Galea'i v. Atofau

16 Am. Samoa 2d 76
CourtHigh Court of American Samoa
DecidedAugust 20, 1990
DocketCA No. 72-89
StatusPublished

This text of 16 Am. Samoa 2d 76 (Galea'i v. Atofau) is published on Counsel Stack Legal Research, covering High Court of American Samoa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Galea'i v. Atofau, 16 Am. Samoa 2d 76 (amsamoa 1990).

Opinion

This is an action for damages arising out of a battery.

Although plaintiff and defendant told vividly contrasting stories, a few facts are undisputed. On October 12, 1987, defendant beat plaintiff with the stock end of a rifle or shotgun. Plaintiff suffered a compound fracture of his left arm, a fracture in the right wrist, and a dislocated left elbow. He was hospitalized for several days and underwent surgery. Plaintiff now has a metal plate and pins in his left arm, some scarring, and residual difficulty with the use of the left arm which could probably be improved by another operation.

Defendant was charged with Assault in the First Degree. He was bound over to the High Court on this charge after a preliminary examination to determine probable cause. Defendant eventually pled guilty to Assault in the Third Degree. The Court questioned the defendant to ascertain that there was a factual basis for the guilty plea, entered a judgment of conviction, and imposed a six month prison term. Defendant now maintains, however, that his actions were justified as reasonably necessary to defend himself and his property.

[78]*78Plaintiffs testimony is that on October 12 he was driving with his three young children along a mountain road toward the village of Leone from some land he believes to be owned by his family. The engine on his vehicle died. After coasting downhill for a while he came to a flat place in the road and the car came to a stop. As plaintiff was getting out to inspect the engine, another car came along. This car contained the defendant and some young men or teenaged boys. The defendant — with whom plaintiff had recently had some unpleasant words — shouted something offensive. Then defendant’s car stopped a few feet ahead of plaintiffs car.

Defendant and the other occupants got out, and defendant walked toward plaintiff carrying a rifle or shotgun. Plaintiff was afraid he would be shot, but instead the defendant used the gun as a club. Plaintiff put up his arm to try to protect his face; defendant hit this arm with the gun until plaintiff could no longer hold it up; then he put up the other arm and defendant hit that one too. The blows were severe enough not only to fracture plaintiffs arms but also to break the rifle stock. Plaintiff was also hit by a rock thrown by one of the boys who was with defendant. Eventually he fell to the ground and defendant walked away.

Defendant’s version is that when his car and that of plaintiff passed each other, they almost collided. He shouted to plaintiff to watch the road, plaintiff shouted out a curse or insult, and he shouted back at plaintiff in a similar vein. Then he saw plaintiffs car coming to a stop. Defendant took this as an invitation to fight and decided it was time to have it out. Seeing that plaintiff was carrying a knife, defendant took his gun with him. He walked up to the plaintiff, who swung the knife at him and missed. Defendant then began hitting plaintiff with the gun. His objective was to take the knife away, but in order to do this it was necessary first to knock down plaintiffs left arm. When plaintiff finally lowered his left arm, defendant hit plaintiffs right arm once with the gun. The knife fell to the ground. Defendant retrieved it and left the scene.

Defendant presented into evidence a knife he claims to be the one he took from plaintiff. It is a "cane knife," shorter and somewhat broader than the "bush knife" or machete more commonly carried in Samoa, with a curved or hooked blade. (Although defendant’s counsel lays great stress on the unusual shape of the "cane knife,” the one introduced into evidence does not impress the Court as being any more dangerous or frightening than an ordinary bush knife.) Plaintiff testified that he did once have a knife something like this, which has since been [79]*79lost, but that the one introduced into evidence is not it. He denies having had a knife or a weapon of any kind when he was beaten by defendant.

I. Collateral Estoppel

Plaintiff contends that defendant is estopped by his guilty plea and by the ensuing criminal conviction from asserting in the present action that he acted in self-defense.

The effect of a guilty plea in a criminal case upon a subsequent action for damages appears to be a question of first impression in American Samoa. We therefore requested counsel to research the law of other jurisdictions and submit post-trial memoranda. Plaintiff has cited a number of authorities in support of the proposition that a guilty plea does estop the defendant in a subsequent civil action. Defendant has submitted a quotation from American Jurisprudence 2d, to the effect that a guilty plea does not estop the defendant from presenting the defense of justification in the subsequent civil case, "because of want of mutuality"; and a citation for Corpus Juris Secundum to the same effect.

The doctrine that estoppel requires "mutuality," however, is no longer generally regarded as part of the law. See, e.g., Parklane Hosiery Co., Inc. v. Shore, 439 U.S. 322 (1979); Blonder-Tongue Laboratories, Inc. v. University of Illinois Foundation, 402 U.S. 313 (1972); Restatement (Second) of Judgments §§ 29, 85(2) (1980); cf. Puailoa v. Estate of Lagafuaina, 11 A.S.R.2d 54, 76 (1989) ("The doctrine of collateral estoppel sometimes bars relitigation of issues even where the facts or the parties are somewhat different in the new case than in the old.")

The doctrine of mutuality was unrelated to defendant’s contention in the present case, which is that a guilty plea entered as a result of a plea bargain should not necessarily be regarded as a true statement. Rather, the mutuality requirement was "[b]ased on the premise that it is somehow unfair to allow a party to use a prior judgment when he himself would not be so bound." Parklane, 439 U.S. at 327. Thus, even in the heyday of the mutuality doctrine, the government could sue a convicted criminal for civil damages and the defendant would be estopped to deny the facts entailed by his conviction. See, e.g., Local 167, International Brotherhood of Teamsters v. United States, 291 U.S. 293 (1934). Indeed, should the defendant so much as file a pleading inconsistent with his prior criminal conviction, the civil court would strike the pleading as "false and sham," because the [80]*80defendant "could not require proof of what had been duly adjudged between the parties." Id. at 298-99. The estoppel applied whether defendant’s conviction had resulted from a trial or from a guilty plea. Fontneau v. United States, 654 F.2d 8 (1st Cir. 1981); Plunkett v. Commissioner of Internal Revenue, 465 F.2d 299 (7th Cir. 1972). A defendant was estopped even though his guilty plea was induced by a plea bargain, and even though the bargain might have been a most attractive one. Plunkett, 465 F.2d at 305-06.

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16 Am. Samoa 2d 76, Counsel Stack Legal Research, https://law.counselstack.com/opinion/galeai-v-atofau-amsamoa-1990.