Gardner v. Wells Fargo Bank NA

District Court, E.D. Washington·Decided July 12, 2021·No. 2:19-cv-00207·Unknown

Opinion

EASTERN DISTRICT OF WASHINGTON

LYNNE GARDNER and BRET GARDNER, husband and wife, NO. 2:19-CV-0207-TOR Plaintiffs, ORDER GRANTING DEFENDANT’S v. JUDGMENT WELLS FARGO BANK, NA, Defendant.

BEFORE THE COURT is Defendant’s Motion for Summary Judgment (ECF No. 59). This matter was submitted for consideration with telephonic oral argument on July 8, 2021. Sarah N. Harmon appeared on behalf of Plaintiffs and Catharine M. Morisset appeared on behalf of Defendant. The Court has reviewed the record and files herein, considered the parties’ oral arguments, and is fully informed. For the reasons discussed below, Defendant’s Motion for Summary Judgment (ECF No. 59) is GRANTED. // This case concerns alleged workplace discrimination and wage violations

that Plaintiff Lynne Gardner experienced during her hiring process and employment with Defendant Wells Fargo between June 2016 and August 2017. ECF No. 1. The following facts are not in dispute except where noted. Plaintiff

began working for Defendant in 2001 and has been employed in various capacities, including Service Manager (2001–2004), Floating Financial Center Manager (2004–2006), Store Manager (2006–2011), and Community Relations Officer (2011–2015). ECF No. 63 at 2, ¶¶ 2–8. In January 2016, Plaintiff1 and her spouse,

Plaintiff Bret Gardner, moved to Washington following Mr. Gardner’s transfer of employment. Id. at 3, ¶ 11. In June 2016, Plaintiff applied for a position as a Wells Fargo Home Mortgage Consultant (“HMC”) at the Kennewick, Washington

branch. Id. at 6, ¶ 28; 72 at 1, ¶ 1. Plaintiff was offered a position as a Junior HMC on July 28, 2016. ECF No. 63 at 8, ¶ 44. Junior HMCs work with more senior HMCs to develop sales skills and referral partners, and to provide opportunities for partnerships with the senior

1 For the purposes of this Order, “Plaintiff” refers to Plaintiff Lynne Gardner, as her claims are the primary focus of this litigation. The Court will refer to Plaintiff Bret Gardner as “Mr. Gardner.” HMC to service existing referral partners. Id. at 5, ¶ 21. “Senior HMC” is not an official job title at Wells Fargo. Id. at ¶ 22. Rather, Defendant appears to use the

term to describe the training relationship between a Junior HMC and an HMC. Generally, an existing HMC requests to hire a specific individual as a Junior. Id. at ¶ 23. That was not the case with Plaintiff; she applied for an HMC position

directly. Id. at 6, ¶ 28. As part of her hiring process, Plaintiff interviewed with a Wells Fargo recruiter and David Griffith, who was the Kennewick Branch Manager at the time. Id. at ¶¶ 29–30. Mr. Griffith understood Plaintiff did not have any prior experience

selling mortgages, nor did she have any local contacts in the real estate community as she and Mr. Gardner were moving from Virginia. Id. at ¶ 30. Consequently, Mr. Griffith believed initially pairing Plaintiff with a more-senior HMC who

would “show her the ropes, help her meet referrals, and help her build her network” was the best way to help Plaintiff succeed as an HMC. Id. at 7, ¶ 37. Mr. Griffith also contacted the Kennewick banking-side Branch Manager to see if they had any banking positions available for Plaintiff. Id. at ¶ 33. Plaintiff was

unaware Mr. Griffith inquired about banking-side positions nor did she apply for a banking-side position. ECF No. 72 at 2, ¶ 3. Based on his belief that Plaintiff would be more successful in a Junior/senior

HMC arrangement, Mr. Griffith approached Kyle Purdy, an existing HMC, to see if he would consider taking Plaintiff as his junior. ECF No. 63 at 7, ¶ 38. However, Mr. Purdy had not yet met the minimum production levels required by

Defendant’s policies to take on a Junior HMC, so Mr. Griffith sought permission from Kade Lyons, the Area Manager, and Jonathan Taylor, the Vice-President Regional Sales Manager. Id. at 8, ¶ 42. The request was approved, and Plaintiff

began her employment term in August 2016. ECF Nos. 72 at 3, ¶ 8; 80 at 4. The parties dispute Plaintiff’s exact start date. Id. Pursuant to Defendant’s compensation policy, all HMCs began at a guaranteed advance hourly rate of pay for a set period. ECF No. 63 at 10, ¶ 58.

The individual hourly rate and duration of the guaranteed period varied based on an HMC’s skills, qualifications, anticipated sales acumen, and any wage negotiations. Id. at 11, ¶ 60. During the guaranteed advance period, HMCs would

receive credit for commissions earned on funded loans, but they would not receive a commission payment until the commission credits exceeded their guaranteed advance. Id. at ¶ 59. If an HMC did not generate enough loans to meet their guaranteed advance, no deficit would carry over into the next pay period because

their rate of pay was “guaranteed.” Id. at ¶ 62. After the guaranteed advance period ended, all HMCs reverted to the same “regular advance” rate of pay. Id. at ¶ 61. If an HMC was unable to fund enough loans to cover the regular advance,

the deficit would be carried over into the next pay period. Id. at ¶ 63. Under a Junior/senior HMC agreement, the Junior HMC was eligible to receive a percentage of the HMC’s commission. See ECF No. 60 at 45. Plaintiff

and Mr. Purdy signed a Junior/senior HMC Agreement on September 23, 2016. ECF No. 63 at 10, ¶ 55. Per the terms of the agreement, any loans Plaintiff generated would be registered under Mr. Purdy’s ID number and he would split

75% of the commission for those loans with Plaintiff. Id. at ¶ 56. Plaintiff alleges she was not credited for certain loans she generated, and thus, was not paid her earned commissions. Id. at 11, ¶ 64; at 12, ¶ 68; at 15, ¶ 87. Defendant disputes that Plaintiff was entitled to commissions, arguing she never exceeded her

advances to earn the additional compensation. Id. at 11–12, ¶¶ 64–71; at 19, ¶ 121. Plaintiff claims Mr. Purdy attempted to pay her $800 in cash for the uncredited commissions as part of a “stacking scheme.” Id. at 14, ¶ 81; ECF No. 71 at 14.

Sometime in January or early February 2017, Plaintiff discussed the cash commission situation with several other employees, and eventually Mr. Lyons contacted Human Resources (“HR”) to investigate Plaintiff’s concerns. Id. at 14– 15, ¶¶ 83–94. HR investigated the situation and ultimately recommended the cash

be returned to Mr. Purdy and that he be coded as ineligible for rehire following his resignation. Id. at 16, ¶¶ 97, 101; at 20, ¶ 125. After raising concerns about the cash commission, Plaintiff alleges she was subjected to hostility, harassment, and

retaliation. ECF No. 72 at 9, ¶ 27. In July 2017, Plaintiff requested an HR Advisor consultation about “inappropriate behavior and concerns.” ECF No. 63 at 18, ¶ 115. During her discussion with the HR Advisor, Plaintiff complained of the

cash-paid commission, alleged age discrimination, harassment, and retaliation, and Defendant’s hiring process. Id. at 19, ¶ 117; ECF No. 72 at 9, ¶ 25. HR conducted an investigation into Plaintiff’s concerns but was unable to substantiate any of

Plaintiff’s claims. ECF No. 63 at 20, ¶¶ 123–124. Defendant disputes that Plaintiff was subjected to harassment, hostility, and retaliation, or that Defendant violated its own hiring process. ECF No. 59 at 2. Defendant does not appear to dispute that Mr. Griffith made age-related comments

to Plaintiff during her interview and employment tenure. ECF No. 63 at 6, ¶ 31; at 10, ¶¶ 53–54. Rather, Defendant disputes that the comments rise to the level of age discrimination. ECF No. 78 at 5. Defendant further disputes that Plaintiff

Free access — add to your briefcase to read the full text and ask questions with AI

Gardner v. Wells Fargo Bank NA, (E.D. Wash. 2021).

Gardner v. Wells Fargo Bank NA (Gardner v. Wells Fargo Bank NA) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

Anderson v. Liberty Lobby, Inc.
477 U.S. 242 (Supreme Court, 1986)
Scott v. Harris
550 U.S. 372 (Supreme Court, 2007)
Robin Orr v. Bank of America, Nt & Sa
285 F.3d 764 (Ninth Circuit, 2002)
State v. LaRue
578 P.2d 66 (Court of Appeals of Washington, 1978)
Thompson v. St. Regis Paper Company
685 P.2d 1081 (Washington Supreme Court, 1984)
United States v. Anderson
229 F. Supp. 2d 17 (D. Massachusetts, 2002)
Adams v. University of Washington
722 P.2d 74 (Washington Supreme Court, 1986)
Hume v. American Disposal Co.
880 P.2d 988 (Washington Supreme Court, 1994)
Pillatos v. Hyde
119 P.2d 323 (Washington Supreme Court, 1941)
Sergio Momox-Caselis v. Tara Donohue
987 F.3d 835 (Ninth Circuit, 2021)
Hudon v. West Valley School District No. 208
123 Wash. App. 116 (Court of Appeals of Washington, 2004)
Kirby v. City of Tacoma
124 Wash. App. 454 (Court of Appeals of Washington, 2004)
Burchfiel v. Boeing Corp.
149 Wash. App. 468 (Court of Appeals of Washington, 2009)
Francom v. Costco Wholesale Corp.
98 Wash. App. 845 (Court of Appeals of Washington, 2000)
Fraser v. Goodale
342 F.3d 1032 (Ninth Circuit, 2003)