Fugate v. Commonwealth

62 S.W.3d 15, 2001 Ky. LEXIS 206, 2001 WL 1485853
CourtKentucky Supreme Court
DecidedNovember 21, 2001
Docket1998-SC-0912-MR
StatusPublished
Cited by28 cases

This text of 62 S.W.3d 15 (Fugate v. Commonwealth) is published on Counsel Stack Legal Research, covering Kentucky Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Fugate v. Commonwealth, 62 S.W.3d 15, 2001 Ky. LEXIS 206, 2001 WL 1485853 (Ky. 2001).

Opinions

COOPER, Justice.

On July 8, 1995, two people were killed and a third injured when their vehicle was struck head-on by another vehicle being operated in the wrong lane of travel by Appellant, Garroll Seldon Fugate. Appellant’s blood alcohol level was later determined to be 0.26g/100ml. Following a trial by jury in the Montgomery Circuit Court, Appellant was convicted of two counts of manslaughter in the second degree and one count of assault in the second degree. He was sentenced to ten years on each count to run consecutively for a total imprisonment of thirty years. He appeals to this Court as a matter of right, Ky. Const. § 110(2)(b), and asserts six claims of error, four with respect to his competency to stand trial and two with respect to eviden-tiary rulings at trial.

I. COMPETENCY ISSUES.

A. Trial judge’s findings and conclusion.

Appellant was severely injured in the accident, sustaining ankle, hip and fa[18]*18cial fractures, a compression fracture of the T-9 vertebra, and a transection of his spinal cord at the T-10 level, resulting in permanent paraplegia. Appellant suffers from a rare condition known as “painful paraplegia,” which causes him to suffer from chronic pain rather than no feeling at all below the level of the spinal cord injury. Appellant’s primary care physician, Dr. Richard Hall, declined to express an opinion as to Appellant’s competence to stand trial but did state that Appellant took prescription pain medication that occasionally caused him to be disoriented. On cross-examination, however, Dr. Hall admitted that Appellant understood the nature of his medical condition and that he was competent to make his own decisions with respect to future medical treatment.

Two psychologists testified at the competency hearing. Dr. Walter Powers, who had been appointed by the court to evaluate Appellant, opined that Appellant was competent to stand trial and that he was partially malingering and exaggerating his alleged mental deficiencies. Dr. Powers based his conclusions not only on his own examination, but also on interviews with nursing home attendants who observed Appellant on a daily basis and a neuropsy-chological evaluation performed by another psychologist at Dr. Powers’ request. Several of the nursing home employees testified that Appellant read books, watched television, conversed normally with other patients, participated in group activities, used a laptop computer, and frequented the smoking lounge where he often played checkers. One nursing home employee testified that Appellant would engage in normal conversations with her when they were alone, but if outsiders were present, he would commence to stutter and claim to be disoriented. Another testified that Appellant always addressed her by name except on one occasion when she came to his room while he was being interviewed by an unidentified man. On that occasion, Appellant claimed not to know her. Dr. Suzanne Johnson, who was retained by Appellant to evaluate his competency to stand trial, opined that Appellant was incompetent to stand trial and that he was neither malingering nor exaggerating. Her testimony was supported by that of Appellant’s sister.

In concluding that Appellant was competent to stand trial, the trial judge made extensive findings of fact with respect to the evidence and found the testimonies of Dr. Powers and the nursing home employees to be more persuasive. Since the trial judge’s conclusion was supported by substantial evidence, it was not clearly erroneous. Plumb v. Commonwealth, Ky., 490 S.W.2d 729, 731 (1973).

B. Appellant’s absence from the competency hearing.

Appellant claims it was reversible error to conduct the competency hearing in his absence. The hearing was held on October 2, 1997, at the courthouse in Mt. Sterling, Montgomery County, Kentucky. On that date, Appellant was a medicated, mostly bedfast patient at a nursing home in Frenchburg, Menifee County, Kentucky. Defense counsel explicitly waived Appellant’s presence at the hearing, explaining:

In my opinion, it would endanger him to try to move him. It would certainly place him in a great deal of pain to try to move him over here for this hearing.

Appellant does not contest the accuracy of this statement and does not claim that his attorney was acting without his authorization. Nor does he suggest how he was actually prejudiced by his absence from the hearing. He does not assert that his counsel inadequately presented the evidence in his behalf or inadequately cross-examined the witnesses for the Commonwealth. He does not describe how he [19]*19could have assisted counsel or what additional testimony he would have presented so as to avoid the judge’s ultimate determination that he was competent to stand trial. In fact, Appellant’s ability to provide such assistance might well have prejudiced his claim of incompetency, ie., that he lacked the capacity to appreciate the nature and consequences of the proceedings against him or to participate rationally in his defense. In other words, his ability to assist his counsel at the hearing may well have proved the Commonwealth’s contention that he was competent to stand trial. The sum and substance of Appellant’s claim with respect to this issue is that there should be a bright line rule that no one can waive a defendant’s right to be present at his own competency hearing except the defendant, him/herself.

“[T]he right to be present at every critical stage of the trial,” RCr 8.28(1), protects a defendant against purposeful or involuntary exclusion, e.g., Price v. Commonwealth, Ky., 31 S.W.3d 885, 892 (2000), but not voluntary exclusion. Even “[t]he most basic rights of criminal defendants are ... subject to waiver.” New York v. Hill, 528 U.S. 110, 114, 120 S.Ct. 659, 663, 145 L.Ed.2d 560 (2000) (quoting Peretz v. United States, 501 U.S. 923, 936, 111 S.Ct. 2661, 2669, 115 L.Ed.2d 808 (1991)). Although it would be preferable that the waiver come directly from the defendant, himself, there is no constitutional requirement to that effect. Clark v. Stinson, 214 F.3d 315, 324 (2nd Cir.2000), cert. denied, 531 U.S. 1116, 121 S.Ct. 865, 148 L.Ed.2d 778 (2001); Polizzi v. United States, 926 F.2d 1311, 1322 (2d Cir.1991), cert. denied, sub nom., Palazzolo v. United States, 495 U.S. 933, 110 S.Ct. 2175, 109 L.Ed.2d 504 (1990). Unlike RCr 9.26, which requires that waiver of the right to trial by jury be in writing, there is no rule or statute specifying the proper method for waiving the right to be present at every critical stage of the trial.

In Richmond v. Commonwealth, Ky., 637 S.W.2d 642 (1982), this Court unanimously held that an attorney could waive a defendant’s right to attend a pretrial deposition that would be used as testimony against him at trial (as opposed to here, where none of the testimony elicited at the competency hearing was used at trial). Although it is asserted that it was the defendant in Richmond,

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Cite This Page — Counsel Stack

Bluebook (online)
62 S.W.3d 15, 2001 Ky. LEXIS 206, 2001 WL 1485853, Counsel Stack Legal Research, https://law.counselstack.com/opinion/fugate-v-commonwealth-ky-2001.