G. Owens v. Penn Tech Machinery Corp. (WCAB)

CourtCommonwealth Court of Pennsylvania
DecidedMay 30, 2023
Docket1288 C.D. 2021
StatusUnpublished

This text of G. Owens v. Penn Tech Machinery Corp. (WCAB) (G. Owens v. Penn Tech Machinery Corp. (WCAB)) is published on Counsel Stack Legal Research, covering Commonwealth Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
G. Owens v. Penn Tech Machinery Corp. (WCAB), (Pa. Ct. App. 2023).

Opinion

IN THE COMMONWEALTH COURT OF PENNSYLVANIA

Glen Owens, : Petitioner : : v. : : Penn Tech Machinery Corp. (Workers’ : Compensation Appeal Board), : No. 1288 C.D. 2021 Respondent : Submitted: February 10, 2023

BEFORE: HONORABLE CHRISTINE FIZZANO CANNON, Judge HONORABLE ELLEN CEISLER, Judge HONORABLE LORI A. DUMAS, Judge

OPINION NOT REPORTED

MEMORANDUM OPINION BY JUDGE FIZZANO CANNON FILED: May 30, 2023

Glen Owens (Claimant) petitions for review from the November 4, 2021, decision and order of the Workers’ Compensation Appeal Board (Board), which affirmed a December 14, 2020, decision and order of the Workers’ Compensation Judge (WCJ) denying, in part, a utilization review (UR) petition filed by Claimant. Upon review, we affirm the Board’s order.

I. Factual & Procedural Background Claimant sustained a work-related lumbar injury on May 30, 2014. Reproduced Record (R.R.) at 102a. In 2017, the parties settled Claimant’s wage losses and Penn Tech Machinery Corp. (Employer) agreed to remain responsible for reasonable and necessary medical expenses for Claimant’s injury. Id. In January 2020, Employer requested a UR of treatment provided to Claimant by Dr. Miteswar Purewal, M.D. (Treating Doctor), who is board certified in anesthesiology and the subspecialty of pain management.1 Id. at 7a-9a & 75a. The request was assigned by a licensed UR organization (URO) to Dr. Nathan Schwartz, M.D. (Reviewing Doctor), who is board certified in anesthesiology. Id. at 14a. Reviewing Doctor’s report stated that he reviewed Treating Doctor’s records as well as those from additional treating providers, specifically Dr. Michael Cohen, a neurologist, and Robert Otto, a physical therapist. Id. at 16a. Based on Reviewing Doctor’s records review, Treating Doctor began treating Claimant in March 2016. The treatment included epidural steroid injections. R.R. at 17a. In February 2018, Claimant underwent a lumbar laminectomy. Id. In January 2020, Claimant reported ongoing pain and “issues” with the steroids, so Treating Doctor recommended platelet rich plasma (PRP) injections.2 Id. at 18a. Treating Doctor requested to speak with Reviewing Doctor concerning the UR. Id. at 19a. Reviewing Doctor called Treating Doctor’s provided number four times over four days but was unable to leave a message three of those times, as the voicemail box was full. Id. He was able to leave one message, but it was not returned during the time he was completing his evaluation. Id. Claimant did not provide a statement for Reviewing Doctor to review as part of his evaluation. Id. Reviewing Doctor concluded that Treating Doctor’s treatment with certain medications, two lumbar epidural steroid injections in a six-month period,

1 The underlying litigation entailed other UR petitions regarding other providers treating Claimant, but only Treating Doctor’s UR is at issue in this appeal. Claimant’s Br. at 12. 2 According to Reviewing Doctor’s report, “PRP has a high concentration of growth factors. It is hypothesized that circulating growth factors and cytokines in PRP will act as humoral mediators to induce the natural healing cascade.” R.R. at 24a.

2 and two medial branch nerve block injections in a six-month period would be reasonable and necessary from January 2, 2020, and ongoing. R.R. at 20a. He concluded that other modalities, including Neurontin, after January 30, 2020, and more frequent steroid and medial branch block injections would not be reasonable and necessary. Id. Relevant to this appeal, Reviewing Doctor also concluded that PRP injections would not be reasonable and necessary. Reviewing Doctor opined:

Although PRP has demonstrated promising results for a variety of musculoskeletal conditions, small sample sizes and lack of standardization of graft preparation have hampered research efforts. There is no peer-reviewed, evidence-based medical literature supporting PRP injected into the epidural space. The injection of epidural PRP is purely experimental. In my opinion, PRP epidural injections recommended [by Treating Doctor] on 01/02/2020 and 01/30/2020, [and] ongoing are not reasonable and necessary. Id. at 24a. In March 2020, Claimant filed a petition to review Reviewing Doctor’s UR concerning Treating Doctor. R.R. at 1a. A hearing was held by telephone in April 2020, at which Claimant testified. Id. at 79a. He has not worked since the injury and is currently receiving Social Security Disability benefits. Id. at 88a. He had a bad reaction to the steroid injections but is getting “better results” from the PRP; he felt less pain and could take less medication. Id. at 85a. Treating Doctor provided a May 1, 2020, report that was entered into evidence. R.R. at 63a-64a. He stated that Claimant continues to suffer from “post- laminectomy pain syndrome secondary to scar tissue and residual disc material causing ongoing compression of the lumbar roots at the L4/L5 disc levels.” Id. at 63a. Typically, this can be treated with steroid injections, but Claimant experienced side effects including palpitations, racing thoughts, and confusion. Id. Treating

3 Doctor opined that to “provide pain relief and limit the need for opiates, [PRP] was substituted” for the steroid injections. Id. He referred to two clinical studies that “have supported the use of PRP in a variety of inflammatory ailments” and attached one to his report: “Efficacy of [PRP] via Lumbar Epidural Route in Chronic Prolapsed Intervertebral Disc Patients—A Pilot Study” by Rohan Bhatia and Gaurav Chopra. Id. at 64a-74a. He added that PRP has a low risk of side effects, as it is composed of the patient’s own blood. Id. at 63a-64a. He stated that ongoing access to PRP is medically necessary for Claimant, as it has provided him “significant relief” greater than that he received with steroids and with fewer side effects. Id. at 64a. The WCJ issued a decision and order on December 14, 2020. R.R. at 110a-111a. The WCJ credited Reviewing Doctor’s conclusion that the PRP treatment proposed by Treating Doctor was not reasonable and necessary. Id. at 108a. First, the WCJ found that Claimant’s testimony did not establish “significant relief” from the treatment. Id. Next, the WCJ accepted Reviewing Doctor’s explanation that PRP lacks the support of peer-reviewed and evidence-based literature. Id. Finally, the WCJ concluded that Treating Doctor’s report failed to “persuasively refute” Reviewing Doctor’s position, in part because the study Treating Doctor included was by authors with “unspecified credentials.” Id. The WCJ therefore concluded Employer had met its burden and denied the PRP aspect of Claimant’s UR petition. Id. at 109a-10a. Claimant appealed to the Board, which affirmed, finding Claimant’s arguments either were waived because they were not raised to the WCJ, or they were meritless. R.R. at 146a-50a. Claimant now appeals to this Court.

4 II. Discussion On appeal, Claimant challenges the Board’s conclusions regarding Reviewing Doctor’s failure to review certain medical records; Reviewing Doctor’s qualifications; Reviewing Doctor’s failure to speak directly with Treating Doctor while considering the UR request; and whether the WCJ’s denial of the PRP aspect of Claimant’s UR petition was supported by substantial evidence of record.3

A. Records from Claimant’s 2018 Surgery Section 127.452(a) of the UR regulations to the Workers’ Compensation Act4 (Act) states that a party, usually the employer, seeking a UR must file a request using a standard Bureau of Workers’ Compensation (Bureau) form and that “[a]ll information required by the form shall be provided.” 34 Pa. Code. § 127.452(a). The form requires the employer to specify the provider it seeks to have reviewed, but also “other treating provider(s).” R.R. at 7a. Pursuant to Section 127.403, the Bureau randomly assigns the UR request to an authorized URO. 34 Pa. Code. § 127.403.

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Bluebook (online)
G. Owens v. Penn Tech Machinery Corp. (WCAB), Counsel Stack Legal Research, https://law.counselstack.com/opinion/g-owens-v-penn-tech-machinery-corp-wcab-pacommwct-2023.