Garcia v. Chater

3 F. Supp. 2d 173, 1998 U.S. Dist. LEXIS 17340, 1998 WL 208828
CourtDistrict Court, D. Connecticut
DecidedMarch 26, 1998
Docket3:96CV0871 (RNC)
StatusPublished
Cited by3 cases

This text of 3 F. Supp. 2d 173 (Garcia v. Chater) is published on Counsel Stack Legal Research, covering District Court, D. Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Garcia v. Chater, 3 F. Supp. 2d 173, 1998 U.S. Dist. LEXIS 17340, 1998 WL 208828 (D. Conn. 1998).

Opinion

RULING AND ORDER

CHATIGNY, District Judge.

This is appeal from a decision of the Commissioner of Social Security denying an application for Supplemental Security Income benefits. Plaintiff contends that he is unable to work due to a combination of mental and physical impairments, but he relies primarily on a claim that he has severe mental impairments. Specifically, he contends that he has a personality disorder and is either mentally retarded or suffers from a factitious disorder, which causes him to pretend to be retarded. 1 In a detailed opinion, an Administrative Law Judge found that plaintiff has a severe impairment of his right knee, a non-severe impairment of his left knee and non-severe mental impairments. The ALJ also found that plaintiff retains the residual functional capacity to perform light work and is capable *174 of performing his previous work as a custodian. The ALJ’s decision is supported by substantial evidence. Accordingly, the decision is affirmed.

Plaintiff is 32 years old. He was born and raised in Puerto Rico. He claims to have stopped going to school after the second grade. He speaks Spanish but does not speak English and cannot read or write. His last job was at a McDonald’s restaurant cleaning bathrooms, mirrors and doors, mopping floors and removing garbage bags from trash receptacles.

On July 7, 1994, plaintiff filed an application for Supplemental Security Income benefits claiming disability as a result of injuries he sustained the previous month when he was struck by a car while riding a bike. The application was denied initially and on reconsideration and plaintiff requested a hearing. On June 29, 1995, a hearing was held. Plaintiff testified through a Spanish language interpreter. The ALJ concluded that plaintiff can perform the duties of the job he had at McDonald’s and therefore denied the application. The Appeals Council denied plaintiffs request for review, making the ALJ’s decision the final decision of the Commissioner.

Plaintiff asserts numerous claims of error on this appeal. None of them warrants reversal or a remand.

Plaintiffs principal contention is that the ALJ erred in failing to find that he suffers from severe mental impairments that meet the listing of section 12.05 of the Listing of Impairments, which deals with mental retardation, or section 12.08, which deals with personality disorders. See 20 C.F.R. § 404, Subpart P, App. at 445-446. Plaintiffs claim is based on reports of four examinations conducted between September 1994 and June 1995.

A consulting clinical psychologist, Ralph Welsh, examined plaintiff twice during that period. After the first examination, he found that plaintiff is mildly mentally retarded and has avoidant personality disorder with dependent characteristics. T. 138. The diagnosis of mild mental retardation was based in part on the results of a battery of tests, which showed, among other things, a full scale IQ of 49. During the second examination in January 1995, it became apparent that plaintiff was consciously attempting to “alter his test performance” and had done so during the first examination. T. 146. Dr. Welsh’s report following the second examination states that the “available test data” (i.e. the results of the first and second sets of tests) “suggest [ ]” a diagnosis of “factitious disorder with predominantly psychological signs and symptoms” and “personality disorder, NOS” (i.e. not otherwise specified). 2 T. 146.

A consulting physician, Richard Slutsky, examined plaintiff in October 1994. Dr. Slut-sky’s report states that plaintiff has “traumatic brain injury and a history of cognitive and psychological problems secondary to it.” T. 141. Dr. Slutsky’s report shows that he conducted a physical exam and neurologic exam but relied primarily on information provided by an interpreter, Dan Maldonado, who is friendly with the plaintiff.

Plaintiff was also examined by a Spanish-speaking clinical psychologist, Manuel J. Rosales, in June 1995. In a report dated September 8, 1995, after the ALJ issued her decision, Dr. Rosales stated that plaintiff has “significant cognitive deficits” and that his “Full Scale IQ Score is probably within the range of 62 to 67, which suggests that the presence of mental retardation will need to be ruled out.” T. 7. The report goes on to say that “[flurther evaluation of the adaptive level of functioning has to be obtained to confirm this diagnostic impression.”

Based on this evidence, plaintiff contends that he has severe mental impairments in that he has a personality disorder (as diagnosed by Dr. Welsh in both September 1994 and January 1995) and is either retarded (as Dr. Welsh found in September 1994 and Dr. Rosales found in June 1995), or has a factitious disorder (as stated by Dr. Welsh in January 1995). Plaintiff contends that his mental impairments meet the requirements set forth in both sections 12.05 and 12.08.

*175 Plaintiff’s claim that the ALJ failed to properly consider and assess his mental impairments is unavailing. The ALJ stated that plaintiff has “non-severe impairments including feigning mental retardation and mental illness _” T. 20. Though that statement is somewhat ambiguous, it is apparent that the “non-severe impairments” referred to include personality disorder and factitious disorder, as diagnosed by Dr. Welsh following his second examination. The standard document for evaluating mental impairments was completed by the ALJ and appended to her decision as required by the pertinent regulations. See 20 C.F.R. § 404.1520a(d). The document shows that the ALJ evaluated the severity of plaintiffs mental disorders in light of the criteria set forth in sections 12.05 and 12.08 and properly found that the requirements of those sections are not satisfied. 3

Plaintiffs contention that he suffers from mental retardation of the level of severity described in section 12.05 is not supported by the record. Section 12.05 requires mental incapacity evidenced by dependence on others for personal needs. Plaintiff and his witness Mr. Maldonado testified that plaintiff is able to attend to his personal needs. The requirements of section 12.05 may also be satisfied by valid IQ scores. However, the scores plaintiff presented to the ALJ to document his claim are not valid. Dr. Welsh’s report of his second examination shows that the scores are unreliable due to plaintiffs conscious attempt to “alter his test performance.” 4

Plaintiffs contention that his mental disorders meet the level of severity described in section 12.08 is also unavailing. Dr. Welsh’s report following his second examination provides a basis for finding that plaintiff has a personality disorder and factitious disorder. However, it does not provide a basis for finding that plaintiffs disorders have the level of severity required by section 12.08. Plaintiffs other evidence, consisting of his own testimony and the testimony of Mr.

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Cite This Page — Counsel Stack

Bluebook (online)
3 F. Supp. 2d 173, 1998 U.S. Dist. LEXIS 17340, 1998 WL 208828, Counsel Stack Legal Research, https://law.counselstack.com/opinion/garcia-v-chater-ctd-1998.