e.g., Am. Compl. ¶¶ 39, 48. The 24 PPA defines an “Order Instrument” to include “a Symantec purchase order issued … in 25 lieu of [an] order form or [Statement of Work].” PPA § 1.7 (emphasis added). And while 26 section 1.7 of the PPA states that an order form or statement of work must be executed by 27 both parties, it does not say the same for a purchase order. Id. Sycomp says this does not 1 “provided by [Sycomp] under this Agreement as specified in a mutually executed Order 2 Instrument.” Id. § 1.12. And, as Sycomp points out, Plaintiff does not allege that the 3 purchase orders were mutually executed. 4 Though true, that does not “establish[] on the face of the pleadings that no material 5 issue of fact remains to be resolved.” Hal Roach Studios, 896 F.2d at 1550. Quite the 6 contrary, it suggests that there remains a material issue of fact—whether the purchase 7 orders (which certainly seem to qualify as Order Instruments) were mutually executed. 8 Though Plaintiff does not allege that in so many words, it does allege that it repeatedly 9 issued purchase orders to Sycomp, that Sycomp performed on those purchase orders, and 10 that Sycomp issued invoices specifically in relation to those same purchase orders. See, 11 e.g., Am. Compl. ¶¶ 39, 48; see also PPA § 3.1 (explaining the interplay between invoices 12 and purchase orders). That is sufficient to permit a reasonable inference that the purchase 13 orders were mutually executed and to survive a motion for judgment on the pleadings.1 14 Other Parties. Sycomp’s second basis for its motion is not sound either, as it 15 ignores clear allegations that Sycomp “offered to provide,” was to “assist in obtaining,” 16 and was to “facilitate the installation of the Solaris Patches.” E.g., Am. Compl. ¶ 38; see 17 also id. ¶¶ 40. Instead, Sycomp emphasizes the fact that other entities allegedly did, or 18 could, provide the same services with respect to the Solaris patches. MJP at 6 (discussing 19 HP’s ability to provide patches); id.
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1 2 3 4 5 IN THE UNITED STATES DISTRICT COURT 6 FOR THE NORTHERN DISTRICT OF CALIFORNIA 7 8 GEN DIGITAL, INC., Case No. 24-cv-04106-CRB
9 Plaintiff,
ORDER DENYING MOTION FOR 10 v. JUDGMENT ON THE PLEADINGS
11 SYCOMP, A TECHNOLOGY COMPANY, INC., et al., 12 Defendants. 13 14 Plaintiff Gen Digital, formerly known as Symantec, sues Defendant Sycomp, a 15 Technology Company. Following two rounds of motions to dismiss, one of Plaintiff’s 16 claims remains—a breach-of-contract claim arising out of Sycomp’s refusal to indemnify 17 Plaintiff for copyright infringement. Sycomp moves for judgment on the pleadings, 18 asserting that the remaining breach-of-contract claim cannot succeed. But Sycomp 19 overreaches, especially at this early stage of litigation. The Court finds this motion 20 suitable for resolution without oral argument, see Local Civil Rule 7-1(b), vacates the 21 hearing set for March 28, 2025, and DENIES Sycomp’s motion. 22 I. BACKGROUND 23 The Court has twice described the factual underpinnings of this case, most recently 24 in its order granting Sycomp and its codefendant’s motions to dismiss several of Plaintiff’s 25 claims. See 2d MTD Order (dkt. 55), available at 2025 WL 35472; 1st MTD Order 26 (dkt. 38), available at 2024 WL 4336525. Only a few facts bear repeating here. 27 Sycomp and Plaintiff (then called Symantec) entered a written contract, the Product 1 hardware and software support and consulting services to Gen Digital. Am. Compl. 2 (dkt. 42) ¶ 12; PPA (dkt. 46, Ex. A). Specifically, the PPA provided that Plaintiff could 3 purchase from Sycomp “support Services,” including “[e]rror corrections, workarounds, 4 bug fixes, patches, modifications, enhancements, and other updates.” PPA § 4.1, Ex. D 5 (emphasis added). Such services would be “specified in a mutually executed Order 6 Instrument.” Id. § 1.12. An Order Instrument, in turn, could either be an “order form or 7 Statement of Work issued pursuant to [the PPA] and executed by both parties” or “a 8 Symantec purchase order issued in conjunction with or in lieu of such order form or 9 [Statement of Work].” Id. § 1.7. Plaintiff alleges several instances where it issued 10 purchase orders to Sycomp in exchange for work, including for installing the Solaris 11 patches at issue in this litigation. See, e.g., Am. Compl. ¶¶ 34, 39, 48, 124. 12 Sycomp and its codefendant filed motions to dismiss Plaintiff’s claims alleging 13 violations of various contracts other than the PPA. See 2d Sycomp MTD (dkt. 44); 2d 14 NASI MTD (dkt. 48). The Court granted these motions in full, see 2d MTD Order, leaving 15 only one claim standing—Plaintiff’s claim against Sycomp for breaching the PPA. 16 Sycomp now moves for judgment on the pleadings as to that claim. 17 II. LEGAL STANDARD 18 A motion for judgment on the pleadings under Federal Rule of Civil Procedure 19 12(c) will be granted “when the moving party clearly establishes on the face of the 20 pleadings that no material issue of fact remains to be resolved and that it is entitled to 21 judgment as a matter of law.” Hal Roach Studios, Inc. v. Richard Feiner & Co., 896 F.2d 22 1542, 1550 (9th Cir. 1990). “The legal standards governing Rules 12(c) and 12(b)(6) are 23 ‘functionally identical,’ as both permit challenges directed at the legal sufficiency of the 24 parties’ allegations.” Jackson v. Fischer, No. C 11-2753 PJH, 2015 WL 1143582, at *3 25 (N.D. Cal. Mar. 13, 2015) (quoting Dworkin v. Hustler Magazine, Inc., 867 F.2d 1188, 26 1192 (9th Cir. 1989)). Thus, the Court “must presume all factual allegations of the 27 complaint to be true and draw all reasonable inferences in favor of the nonmoving party.” 1 Because Rule 12(b)(6) motions and Rule 12(c) motions are reviewed under the 2 same framework, a “Rule 12(c) motion for judgment on the pleadings that raises issues 3 already decided on a prior Rule 12(b)(6) motion to dismiss is subject to the ‘law of the 4 case’ doctrine.” Marble Voip Partners LLC v. Zoom Video Commc’ns, Inc., No. 23-cv- 5 3619-JSW, 2024 WL 86859, at *2 (N.D. Cal. Jan. 8, 2024) (citing Strigliabotti v. Franklin 6 Res., Inc., 398 F. Supp. 2d 1094, 1098 (N.D. Cal. 2005)). “The law of the case doctrine 7 generally precludes reconsideration of ‘an issue that has already been decided by the same 8 court … in the identical case.’” Rocky Mountain Farmers Union v. Corey, 913 F.3d 940, 9 951 (9th Cir. 2019) (citation omitted). 10 III. DISCUSSION 11 Sycomp raises three arguments why Plaintiff’s claim that Sycomp breached the 12 PPA should fail. First, Sycomp argues that because Plaintiff did not allege the existence of 13 any mutually executed Order Instruments, Plaintiff failed to adequately allege that it ever 14 actually purchased Solaris patches from Sycomp. MJP (dkt. 59) at 6. Second, Sycomp 15 asserts that other parties were responsible for providing the Solaris patches, so it was not. 16 Id. at 6–8. Third, Sycomp contends that its “actions did not infringe upon or 17 misappropriate third parties’ intellectual-property rights in a manner that would require 18 indemnity under the PPA.” Id. at 1, 8–9. These arguments all fail for the same reason: 19 they do not presume the truth of Plaintiff’s factual allegations and refuse to draw 20 reasonable inferences from those allegations. 21 Order Instruments. Sycomp’s first argument fails because it disregards that 22 Plaintiff clearly alleged that, on multiple occasions, Plaintiff issued Sycomp purchase 23 orders specifically in relation to the Solaris patches. See, e.g., Am. Compl. ¶¶ 39, 48. The 24 PPA defines an “Order Instrument” to include “a Symantec purchase order issued … in 25 lieu of [an] order form or [Statement of Work].” PPA § 1.7 (emphasis added). And while 26 section 1.7 of the PPA states that an order form or statement of work must be executed by 27 both parties, it does not say the same for a purchase order. Id. Sycomp says this does not 1 “provided by [Sycomp] under this Agreement as specified in a mutually executed Order 2 Instrument.” Id. § 1.12. And, as Sycomp points out, Plaintiff does not allege that the 3 purchase orders were mutually executed. 4 Though true, that does not “establish[] on the face of the pleadings that no material 5 issue of fact remains to be resolved.” Hal Roach Studios, 896 F.2d at 1550. Quite the 6 contrary, it suggests that there remains a material issue of fact—whether the purchase 7 orders (which certainly seem to qualify as Order Instruments) were mutually executed. 8 Though Plaintiff does not allege that in so many words, it does allege that it repeatedly 9 issued purchase orders to Sycomp, that Sycomp performed on those purchase orders, and 10 that Sycomp issued invoices specifically in relation to those same purchase orders. See, 11 e.g., Am. Compl. ¶¶ 39, 48; see also PPA § 3.1 (explaining the interplay between invoices 12 and purchase orders). That is sufficient to permit a reasonable inference that the purchase 13 orders were mutually executed and to survive a motion for judgment on the pleadings.1 14 Other Parties. Sycomp’s second basis for its motion is not sound either, as it 15 ignores clear allegations that Sycomp “offered to provide,” was to “assist in obtaining,” 16 and was to “facilitate the installation of the Solaris Patches.” E.g., Am. Compl. ¶ 38; see 17 also id. ¶¶ 40. Instead, Sycomp emphasizes the fact that other entities allegedly did, or 18 could, provide the same services with respect to the Solaris patches. MJP at 6 (discussing 19 HP’s ability to provide patches); id. at 7 (explaining that Sycomp introduced Plaintiff to 20 NASI to better meet Plaintiff’s needs). That does not matter. It is not inconsistent for 21 Plaintiff to allege that it obtained the same or similar services from multiple entities. It is 22 certainly not grounds to enter judgment on the pleadings. 23 Sycomp tries to point to some of the alternative theories of liability that Plaintiff 24 alleged to justify its argument that the PPA did not cover Solaris patches. See MJP at 7. 25 To be sure, Plaintiff did advance two alternative theories of liability: (1) that it and 26 Sycomp amended the PPA to add Solaris Patches and (2) that it and Sycomp entered into a 27 1 “Solaris Patching Agreement” with two other entities. Am. Compl. ¶¶ 82–94, 122–36. 2 And Plaintiff did attempt to justify these alternative theories by arguing that the amended 3 contract and the new Solaris Patching Agreement “cover[ed] new services and a whole 4 new type of relationship” than the PPA did. 1st MTD Opp (dkt. 32) at 12–13. But the 5 Court rejected that argument and in doing so expressly found that the PPA contemplated 6 Solaris Patches. 1st MTD Order at 7; see also 2d MTD Order at 8. That is the law of the 7 case, and Sycomp cannot have it both ways by endorsing Plaintiff’s failed arguments now 8 that it benefits Sycomp. Plaintiff has adequately alleged that Sycomp was responsible for 9 providing Solaris patches under the PPA. 10 IP Indemnity. Sycomp’s final contention fares no better since it asks the Court to 11 resolve at this early stage whether the services that Sycomp provided to Plaintiff infringed 12 on third parties’ intellectual-property rights. Indeed, the exact scope of the services that 13 Sycomp provided to Plaintiff appear to be in dispute—which matters because the PPA’s 14 indemnification provision states that Sycomp will indemnify Plaintiff if “any Product, 15 Services, and/or Developments prepared or provided by or on behalf of [Sycomp] 16 hereunder infringe or misappropriate the [intellectual-property rights] of any third party.” 17 PPA § 9.2(A). Determining the exact nature of Sycomp and Plaintiff’s relationship vis-à- 18 vis the Solaris patches is a proper subject for discovery and, if the facts are not in dispute 19 afterward, a motion for summary judgment. It is not an issue that can be resolved at the 20 pleading stage. 21 IV. CONCLUSION 22 For the foregoing reasons, the Court DENIES Sycomp’s motion. 23 IT IS SO ORDERED. 24 Dated: March 24, 2025 CHARLES R. BREYER 25 United States District Judge 26 27