Gaines v. Florida Parole Com'n

743 So. 2d 118, 1999 Fla. App. LEXIS 12519, 1999 WL 743615
CourtDistrict Court of Appeal of Florida
DecidedSeptember 22, 1999
Docket98-3382
StatusPublished
Cited by4 cases

This text of 743 So. 2d 118 (Gaines v. Florida Parole Com'n) is published on Counsel Stack Legal Research, covering District Court of Appeal of Florida primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Gaines v. Florida Parole Com'n, 743 So. 2d 118, 1999 Fla. App. LEXIS 12519, 1999 WL 743615 (Fla. Ct. App. 1999).

Opinion

743 So.2d 118 (1999)

Jerry GAINES, Petitioner,
v.
FLORIDA PAROLE COMMISSION, Respondent.

No. 98-3382.

District Court of Appeal of Florida, Fourth District.

September 22, 1999.

Jerry Gaines, Miami, pro se.

Bradley R. Bischoff, Assistant General Counsel, Tallahassee, for respondent.

WARNER, C.J.

In this petition for certiorari, prisoner Jerry Gaines seeks review of the circuit court's order dismissing his petition for writ of mandamus against the Florida Parole Commission concerning his eligibility *119 for parole release.[1] While Gaines had alleged that application to his sentence of section 947.1745(6), Florida Statutes (1997), which requires notification to the sentencing judge of any proposed prisoner release under parole, was a violation of the ex post facto clause, the court disagreed and determined that the statute was not unconstitutional, relying on Gattis v. Florida Parole Commission, 535 So.2d 640 (Fla. 1st DCA 1988), rev. denied, 542 So.2d 1333 (Fla.1989). We agree with Gattis as to the constitutional application of the statute. However, we quash the decision based on Gaines' second argument, that the Parole Commission failed to notify the sentencing judge, who was serving as a senior judge.

In 1977, Gaines was found guilty of second degree murder and unlawful possession of a firearm by a convicted felon and was sentenced by Dade Circuit Court Judge Ellen Morphonios to life imprisonment for the murder and a concurrent 15 year sentence for the firearm conviction. Under the statutory parole system in effect at the time, a sentencing judge could retain jurisdiction over a defendant's sentence so that the judge's approval as well as that of the parole commission was necessary for the prisoner's release. See § 947.16(3), Fla. Stat. (Supp.1978). Judge Morphonios did not retain jurisdiction for this purpose. Several presumptive parole release dates ("PPRD") were set for Gaines, the changes to which are not germane to this appeal. Eventually, the Commission set a presumptive parole date of September 7, 1992.

On October 1, 1986, the Florida Legislature amended section 947.1745(4), Florida Statutes, to require the Commission to notify and seek comments from the sentencing court when an inmate was within 90 days of his or her effective parole release date ["EPRD"] interview. The statute was further amended and codified as section 947.1745(6) and now requires the following:

If the sentencing judge is no longer serving, the notice must be sent to the chief judge of the circuit in which the offender was sentenced. The chief judge may designate any circuit judge within the circuit to act in the place of the sentencing judge. Within 30 days after receipt of the commission's notice, the sentencing judge, or the designee, shall send to the commission notice of objection to parole release, if the judge objects to such release. If there is objection by the judge, such objection may constitute good cause in exceptional circumstances as described in s. 947.173, and the commission may schedule a subsequent review within 2 years, extending the presumptive parole release date [PPRD] beyond that time. However, for an inmate who has been ... [c]onvicted of murder ... the commission may schedule a subsequent review under this subsection once every 5 years, extending the [PPRD] beyond that time.... If the judge remains silent with respect to parole release, the commission may authorize an [EPRD]....

Pursuant to the 1986 statute, the Commission notified Chief Judge Leonard Rivkind of Gaines' parole release, as Judge Morphonios had retired in 1991. Judge Rivkind objected to the release. Based on the comments of the judge, the Commission extended Gaines' PPRD to September 7, 1997.

On May 12, 1997, Judge Alex Ferrer, who was appointed pursuant to section 947.1745(6), Florida Statutes (1997), by Chief Judge Rivkind to act in place of Judge Morphonios for the purposes of commenting on Gaines' release, responded to the Commission's inquiry and objected to his release on parole. The petition alleges that Judge Morphonios was also contacted by Gaines' daughter and responded to his prospective parole by stating, "it is my position to remain silent on this issue [of Gaines' parole release]. I cannot, however, *120 speak for any other judge in this jurisdiction."

Based on Judge Ferrer's objection, the Commission extended Gaines' PPRD to September 2002. Gaines sought and was denied administrative review of the Commission's decision. In July 1998, Gaines filed a petition for mandamus which is the subject of this certiorari proceeding. In it, he alleged that section 947.1745 was unconstitutionally applied to him. He also alleged that the Commission failed to comply with the statute, because Judge Morphonios still serves as a judge and that as his sentencing judge, should have been solicited for comments by the Commission. The trial court dismissed the petition without obtaining a response. Citing Gattis, 535 So.2d at 641-42, the court determined that the statute did not constitute an ex post facto law. Additionally, the judge found that the Commission acted in accordance with the statute by sending notice to the Chief Judge, who in turn designated Judge Ferrer to act in place of the sentencing judge. The order noted that, due to her retirement in 1991, Judge Morphonios was no longer serving as a judge in the Eleventh Circuit when notice of Gaines' impending release was sent to that court. Gaines seeks certiorari relief from that decision. Our review on certiorari is limited to a determination of whether the trial court departed from the essential requirements of law or denied Gaines due process in dismissing his mandamus petition. See Sheley v. Florida Parole Comm'n, 720 So.2d 216 (Fla.1998).

In Gattis, 535 So.2d at 641-42, the first district determined that application of the procedures of section 947.1745 to prisoners convicted prior to its enactment was not an ex post facto violation of the Florida Constitution. However, that same court later suggested in dictum that the statute may indeed constitute such a violation. See Williams v. Florida Parole Comm'n, 625 So.2d 926, 935-36 (Fla. 1st DCA 1993), rev. denied, 637 So.2d 236 (Fla.1994), receded from on other grounds in Sheley, 703 So.2d at 1206. It observed that retrospective application of the section would permit the circuit judge to object to a parole release even though that judge had previously declined to retain jurisdiction over the sentence for that purpose under the prior law. See id. Upon our own analysis of the issue, we conclude that the application of section 947.1745(6) to a prisoner sentenced before its enactment does not constitute an ex post facto violation.

In considering the earlier version of Florida's parole release guidelines, the court in Paschal v. Wainwright, 738 F.2d 1173, 1175-76 (11th Cir.1984), summarized the following guideposts for considering an ex post facto challenge:

The Supreme Court has held that three critical elements must be present to establish an ex post facto clause violation: the statute must be a penal or criminal law, retrospective, and disadvantageous to the offender because it may impose greater punishment. Weaver v.. Graham, 450 U.S. 24, 29, 101 S.Ct. 960, 964, 67 L.Ed.2d 17 (1981).

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743 So. 2d 118, 1999 Fla. App. LEXIS 12519, 1999 WL 743615, Counsel Stack Legal Research, https://law.counselstack.com/opinion/gaines-v-florida-parole-comn-fladistctapp-1999.