Albert E. Paschal v. Louie L. Wainwright, Etc.

738 F.2d 1173, 1984 U.S. App. LEXIS 19632
CourtCourt of Appeals for the Eleventh Circuit
DecidedAugust 13, 1984
Docket82-3088
StatusPublished
Cited by35 cases

This text of 738 F.2d 1173 (Albert E. Paschal v. Louie L. Wainwright, Etc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Albert E. Paschal v. Louie L. Wainwright, Etc., 738 F.2d 1173, 1984 U.S. App. LEXIS 19632 (11th Cir. 1984).

Opinion

TJOFLAT, Circuit Judge:

The petitioner, Albert E. Paschal, is serving a life sentence in a Florida prison. The Florida Parole and Probation Commission has given him a presumptive parole release date of March 29, 1993. Petitioner contends that the Commission, in setting this release date, violated the ex post facto clause of Article I, Section 10, of the Constitution, and he seeks a writ of habeas corpus ordering the Commission to consider him for parole immediately. The district court found no ex post facto violation and denied the writ. We affirm.

I.

In 1970, petitioner was convicted of first degree murder in Duval County, Florida and sentenced to death. In 1972, the sentencing judge modified petitioner’s sentence to life imprisonment, thus making petitioner eligible for parole at the discretion of the Florida Parole and Probation Commission (the Commission). The Commission first considered petitioner for parole in 1974. One of the Commission’s hearing examiners interviewed petitioner and recommended that he not be paroled; the Commission followed this recommendation. The Commission denied petitioner parole again in 1975, 1976, 1977, and 1978, on each occasion following the recommendation of its hearing examiner.

*1175 In July 1978, the Florida legislature passed the Objective Parole Guidelines Act of 1978 (the Parole Act), Fla.Stat.Ann. §§ 947.001-.24 (1983 Supp.). The Parole Act required the Commission to adopt parole “guidelines,” creating presumptive parole release dates based on the “seriousness of the offense” committed and “the likelihood of a favorable parole outcome,” and to consider these guidelines in making release decisions. Fla.Stat.Ann. § 947.165 (1983 Supp.). In April 1979, the Commission, having promulgated guidelines as required by the Act, 1 again considered petitioner for parole. The guidelines rated petitioner’s first degree murder offense as “greatest most serious,” the highest possible offense severity rating, and indicated that he was a poor parole risk. The guidelines called for a term of incarceration of 226 to 288 months. Following these guidelines, the Commission denied petitioner parole because he had served only 111 months and gave him a “presumptive release date” of September 29, 1992 conditioned on his maintaining satisfactory “institutional conduct.” Fla.Stat.Ann. § 947.-1745 (1983 Supp.). When petitioner did not maintain such conduct, committing several disciplinary infractions, the Commission, drawing on its authority under the Parole Act, extended his presumptive release date to March 29, 1993.

A few months prior to the Commission’s extension of petitioner’s presumptive release date petitioner instituted mandamus proceedings against the Commission in the Florida District Court of Appeal to compel the Commission to consider him for immediate parole. He alleged that the guidelines were invalid because they precluded the Commission from considering him for parole “at any time,” as it could under prior law, and thus had effectively extended his term of imprisonment. This, petitioner argued, imposed punishment not in existence at the time of his offense and violated the ex post facto prohibition of the U.S. Constitution. The Florida court summarily refused to issue the requested writ of mandamus. Petitioner, having exhausted his state remedies, then brought these habeas corpus proceedings in the district court, presenting the same ex post facto claim and seeking immediate parole consideration. He requested an evidentiary hearing to prove that the Commission, operating under the new Parole Act, had ceased considering him eligible for parole.

The district court rejected petitioner’s claim as insufficient as a matter of law. Comparing the Commission’s authority under the Parole Act with that accorded the Commission under the prior law, the court concluded that the Act in no way limited the Commission’s discretion to grant parole. Nor did the guidelines limit the Commission’s discretion; instead, they merely served to “clarify the procedure utilized [by the Commission] in making [parole] decision^].” In sum. there was no ex post facto violation.

Petitioner appeals. Considering Florida’s sentencing and parole model in light of governing case law and the policies underpinning the ex post facto clause, we agree with the district court and hold that the Commission’s application of the Parole Act to petitioner’s case in setting his presumptive parole release date did not violate the ex post facto clause.

II.

The U.S. Constitution contains two ex post facto clauses, one applicable to the states, article 1, section 10, clause 1, and one to the federal government, article 1, section 9, clause 3. In this appeal we consider the clause addressed to the states: “No state shall ... pass any ... ex post facto law.”

The Supreme Court has held that three critical elements must be present to *1176 establish an ex post facto clause violation: the statute must be a penal or criminal law, 2 retrospective, 3 and disadvantageous to the offender because it may impose greater punishment. 4 Weaver v. Graham, 450 U.S. 24, 29, 101 S.Ct. 960, 964, 67 L.Ed.2d 17 (1981). A law may violate the ex post facto prohibition even if it “merely alters penal provisions accorded by the grace of the legislature,” id. at 30-31, 101 S.Ct. at 965; it need not impair a “vested right.” Id. A law which is merely procedural and does not add to the quantum of punishment, however, cannot violate the ex post facto clause even if it is applied retrospectively. Id. at 32-33 & n. 17, 101 S.Ct. at 966 & n. 17. See Dobbert v. Florida, 432 U.S. 282, 293, 97 S.Ct. 2290, 2298, 53 L.Ed.2d 344 (1977) (“even though it may work to the disadvantage of a defendant, a procedural change is not ex post facto.’’)) see also Thompson v. Missouri, 171 U.S. 380, 18 S.Ct. 922, 43 L.Ed. 204 (1898); Hopt v. Utah, 110 U.S. 574, 4 S.Ct. 202, 28 L.Ed. 262 (1884). With these principles in mind, we consider whether petitioner has stated an ex post facto claim.

The second element of an ex post facto claim is plainly present in this case; the Parole Act and the Commission’s guidelines were applied retrospectively to petitioner. The third element is not present, however; *1177 an examination of the parole process both before and after the Parole Act shows that neither the Parole Act nor the guidelines have operated to petitioner’s detriment.

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Bluebook (online)
738 F.2d 1173, 1984 U.S. App. LEXIS 19632, Counsel Stack Legal Research, https://law.counselstack.com/opinion/albert-e-paschal-v-louie-l-wainwright-etc-ca11-1984.