Garcia v. United States Bd. of Parole

409 F. Supp. 1230, 1976 U.S. Dist. LEXIS 16737
CourtDistrict Court, N.D. Illinois
DecidedFebruary 10, 1976
Docket75 C 1974
StatusPublished
Cited by15 cases

This text of 409 F. Supp. 1230 (Garcia v. United States Bd. of Parole) is published on Counsel Stack Legal Research, covering District Court, N.D. Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Garcia v. United States Bd. of Parole, 409 F. Supp. 1230, 1976 U.S. Dist. LEXIS 16737 (N.D. Ill. 1976).

Opinion

MEMORANDUM OPINION

WILL, District Judge.

Plaintiff has filed suit to challenge the United States Parole Board’s (Board) denial of his application for parole. He seeks a writ of mandamus under 28 U.S.C. § 1361 ordering the Board to grant him parole or a declaratory judgment under 28 U.S.C. § 2201, declaring that the Board’s denial of parole was invalid as arbitrary and capricious, and supplementary relief under 28 U.S.C. § 2202. He pleaded guilty on September 13, 1973 to an indictment charging violation of 18 U.S.C. § 371 relating to conspiracy against the United States and 26 U.S.C. § 5861 relating to the illegal possession of firearms. He was sentenced on October 31, 1973 to four years imprisonment at the Federal Correctional Institution at Sandstone, Minnesota.

After Garcia had served slightly over 14 months of his sentence, he applied for parole. His application was supported by a release plan and a progress report from the officers of the institution recommending parole upon eligibility. The Evaluation and Recommendation for Release section of the report reads as follows:

George is a 33 year old Chicago resident who is serving his first period of confinement. He became involved in a serious offense due to the pressures of the competitive nature of his business. He readily admits the poor judgment that he used and offers no excuse for this behavior. During his confinement he has fully evaluated himself and gained a great deal of self-confidence. It is this writer’s belief that George would not again involve himself in illegal activity. He has now served approximately fourteen months to account for his offense. Further confinement would only jeopardize his release plan. The staff recommends that he be granted parole when eligible.

On January 29, 1975, the Board denied plaintiff’s application for parole and continued his sentence to expiration 1 upon the following order:

Your offense behavior has been rated as greatest severity. You have a salient factor score of 11. Guidelines established by the Board which consider the above factors do not indicate a maximum range of months to be served before release for adult cases. You have been in custody a total of 14 months. Your release at this time would depreciate the seriousness of the offense committed and thus is incompatible with the welfare of society.

The Regional Office of the Board on February 27, 1975, and the National Appellate Board on April 4, 1975, both summarily affirmed the Board’s order.

Garcia’s suit challenges these decisions on the following grounds: 1) the Guidelines were improperly promulgated in violation of the Administrative Procedure Act (APA), 2) the application of the Guidelines in Garcia’s case was arbitrary and capricious, thus, denying him due process, 3) the utilization and application of the Guidelines by the Board in this case violates the Constitutional concept of separation of powers because it fails to take into consideration the sentence imposed by the sentencing judge and *1232 thereby results in an executive and administrative usurpation of judicial power.

The government has moved for summary judgment on the grounds that:

1) absent a clear and substantial showing of arbitrary action, parole decisions are not subject to Judicial Review,

2) the Board was entitled to rely on its guidelines,

3) reasons for parole denial, based on carefully constructed guidelines, are adequate.

The Guidelines

Relying on Pickus v. United States Board of Parole, 165 U.S.App.D.C. 284, 507 F.2d 1107 (1974), plaintiff argues that the Board violated the APA by simply promulgating the guidelines and publishing them in the Federal Register as a fait accompli without soliciting and considering the views of interested persons. Further, he argues that neither plaintiff nor any other interested person was heard concerning the guidelines prior to their promulgation. Finally, he contends that the non-retroactive effect of Pickus does not prevent the application of that decision to this case, since the initial denial of parole occurred January 29, 1975, well after December 10, 1974, the date of final decision in Pickus.

The District of Columbia Circuit held in Pickus that the Board is an “agency” within the meaning of the APA, 5 U.S.C. § 551(1), and is neither specifically excluded nor exempted by any section of the APA. Additionally, the Court held that the rules which define parole criteria, the guidelines, are not general statements of policy, interpretative rules, or rules relating to agency organization, practice, or procedure; rather, they are “self-imposed controls over the manner and circumstances in which the agency will exercise its plenary power” having the effect of law and unreviewable except for arbitrariness. The Court concluded that the Board’s promulgation of parole criteria was invalid, since it failed to give advance public notice and the opportunity for interested persons to participate through oral or written submission of data or opinion pursuant to § 553. On Petition for Rehearing, the Court affirmed its decision but limited its effect as follows (p. 1114):

Our opinion in this case did not purport to invalidate and our decision does not have the effect of invalidating past determinations of the Board upon the merits of particular cases.

It is apparent from the foregoing language that the Court did not purport to invalidate decisions made under the challenged guidelines. On the contrary, the Court recognized that such decisions fell within the realm of agency discretion and were, therefore, not reviewable in the absence of arbitrariness. The following language is illustrative (p. 1110):

[But] we are not even reviewing the merits of the rules and standards the Board has adopted. The appellee’s complaint and our consequent adjudication address themselves solely to the procedures by which those rules may be formulated.

In addition, as pointed out by Judge Decker in Legato v. United States Board of Parole, 75 C 1973 (N.D.Ill. decided December 17, 1975), the Board on December 31, 1974, subsequent to the Pickus decision and prior to the denial of parole in plaintiff’s case, republished the guidelines in 39 Fed.Reg. 45223. The republication was effected on an emergency basis. In a Notice of Proposed Rulemaking dated December 20, 1974, Maurice H.

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Bluebook (online)
409 F. Supp. 1230, 1976 U.S. Dist. LEXIS 16737, Counsel Stack Legal Research, https://law.counselstack.com/opinion/garcia-v-united-states-bd-of-parole-ilnd-1976.