Garb v. Republic of Poland

440 F.3d 579, 2006 U.S. App. LEXIS 7225, 2006 WL 515500
CourtCourt of Appeals for the Second Circuit
DecidedMarch 3, 2006
DocketDocket No. 02-7844
StatusPublished
Cited by74 cases

This text of 440 F.3d 579 (Garb v. Republic of Poland) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Garb v. Republic of Poland, 440 F.3d 579, 2006 U.S. App. LEXIS 7225, 2006 WL 515500 (2d Cir. 2006).

Opinions

Judge STRATJB dissents in a separate opinion.

JOSE A. CABRANES, Circuit Judge:

We consider here claims emerging from the re-drawing of the map of Europe following the defeat of the Axis Powers in the Second World War, the displacement of millions of people, particularly surviving Jews, in much of the continent, and the installation by force of governments in Central and Eastern Europe. See Michael R. Marrus, The Unwanted: Ewropean Refugees in the Twentieth Century 335-36 (1985) (describing the forced migration of Jews and expropriation of Jewish assets throughout Central and Eastern Europe following the Second World War); Compl. ¶ 3;1 see also Malcolm J. Proudfoot, European Refugees: 1989-5~, at 190 (1956) ("When the [Second World] IIW]ar ended, there were approximately 11 million non-German displaced persons in Europe who required repatriation."); id. at 189 (providing a breakdown by nationality of persons requiring repatriation).

Plaintiffs appeal from a judgment of the United States District Court for the Eastern District of New York (Edward R. Kor-man, Chief Judge) dismissing their claims against the Republic of Poland and the Ministry of the Treasury of Poland for lack of subject matter jurisdiction, pursuant to Federal Rule of Civil Procedure 12(b)(1). See Garb v. Republic of Poland, 207 F.Supp.2d 16 (E.D.N.Y.2002). Plaintiffs' claims, which at the pleadings stage we accept as true in all respects, see, e.g., Hallock v. Bonner, 387 F.3d 147, 150 (2d Cir.2004), arise from the mistreatment of Jews in Poland after the Second World War-mistreatment that Chief Judge Korman properly described as "horrendous." Garb, 207 F.Supp.2d at 17. In particular, plaintiffs challenge the Polish Government's expropriation of their property following the asserted enactment of post-war legislation designed for that purpose. Id. at 18.

As the District Court aptly noted, "strong moral claims are not easily converted into successful legal causes of action." Id. at 39 (internal quotation marks and alteration omitted.) Despite the severe injuries asserted by plaintiffs, the capacity of United States courts to exercise jurisdiction over plaintiffs' claims hinges on a legal inquiry narrowly circumscribed by statute. It is well settled that the only source of subject matter jurisdiction over a foreign sovereign in the courts of the United States is the Foreign Sovereign Immunities Act of 1976 ("FSIA"), 28 U.S.C. §~ 1330, 1602-1611, which codifies several exceptions to the long-established doctrine of foreign sovereign immunity.

Following a remand from the Supreme Court, see Republic of Poland v. Garb, 542 U.S. 901, 124 S.Ct. 2835, 159 L.Ed.2d 265 (2004), we consider for the second time whether plaintiffs' claims fall under these statutory exceptions. In the period between our previous disposition of this matter, see Garb v. Republic of Poland, 72 Fed.Appx. 850 (2d Cir.2003) (summary order), and the Supreme Court's remand, the question of the FSIA's retroactivity has been resolved in the affirmative, see Republic of Austria v. Altmann, 541 U.S. 677, 124 S.Ct. 2240, 159 L.Ed.2d 1 (2004). Accordingly, we now apply the FSIA ret[582]*582roactively to claims arising from events that took place prior to that statute’s 1976 enactment.

We hold that none of the FSIA’s exceptions to foreign sovereign immunity applies here and that subject matter jurisdiction is therefore lacking. First, we hold that plaintiffs have not satisfied the “commercial activity” exception of the FSIA, 28 U.S.C. § 1605(a)(2), because (a) a state’s confiscation of property within its borders is not a “commercial” act, (b) the subsequent commercial treatment of expropriated property is not sufficiently “in connection with” the prior expropriation to satisfy the “commercial activity” exception, and (c) we decline to credit plaintiffs’ recharac-terization of what are in essence “takings” claims as “commercial activity” claims. Second, we hold that plaintiffs have not satisfied the “takings” exception of the FSIA, 28 U.S.C. § 1605(a)(3), because (a) plaintiffs seek to recover property that is not “present in the United States,” (b) in such circumstances, plaintiffs must show that the property “is owned or operated by an agency or instrumentality of the foreign state,” (c) plaintiffs allege that the property is “owned by” the Ministry of the Treasury of Poland, Appellants’ Br. at 15, and (d) the Ministry of the Treasury of Poland is not an “agency or instrumentality” of the Republic of Poland because its “core function” is governmental rather than commercial.

Background

Plaintiffs are “Jewish persons and entities (and their heirs and successors) who owned real property ... in Poland during the period September 1, 1939 to May 30, 1945.” Garb, 207 F.Supp.2d at 19 (internal quotation marks omitted). They filed suit in the District Court on June 18, 1999, seeking redress from the Republic of Poland and the Ministry of the Treasury of Poland for expropriation of real property from Jews in post-War Poland. See id. at 17-19. The District Court’s thorough opinion sets forth plaintiffs’ claims in commendable detail, including the post-War violence perpetrated by the government of Poland against Polish Jews who had returned from the Soviet Union, the expropriation of property from those Jews, and the Polish government’s actual and constructive participation in that violence and expropriation. Id.

Because this suit sought to hold a foreign sovereign State liable in the courts of the United States, and because, under the FSIA, “a foreign state is presumptively immune from the jurisdiction of United States courts[J unless a specified [statutory] exception applies,” Saudi Arabia v. Nelson, 507 U.S. 349, 355, 113 S.Ct. 1471, 123 L.Ed.2d 47 (1993),2 plaintiffs have asserted that two exceptions to the FSIA apply to their claims — namely, (1) the “commercial activity” exception of 28 U.S.C. § 1605(a)(2),3 and (2) the “takings” exception of 28 U.S.C. § 1605(a)(3).4

[583]*583Defendants contested the applicability of those exceptions and moved to dismiss this action for lack of subject matter jurisdiction, pursuant to Federal Rule of Civil Procedure 12(b)(1). In a comprehensive opinion, the District Court granted defendants’ motion, see Garb, 207 F.Supp.2d at 39-40, finding that the “commercial activity” exception did not apply because, inter alia, (1) a government’s expropriation of property from its own citizens “is a quintessentially sovereign act and is never viewed as having commercial character,” id.

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440 F.3d 579, 2006 U.S. App. LEXIS 7225, 2006 WL 515500, Counsel Stack Legal Research, https://law.counselstack.com/opinion/garb-v-republic-of-poland-ca2-2006.