Garcia v. Superior Court

163 P.3d 939, 42 Cal. 4th 63, 63 Cal. Rptr. 3d 948, 2007 Cal. LEXIS 8292
California Supreme Court·Decided August 9, 2007·No. No. S127432·Published·Cited by 2 cases

Opinion

[68]*68Opinion

CORRIGAN, J.

Jose Antonio Garcia filed a motion for discovery of law enforcement personnel records under Pitchess v. Superior Court (1974) 11 Cal.3d 531 [113 Cal.Rptr. 897, 522 R2d 305] (Pitchess). In support, he filed a declaration under seal asserting, inter alia, that the declaration contained information protected by the attorney-client1 and work product privileges.2 The question here is whether he is permitted to do so, and if so, whether release of the declaration to the police department’s attorney, subject to a protective order, provides a sufficient safeguard. We conclude that the trial court may permit a defendant to file a Pitchess declaration under seal if the court determines that such a filing is necessary. A declaration filed under seal must be redacted before being served on the city attorney. We therefore affirm the judgment of the Court of Appeal.

I. Factual and Procedural Background

Garcia was involved in an altercation with officers while being booked in the Santa Ana City jail. He ultimately brought the Pitchess motion at issue here, accompanied by a “Sealed Declaration of Defense Counsel.” He served the City of Santa Ana (City) with a redacted copy of the declaration. The City opposed the Pitchess motion, asserting as relevant here that it could not adequately respond because the declaration was sealed.

The trial court reviewed the sealed declaration in camera. It concluded certain portions were privileged and ordered them redacted. It found other portions could be provided to the City under the safeguard of a protective order, relying on City of Los Angeles v. Superior Court (2002) 96 Cal.App.4th 255 [116 Cal.Rptr.2d 807] (Davenport).3

Garcia sought writ review of the order directing release of the unredacted portions of the declaration under a protective order, contending these contained attorney-client and work product information. The City in turn asserted [69]*69that it should be permitted to review the entire declaration under a protective order. The Court of Appeal granted Garcia’s writ petition, and held as follows. Defense counsel may file a Pitchess declaration under seal. If, after in camera review, the trial court agrees with the privilege claim, the declaration should be redacted before being served on the City. Disagreeing with Davenport, supra, 96 Cal.App.4th 255, the Court of Appeal concluded that a protective order would not sufficiently protect Garcia’s interests.

We granted the City’s petition for review.4

II. Discussion

A. Background

In Pitchess, supra, 11 Cal.3d 531, “we recognized that a criminal defendant may, in some circumstances, compel the discovery of evidence in [a] law enforcement officer’s personnel file that is relevant to the defendant’s ability to defend against a criminal charge. ‘In 1978, the California Legislature codified the privileges and procedures surrounding what had come to be known as “Pitchess motions” . . . through the enactment of Penal Code sections 832.7[5] and 832.8 and Evidence Code sections 1043[6] through 1045.’ (City of Santa Cruz v. Municipal Court (1989) 49 Cal.3d 74, 81 [260 Cal.Rptr. 520, 776 P.2d 222] (Santa Cruz) . . . .) By providing that the trial [70]*70court should conduct an in camera review, the Legislature balanced the accused’s need for disclosure of relevant information with the law enforcement officer’s legitimate expectation of privacy in his or her personnel records.” (People v. Mooc (2001) 26 Cal.4th 1216, 1219-1220 [114 Cal.Rptr.2d 482, 36 P.3d 21] (Mooc).)

To obtain Pitchess information, the defendant must file a written motion. (§ 1043, subd. (a).) It must describe “the type of records or information sought” and include “[a]ffidavits showing good cause for the discovery or disclosure sought, setting forth the materiality thereof to the subject matter involved in the pending litigation and stating upon reasonable belief that the governmental agency identified has the records or information from the records.”7 (§ 1043, subd. (b)(2), (3).) This good cause showing is a “relatively low threshold for discovery.” (Santa Cruz, supra, 49 Cal.3d at p. 83.) Assertions in the affidavits “may be on information and belief and need not be based on personal knowledge [citation], but the information sought must be requested with sufficient specificity to preclude the possibility of a defendant’s simply casting about for any helpful information.” (Mooc, supra, 26 Cal.4th at p. 1226.) If the defendant establishes good cause, the court must [71]*71review the records in camera to determine what, if any, information should be disclosed. (Ibid.; § 1045, subd. (b).)

We discussed what constitutes a good cause showing of materiality in Warrick v. Superior Court (2005) 35 Cal.4th 1011 [29 Cal.Rptr.3d 2, 112 P.3d 2] (Warrick). The supporting affidavit “must propose a defense or defenses to the pending charges.” (Id. at p. 1024.) To show the requested information is material, a defendant is required to “establish not only a logical link between the defense proposed and the pending charge, but also to articulate how the discovery being sought would support such a defense or how it would impeach the officer’s version of events.” (Id. at p. 1021.) The information sought must be described with some specificity to ensure that the defendant’s request is “limited to instances of officer misconduct related to the misconduct asserted by the defendant.” (Ibid.)

Counsel’s affidavit must also describe a factual scenario that would support a defense claim of officer misconduct. (Warrick, supra, 35 Cal.4th at pp. 1024-1025.) “That factual scenario, depending on the circumstances of the case, may consist of a denial of the facts asserted in the police report.” (Ibid.) “In other cases, the trial court hearing a Pitchess motion will have before it defense counsel’s affidavit, and in addition a police report, witness statements, or other pertinent documents. The court then determines whether defendant’s averments, ‘[v]iewed in conjunction with the police reports’ and any other documents, suffice to ‘establish a plausible factual foundation’ for the alleged officer misconduct and to ‘articulate a valid theory as to how the information sought might be admissible’ at trial.” (Id. at p. 1025.) Corroboration of or motivation for alleged officer misconduct is not required. (Ibid.) Rather, “a plausible scenario of officer misconduct is one that might or could have occurred.” (Id. at p. 1026.) A scenario is plausible when it asserts specific misconduct that is both internally consistent and supports the proposed defense. (Ibid.) “A defendant must also show how the information sought could lead to or be evidence potentially admissible at trial.” (Ibid.)

Free access — add to your briefcase to read the full text and ask questions with AI

Garcia v. Superior Court, 163 P.3d 939, 42 Cal. 4th 63, 63 Cal. Rptr. 3d 948, 2007 Cal. LEXIS 8292 (Cal. 2007).

163 P.3d 939 (Garcia v. Superior Court) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

Washeleski v. C.W. CA6
California Court of Appeal, 2025