MEMORANDUM OPINION AND ORDER
BENNETT, United States Magistrate Judge.
TABLE OF CONTENTS
I. INTRODUCTION AND PROCEDURAL BACKGROUND 1186
II. FINDINGS OF FACT 1186
III. CONCLUSIONS OF LAW 1188
A. Introduction 1188
B. The “Reasonable Relationship” Test 1189
1. Rational Connection Between Restriction and Governmental Interest 1190
2. Alternative Means of Exercising the Restricted Right 1191
3. Accommodation of the Right on Staff and Inmates 1192
4. The Existence of Alternatives 1192
C. Conclusion 1192
Plaintiff Harry Burke Frink, Jr., an inmate in the Iowa correctional system, filed this 42 U.S.C. § 1983 action, alleging that Defendants, correctional personnel at the Mount Pleasant Correctional Facility (“MPCF”), Mount Pleasant, Iowa, violated his First Amendment rights under the U.S. Constitution by seizing his fictional writings and requiring him to send them out of the institution. Frink seeks declaratory and injunctive relief as well as compensatory damages.
I. Introduction and Procedural Background
Frink filed a
pro se
complaint on August 9, 1991 in the United States District Court for the Northern District of Iowa. At that time Frink was an inmate at the Iowa Men’s Reformatory (“IMR”) in Anamosa, Iowa. However, the acts complained of in the
pro se
complaint occurred at the MPCF in Mount Pleasant, Iowa which is in the Southern District of Iowa. On August 9, 1991, then United States District Court Judge David R. Hansen entered an order transferring this case to the United States District Court for the Southern District of Iowa.
On September 19,1991, Frink moved for appointment of counsel which was granted on September 26, 1991. On October 7, 1991 counsel with considerable experience in prisoners’ rights litigation entered his appearance on behalf of Frink.
On July 20, 1992, pursuant to 28 U.S.C. § 636(c), the parties consented to trial of this matter before the undersigned United States magistrate judge. In lieu of a trial on the merits, the parties elected to submit this case on a stipulated record. Post-trial briefs have been filed and the matter is now fully submitted.
II. Findings of
Fact
Frink was previously incarcerated at MPCF, a medium security correctional facility located in Mount Pleasant, Iowa. Frink was committed to the Iowa Department of Corrections on August 30, 1979 to serve consecutive 25 year sentences for two counts of sexual abuse in the second degree and two counts of kidnapping in the second degree. Frink was transferred, to MPCF from the IMR on February 7, 1990.
MPCF houses approximately 820 inmates who are housed in two wings, east and west. Approximately 410 inmates are housed in the west wing, and approximately 230 of these inmates are enrolled in the Sex Offender Treatment Program (“SOTP”) offered at IMR. Inmates enrolled in the SOTP are housed in either unit 2A or 2B. One correctional officer is assigned per unit at MPCF. Defendant Tony Arnold is a correctional officer at MPCF. At all times relevant to this case, Arnold was the unit officer for unit 2A. Approximately 68 inmates are assigned to unit 2A.
While at IMR, Frink had begun writing fictional prose. His goal is to become a professional writer. Frink has had rather limited success in achieving this goal having had one short story published in an Iowa community college magazine. When Frink was transferred to MPCF he took his written work with him. Frink continued his writing activities once he arrived at MPCF.
Frink enrolled in the SOTP when he arrived at MPCF, as well as an alcohol and drug treatment program, and was assigned to unit 2A When Frink enrolled in the SOTP he signed a “treatment contract.”
All inmates who wish to enroll in the SOTP are required to sign a treatment contract.
On March 16, 1990, Arnold conducted a routine “shakedown” of Frink’s cell at MPCF.
During his search, Arnold came across Frink’s writings. Upon cursory review of some of the materials, Arnold concluded that the writings might constitute contraband which was unauthorized under the SOTP. Arnold seized the writings and took them to Defendant Bernard Eaves’ office. Eaves is a correctional counselor at MPCF, and is assigned to unit 2A. Eaves was Frink’s primary counselor while he was in the SOTP.
Eaves read a small portion of the materials, and concluded that at least some of the writings were ‘Very inappropriate” for an inmate in the SOTP.
Eaves then reviewed some of Frink’s written materials with his supervisors, Mr. Custer and Dudley Allison, the treatment director at MPCF. Custer directed Eaves to review all of the materials with Frink, and to separate out any materials that Eaves felt were inappropriate. Factors the staff at MPCF consider in determining whether written materials are inappropriate for an inmate in the SOTP are whether the writings contain violence, violence and sex linked together, illegal sexual conduct, or sexual situations involving minors. The existence of such items in inmate written materials is considered by MPCF’s treatment staff to be counterproductive to the SOTP inmates because inmates’ fantasies about actions reinforce negative behavior and negative thoughts.
On March 30, 1990, Frink filed an inmate grievance concerning the decision to remove his writings. On April 5,1990, Frink’s grievance was denied by Defendant K.W. Schmidt, a grievance officer at MPCF. On April 6, 1990, Frink filed an inmate grievance appeal. On April 13, 1990, Defendant Charles Higgins, MPCF’s Deputy Superintendent, denied Frink’s appeal. In his response, Higgins stated:
At this time no material has been denied, even though the grievant admits there are some stories he has written which would be found contrary to his programming needs. The grievance is denied in that restrictions placed on the grievant are reasonable under the treatment contract for the Sex Offender program. It is felt that the grievant needs to decide if he is going to accept the restrictions placed on him
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MEMORANDUM OPINION AND ORDER
BENNETT, United States Magistrate Judge.
TABLE OF CONTENTS
I. INTRODUCTION AND PROCEDURAL BACKGROUND 1186
II. FINDINGS OF FACT 1186
III. CONCLUSIONS OF LAW 1188
A. Introduction 1188
B. The “Reasonable Relationship” Test 1189
1. Rational Connection Between Restriction and Governmental Interest 1190
2. Alternative Means of Exercising the Restricted Right 1191
3. Accommodation of the Right on Staff and Inmates 1192
4. The Existence of Alternatives 1192
C. Conclusion 1192
Plaintiff Harry Burke Frink, Jr., an inmate in the Iowa correctional system, filed this 42 U.S.C. § 1983 action, alleging that Defendants, correctional personnel at the Mount Pleasant Correctional Facility (“MPCF”), Mount Pleasant, Iowa, violated his First Amendment rights under the U.S. Constitution by seizing his fictional writings and requiring him to send them out of the institution. Frink seeks declaratory and injunctive relief as well as compensatory damages.
I. Introduction and Procedural Background
Frink filed a
pro se
complaint on August 9, 1991 in the United States District Court for the Northern District of Iowa. At that time Frink was an inmate at the Iowa Men’s Reformatory (“IMR”) in Anamosa, Iowa. However, the acts complained of in the
pro se
complaint occurred at the MPCF in Mount Pleasant, Iowa which is in the Southern District of Iowa. On August 9, 1991, then United States District Court Judge David R. Hansen entered an order transferring this case to the United States District Court for the Southern District of Iowa.
On September 19,1991, Frink moved for appointment of counsel which was granted on September 26, 1991. On October 7, 1991 counsel with considerable experience in prisoners’ rights litigation entered his appearance on behalf of Frink.
On July 20, 1992, pursuant to 28 U.S.C. § 636(c), the parties consented to trial of this matter before the undersigned United States magistrate judge. In lieu of a trial on the merits, the parties elected to submit this case on a stipulated record. Post-trial briefs have been filed and the matter is now fully submitted.
II. Findings of
Fact
Frink was previously incarcerated at MPCF, a medium security correctional facility located in Mount Pleasant, Iowa. Frink was committed to the Iowa Department of Corrections on August 30, 1979 to serve consecutive 25 year sentences for two counts of sexual abuse in the second degree and two counts of kidnapping in the second degree. Frink was transferred, to MPCF from the IMR on February 7, 1990.
MPCF houses approximately 820 inmates who are housed in two wings, east and west. Approximately 410 inmates are housed in the west wing, and approximately 230 of these inmates are enrolled in the Sex Offender Treatment Program (“SOTP”) offered at IMR. Inmates enrolled in the SOTP are housed in either unit 2A or 2B. One correctional officer is assigned per unit at MPCF. Defendant Tony Arnold is a correctional officer at MPCF. At all times relevant to this case, Arnold was the unit officer for unit 2A. Approximately 68 inmates are assigned to unit 2A.
While at IMR, Frink had begun writing fictional prose. His goal is to become a professional writer. Frink has had rather limited success in achieving this goal having had one short story published in an Iowa community college magazine. When Frink was transferred to MPCF he took his written work with him. Frink continued his writing activities once he arrived at MPCF.
Frink enrolled in the SOTP when he arrived at MPCF, as well as an alcohol and drug treatment program, and was assigned to unit 2A When Frink enrolled in the SOTP he signed a “treatment contract.”
All inmates who wish to enroll in the SOTP are required to sign a treatment contract.
On March 16, 1990, Arnold conducted a routine “shakedown” of Frink’s cell at MPCF.
During his search, Arnold came across Frink’s writings. Upon cursory review of some of the materials, Arnold concluded that the writings might constitute contraband which was unauthorized under the SOTP. Arnold seized the writings and took them to Defendant Bernard Eaves’ office. Eaves is a correctional counselor at MPCF, and is assigned to unit 2A. Eaves was Frink’s primary counselor while he was in the SOTP.
Eaves read a small portion of the materials, and concluded that at least some of the writings were ‘Very inappropriate” for an inmate in the SOTP.
Eaves then reviewed some of Frink’s written materials with his supervisors, Mr. Custer and Dudley Allison, the treatment director at MPCF. Custer directed Eaves to review all of the materials with Frink, and to separate out any materials that Eaves felt were inappropriate. Factors the staff at MPCF consider in determining whether written materials are inappropriate for an inmate in the SOTP are whether the writings contain violence, violence and sex linked together, illegal sexual conduct, or sexual situations involving minors. The existence of such items in inmate written materials is considered by MPCF’s treatment staff to be counterproductive to the SOTP inmates because inmates’ fantasies about actions reinforce negative behavior and negative thoughts.
On March 30, 1990, Frink filed an inmate grievance concerning the decision to remove his writings. On April 5,1990, Frink’s grievance was denied by Defendant K.W. Schmidt, a grievance officer at MPCF. On April 6, 1990, Frink filed an inmate grievance appeal. On April 13, 1990, Defendant Charles Higgins, MPCF’s Deputy Superintendent, denied Frink’s appeal. In his response, Higgins stated:
At this time no material has been denied, even though the grievant admits there are some stories he has written which would be found contrary to his programming needs. The grievance is denied in that restrictions placed on the grievant are reasonable under the treatment contract for the Sex Offender program. It is felt that the grievant needs to decide if he is going to accept the restrictions placed on him
voluntarily or is more interested in an attempt to further his “writing career.” This may be a difficult decision for the grievant to arrive at and he should work with his counselor concerning this matter. Concerning the materials consisting of an apparent 27 files of paper, this is somewhat of a time consuming endeavor for the counselor to review, however, it should be completed as expeditiously as possible.
Eaves subsequently met with Frink and went through the writings with Frink. This session took one full afternoon. Eaves found approximately one-half of the 1600 pages of writings to be inappropriate. Frink was given the choice of having the materials destroyed or mailed out of the institution. Frink chose the latter option, and the materials were mailed to his sister in California.
Frink’s writings which were mailed out of MPCF consisted of drafts of short stories, rough play outlines and character outlines. The materials contain descriptions of sexual activity, illegal sexual transactions and acts of male on female violence.
III. Conclusions of Law
A Introduction
Initially, the court recognizes that the following principles guide the court’s consideration of this case. Although inmates may forfeit many valued freedoms and liberties upon being incarcerated, they nonetheless do retain at least some of their constitutional rights during confinement. At a minimum, prisoners are to be accorded those rights not fundamentally inconsistent with imprisonment itself or incompatible with the objects of incarceration.
Turner v. Safley,
482 U.S. 78, 84, 107 S.Ct. 2254, 2259, 96 L.Ed.2d 64 (1987);
Hudson v. Palmer,
468 U.S. 517, 523, 104 S.Ct. 3194, 3198, 82 L.Ed.2d 393 (1984);
Timm v. Gunter,
917 F.2d 1093, 1099 (8th Cir.1990),
cert. denied,
— U.S. -, 111 S.Ct. 2807, 115 L.Ed.2d 979 (1991). Thus, “federal courts must take cognizance of the valid constitutional claims of prison inmates.”
Turner,
482 U.S. at 84, 107 S.Ct. at 2259.
An equally important precept is that prisoners’ constitutional rights may be significantly limited or substantially constrained in order to further legitimate objectives of the penal system. Thus, “[t]he limitations on the exercise of constitutional rights arise both from the fact of incarceration and from valid penological objectives— including deterrence of crime, rehabilitation of prisoners, and institutional security.”
O’Lone v. Estate of Shabazz,
482 U.S. 342, 348, 107 S.Ct 2400, 2404, 96 L.Ed.2d 282 (1987). In balancing these factors, “the evaluation of penological objectives is committed to the considered judgment of the prison administrators, ‘who are actually charged with and trained in the running of the particular institution under examination.’ ”
Id.
at 349, 107 S.Ct. at 2404 (quoting
Bell v. Wolfish,
441 U.S. 520, 562, 99 S.Ct. 1861,1886, 60 L.Ed.2d 447 (1979));
see also Iron Eyes v. Henry,
907 F.2d 810, 812 (8th Cir.1990) (“[I]ssues of prison management are, both by reason of separation of powers and highly practical considerations of judicial competence, particularly ill-suited to judicial resolution____”).
This wide-ranging deference to the determinations of prison administrators is not boundless. “It is equally certain that ‘[p]rison walls do not form a barrier separat
ing prison inmates from the protections of the Constitution.’ ”
Abbot,
490 U.S. at 407, 109 S.Ct. at 1878 (quoting
Turner,
482 U.S. at 84, 107 S.Ct. at 2259). In discharging their duties, federal courts must protect the constitutional rights of prison inmates in the face of a prison regulation or practice which offends a fundamental constitutional guarantee.
Johnson v. Avery,
393 U.S. 483, 486, 89 S.Ct. 747, 749, 21 L.Ed.2d 718 (1969);
Procunier v. Martinez,
416 U.S. 396, 405-406, 94 S.Ct. 1800, 1807-08, 40 L.Ed.2d 224 (1974),
overruled in part by Thornburgh v. Abbott,
490 U.S. 401,109 S.Ct. 1874,104 L.Ed.2d 459 (1989);
Turner,
482 U.S. at 84, 107 S.Ct. at 2259.
With these general principles in mind, the court will now address the appropriate standard to be applied to Frink’s First Amendment challenge.
B. The “Reasonable Relationship” Test
In
Turner v. Safley,
482 U.S. 78, 89, 107 S.Ct. 2254, 2261, 96 L.Ed.2d 64 (1987), the Court set out the following rational relationship test: “when a prison regulation impinges on inmates’ constitutional rights, the regulation is valid if it is reasonably related to legitimate penological interests.”
See also O’Lone,
482 U.S. at 349, 107 S.Ct. at 2404. In adopting this test, the Court observed:
[o]ur task ... is to formulate a standard of review of prisoners’ constitutional claims that is responsive both to the “policy of judicial restrain regarding prisoner complaints and [to] the need to protect constitutional rights.”
Turner,
482 U.S. at 85, 107 S.Ct. at 2259.
The Supreme Court subsequently applied the
Turner
“reasonable relationship” test in
Thornburgh v. Abbott,
490 U.S. 401, 404, 109 S.Ct. 1874, 1877, 104 L.Ed.2d 459 (1989), in which the Court upheld Federal Bureau of Prisons’ regulations which restricted inmates’ access to certain publications.
In applying the “reasonable relationship” test, the Court in
Turner
set out four factors which are “relevant to, and serve to channel, the reasonableness inquiry.”
Id.
at 414, 109 S.Ct. at 1882. These four factors are: first, whether a rational connection exists between the restriction and the legitimate governmental interest which is employed as a justification of it; second, whether alternative avenues of exercising the right remain open to the inmate; third, whether accommodation of the right will have an adverse impact on guards, other inmates and prison resources; and, finally, whether obvious, easy alternatives to the restriction exist.
Abbott,
490 U.S. at 414-418, 109 S.Ct. at 1882-84;
Turner,
482 U.S. at 89-90, 107 S.Ct. at 2261-62.
Employing this rubric, the court will address Frink’s as applied constitutional challenge to Defendants’ restrictions on his possession of certain written materials that he composed.
However, as this court has previously noted,
[b]ecause the
Turner
factors were developed in the context of facial constitutional challenges, they may or may not lend themselves to an “as applied” analysis, de
pending on the facts and circumstances of any given case.
Lyon v. Grossheim,
803 F.Supp. 1538, 1552 (S.D.Iowa 1992). As a result, the court will address each of those factors to the extent they are applicable to the analysis.
See Skelton v. Pri-Cor, Inc.,
963 F.2d 100, 103 (6th Cir.1991),
cert. denied,
— U.S. -, 112 S.Ct. 1682, 118 L.Ed.2d 398 (1992) (only alternative means factor applied).
(1) Rational Connection Between Restriction and Governmental Interest.
The first
Turner
factor requires the court to examine whether the underlying objective of the restriction is legitimate, and whether the restriction is rationally related to that objective. Defendants assert that the restriction on inmates in the SOTP furthers the governmental interest in rehabilitating sex offenders. Rehabilitation, of course, is a legitimate penological objective.
See O’Lone,
482 U.S. at 348, 107 S.Ct. at 2404;
see also Procunier v. Martinez,
416 U.S. 396, 413-14, 94 S.Ct.
1800,
1811-12, 40 L.Ed.2d 224 (1974);
Dawson v. Scurr,
986 F.2d 257, 260 (8th Cir. 1993);
United States v. Stotts,
925 F.2d 83, 86 (4th Cir.1991);
Siddiqi v. Leak,
880 F.2d 904, 909 (7th Cir.1989);
Guajardo v. Estelle,
580 F.2d 748, 762 (5th Cir.1978);
Sundby v. Fiedler,
827 F.Supp. 580, 583 (W.D.Wis. 1993);
Bressman v. Farrier,
825 F.Supp. 231, 235 (N.D.Iowa 1993).
Thus, the next question which must be addressed is whether the government’s interest in rehabilitation of sexual predators is rationally related to MPCF’s restriction on the SOTP inmates possessing sexually graphic writings. Dudley Allison, MPCF’s treatment manager, testified regarding the adverse effects associated with permitting the SOTP inmates to possess sexually explicit writings:
If the source or the person who wrote the material is the person who’s directly involved in the sexual offenders program,
and even beyond that, if it’s a past perpetrator of a violent or sexually aggressive offense, sure, that’s considered. We find that even more dangerous for a person that’s involved in these writings, you know, reading it, fantasizing, and so on. We find that negative to the treatment process.
Allison went on to state:
If [SOTP inmates are] involved in negative writing and readings, say, for ten hours a day, where being in groups it’s an hour and a half a day, we’re certainly not going to make any progress. That’s what I’m talking about when I talk about being counterproductive.
We have to get to a point where the positive things we’re encouraging and trying to help them learn about themselves and life in general about relationships and so on, that that’s the emphasis of what’s going on with them as opposed to kind of sliding through group and giving us maybe lip service, and spending many hours, or whatever, with encouraging the same feelings maybe they had before, the same behaviors.
We know that the guy who comes into the institution wasn’t making it, wasn’t fitting into society, hurting people. In this case, sex offenders always have a victim. He has to change. That’s the bare minimum. If he leaves the exact same way he comes in, no progress.
Allison’s testimony regarding the effects that inmate possession of sexually graphic written materials have on rehabilitative efforts was uncontradicted by Frink.
Mindful of the wide-ranging deference that courts must give to the decisions of prison administrators, the court concludes that Defendants have established a rational connection between the restriction at issue in this ease and the governmental interest in rehabilitating sex offenders in the SOTP.
See Guajardo,
580 F.2d at 762 (holding that certain sexually explicit materials which “encourage deviate, criminal sexual behavior” in the prison setting could be restricted from prison environment since they interfered with rehabilitation interest , of prison in preventing homosexual acts).
(2) Alternative Means of Exercising the Restricted Right.
The restriction at MPCF is not a total ban on inmate writing, but only a restriction on certain limited subjects that inmates in the SOTP are not permitted to write. Here, not all of Frink’s work were ordered out of MPCF, only those works which contained sexually explicit material which would interfere with his rehabilitation in the SOTP.
Thus, MPCF’s prohibition on certain writing topics did not prevent Frink from writing on other topics. Indeed, the written materials which Frink was required to mail out of MPCF would probably have passed muster if edited. Therefore, the court concludes that Frink had alternative means of exercising his right to produce writ
ten materials while undergoing treatment in the SOTP at MPCF.
(3) Accommodation of the Right on Staff and Inmates.
The third
Turner
factor requires examination of “the impact accommodation of the asserted constitutional right will have on guards and other inmates----”
Turner,
482 U.S. at 90, 107 S.Ct. at 2262;
Abbott,
490 U.S. at 418, 109 S.Ct. at 1884. As discussed above in relation to the first
Turner
factor, the effect of permitting inmates in the SOTP to retain sexually explicit writings would impair the SOTP’s staffs rehabilitation efforts. A possible consequence of permitting inmates freedom to engage in counterproductive rehabilitative activities would be that the correctional staff would have to modify their current rehabilitative efforts, if possible, to counteract the negative effects caused by inmates’ possession of sexually graphic materials. It is therefore clear that there are costs associated with permitting inmates in the SOTP to retain sexually explicit writings.
(4) The Existence of Alternatives.
The final
Turner
factor requires the court to explore whether obvious, easy alternatives to the restriction exist. “[T]he existence of [such] alternatives may be evidence that the regulation is not reasonable, but is an ‘exaggerated response’ to prison concerns.”
Turner,
482 U.S. at 90,107 S.Ct. at 2262. Here, one possible alternative to exclusion of an entire story would be for prison officials to particularize those portions of an inmate’s stories which would possibly interfere with his rehabilitation in the SOTP and then permit the inmate to excise those marked segments. Such an approach would permit the inmate to continue his work on a writing project while also educating him about what types of writings are deemed to be inappropriate in the SOTP. This alternative would permit inmates to retain those portions of stories which do not interfere with the rehabilitation efforts of the SOTP.
The availability of this alternative to Frink’s stories cannot be ascertained on the record before the court, however, because it is not clear here whether MPCF officials objected to entire story lines or only to particular segments. The record is devoid of specificity as to what portions of Frink’s writings would be permitted sans the explicit sexual language. Thus, because the record does not reveal the extent to which MPCF officials objected to Frink’s materials, the court cannot state that Defendants’ actions here constituted exaggerated responses to the finding of inappropriate materials in Frink’s writings.
C. Conclusion
The court concludes that, under the four factor
Turner
analysis, MPCF’s restriction, as applied, on Frink’s possession of sexually explicit written materials is reasonably related to a legitimate penological interest, the rehabilitation of sexual offenders. In reaching this conclusion the court is compelled, on the basis of the record evidence and the lack of expert testimony on Frink’s behalf, to grant deference to the judgment of prison administrators in their attempt to strike a balance between the constitutional rights of inmates and the legitimate goal of a correctional institution to rehabilitate sexual offenders.
ORDER
It is, therefore, the order and judgment of the court that judgment be entered for Defendants.