Gaulden v. United States

District of Columbia Court of Appeals·Decided October 8, 2020·No. 17-CO-243+·Published

Opinion

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DISTRICT OF COLUMBIA COURT OF APPEALS Nos. 17-CO-243, 17-CO-244, & 17-CO-245 ROBERT F. GAULDEN, APPELLANT, V.

UNITED STATES, APPELLEE.

Appeals from the Superior Court of the District of Columbia (CF2-19416-06, CF2-3217-08, CF2-20509-08)

(Hon. Robert E. Morin, Trial Judge)

(Argued May 7, 2019 Decided October 8, 2020)

Jenifer Wicks for appellant.

Anne Y. Park, Assistant United States Attorney, with whom Jessie K. Liu, United States Attorney at the time the brief was filed, and Elizabeth Trosman, Elizabeth H. Danello, and Nicole Raspa, Assistant United States Attorneys, were on the brief, for appellee.

Before GLICKMAN and THOMPSON, Associate Judges, and GREENE,* Senior Judge, Superior Court of the District of Columbia.

*

Sitting by designation pursuant to D.C. Code § 11-707 (a) (2012 Repl.).

GLICKMAN, Associate Judge: Appellant, Robert F. Gaulden, challenges the trial court’s denial after a hearing of five claims of ineffective assistance of counsel. Appellant raised these claims in a D.C. Code § 23-110 motion to set aside his convictions on a series of counts relating to his unlawful possession of a firearm and his efforts to obstruct justice by threatening witnesses. For reasons set forth in the trial court’s written decision, we reject appellant’s challenges and affirm the denial of his motion.

I.

On June 22, 2006, police saw a man carrying a semiautomatic pistol with a long, extended high capacity magazine, emerge from a parked car and run into an apartment building. One of the officers and two civilian eyewitnesses, Alesha and Felicia Knott, identified the fleeing man as appellant. He was charged with unlawful possession of a firearm by a convicted felon and other weapons-related offenses. His first trial on those charges, at which both Alesha Knott and Felicia Knott testified, ended in a mistrial in February 2008.

Alesha Knott’s friend Cleveland Bryan accompanied her when she came to court for appellant’s February trial. The following month, according to Bryan, appellant spotted him when they were being transported together by bus from the

D.C. Jail to Superior Court on March 25, 2008, for hearings in their unrelated criminal cases. Bryan reported (and later testified) that appellant threatened to kill Alesha and Felicia Knott for testifying against him, and to kill Bryan for supporting Alesha Knott’s decision to testify. On the bus ride back from the courthouse, Bryan said, appellant “tr[ied] to persuade [him] . . . to get [Alesha Knott] to . . . take her statement back” and say that the government had “paid her to lie.” Appellant allegedly added that if Bryan did not succeed, appellant would make sure he encountered “problems” at the Jail. After returning to the Jail, Bryan placed a recorded call that evening to Alesha Knott and told her about appellant’s threats. Bryan also reported appellant’s threats to the government; they were the basis for the obstruction and threats charges at issue in this appeal.

The weapons and obstruction charges were joined for trial in May 2009.

Alesha and Felisha Knott again testified that they saw appellant running from the police on June 22, 2006, as did one of the police officers who chased him and saw him holding a gun. 1 Appellant’s defense to the weapons charges was that the eyewitnesses had wrongly identified him.

1 Alesha Knott, who knew appellant, claimed not to remember the events of June 22, 2006. Her contrary grand jury testimony was introduced as substantive evidence.

Bryan testified to his March 25, 2008 encounter with appellant, and his recorded phone call to Alesha Knott of that evening was introduced in evidence. Appellant contended that Bryan was blowing their jail bus conversation out of proportion and that, while he and Bryan had spoken on the bus, appellant had not made any threats. Defense counsel opened on this theory, telling the jury that appellant “never tried to get anyone to say anything other than the truth.” In support of that theory, counsel cross-examined Bryan on whether he had exaggerated and embellished appellant’s words to lessen his own jail time. 2 In the defense case, appellant did not testify, but called a witness named James Brandon to support his version of the jail bus incident. The defense expected Brandon to testify, as he had before the grand jury, that he was on the bus and heard appellant and Bryan get into an argument, but did not hear appellant make any threats. Brandon surprised the defense, however, by testifying that he did not remember seeing Bryan on the jail bus. To salvage the situation, the defense entered into a stipulation with the government that Bryan had been on the bus along with Brandon and appellant.

2 As part of a plea agreement in his own case, Bryan had agreed with the government to testify against appellant. The cross-examination of Bryan emphasized his strong desire to reduce his jail time because he was struggling to cope, as well as past lies Bryan had told and dramatic things he had said to Alesha Knott in recorded phone calls from the Jail.

The jury found appellant guilty of most of the charges emanating from the June 22, 2006, and March 25, 2008 incidents. This court affirmed appellant’s convictions on direct appeal.

II.

In his § 23-110 motion and this appeal from its denial, appellant claims his defense counsel was ineffective in the following five ways: (1) failing, due to a conflict of interest, to call a former client named Robert Pettus to provide testimony at trial that Bryan was not on the jail bus with appellant on March 25, 2008; (2) stipulating to Bryan’s presence on that bus; (3) failing to obtain a surveillance camera recording of what happened on the jail bus, or to request that the government be sanctioned for destroying that recording; (4) failing to inform appellant of the details of the government’s plea offer and giving him false hope he would be acquitted based on evidence counsel did not intend to present; and (5) failing to present evidence of appellant’s physical inability to run like the man seen fleeing with a gun by the prosecution’s witnesses on June 22, 2006.

In order to succeed under the two-part test for evaluating ineffective assistance of counsel claims set forth in Strickland v. Washington,3 an appellant must show both “that his or her trial counsel’s performance was deficient under prevailing professional norms, and that the deficient performance prejudiced his or her defense.”4 Because “[f]ailure to satisfy either prong” of the Strickland test “defeats the [ineffective assistance of counsel] claim,” the court may address the prejudice prong first and is not required to address deficiency if the appellant fails to show prejudice.5

The inquiries for each prong of Strickland involve mixed questions of law and fact. 6 “[W]e accept the trial court’s findings of fact unless they lack evidentiary support in the record,” and “[w]e review the trial court’s legal determinations de novo.”7 We defer to a judge’s reasonable “credibility

3 466 U.S. 668 (1984).

4 Long v. United States, 910 A.2d 298, 309 (D.C. 2006); see Strickland, 466 U.S. at 687-88.

5 Smith v. United States, 203 A.3d 790, 796 (D.C. 2019).

6 Cosio v. United States, 927 A.2d 1106, 1123 (D.C. 2007) (en banc).

7 Id.

determinations” because such determinations are “the appropriate function of the fact finder.”8

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