Freitag v. Ayers

468 F.3d 528
Court of Appeals for the Ninth Circuit·Decided September 13, 2006·No. Nos. 03-16702, 03-17184, 03-17398·Published·Cited by 239 cases

Opinion

ORDER AMENDING OPINION AND AMENDED OPINION

REINHARDT, Circuit Judge.

ORDER

The opinion filed September 13, 2006, slip op. 11183, and appearing at 463 F.3d 838 (9th Cir.2006), is hereby amended as follows:

1. At slip op. at 11205, line 4: insert “sufficiently” after “failed to invoke”.
2. At slip op. at 11205, line 4: after the sentence ending with “in this case.” in[532] sert the following footnote: The jury-had before it evidence offered by the defendants regarding disciplinary measures taken, including a belated referral for criminal prosecution of a principal offender after Freitag had filed her formal complaint with the California Department of Fair Employment and Housing, and after she had sent two letters to State Senator Polanco that precipitated the investigation by the Inspector General. The belated referral, however, attempted to address the conduct of only one of the 20 inmates who were responsible for 56 incidents of exhibitionist masturbation in the security housing unit, as identified in the Inspector General’s report. Moreover, the jury heard the Inspector General’s findings that the “institution has stopped referring exhibitionist masturbation cases to the district attorney” and that “[cjases that would be appropriate for prosecution are not referred.”
3. At slip op. at 11208, line 2: after “Polanco,” strike the rest of the sentence from line 2 to line 5, beginning with “and Schwartz temporarily” and ending with “complaints of inmate harassment.” After “Polanco,” on line 2, insert the following: “and Schwartz requested at least one IA investigation in the months after Freitag’s complaints of sexual harassment.”

With these amendments, the panel has voted to deny the petitions for panel rehearing and rehearing en banc. The full court has been advised of the petition for rehearing en banc and no judge of the court has requested a vote on it. The petitions for rehearing and rehearing en banc are DENIED. No further petitions for rehearing or rehearing en banc may be filed.

OPINION

May a state department of corrections be held liable for prison officials’ failure to correct a hostile work environment that is the result of male prisoners’ sexual harassment of female guards? We answer that question, “Yes.”

The California Department of Corrections and Rehabilitation (CDCR) and three Pelican Bay State Prison (Pelican Bay) administrators appeal a judgment in favor of Deanna Freitag, a former correctional officer in the prison’s Secure Housing Unit. Freitag alleged that the CDCR and Pelican Bay were delinquent in addressing the sexually hostile environment created by prison inmates — particularly in confronting the pervasive practice at Pelican Bay of inmate exhibitionist masturbation directed at female officers — and that she was retaliated against and ultimately terminated due to her repeated complaints regarding the problem. A jury agreed, finding that the CDCR maintained a hostile work environment and retaliated against Freitag in violation of Title VII of the Civil Rights Act of 1964, and that the three administrators retaliated against her for engaging in constitutionally protected speech in violation of 42 U.S.C. § 1983. We conclude that substantial evidence supports the jury’s verdict that the CDCR violated Freitag’s rights under Title VII, but we remand her First Amendment claim to the district court for reconsideration in light of the Supreme Court’s decision in Garcetti v. Ceballos, — U.S.-, 126 S.Ct. 1951, 164 L.Ed.2d 689 (2006). As a result, we also remand the jury’s damages award to the same extent. We affirm the district court’s grant of injunc-tive relief, however.

I

In January 1996, Deanna Freitag transferred to Pelican Bay State Prison from [533] Chuckwalla Valley State Prison, where she had been a correctional officer for several years, in order to be closer to her family. Pelican Bay, a maximum security prison in Crescent City, California, includes a Secure Housing Unit (SHU) which incarcerates many of the state’s most violent criminals. Inmates in the SHU are subjected to harsher and more restrictive conditions than exist at any other prison in the state system.1

On September 12, 1998, Freitag was working a relief shift in the SHU control tower when she witnessed Inmate X standing naked in the exercise yard masturbating. Freitag opened a prison pod door and directed Inmate X, over an intercom, to return to his cell, at which point he ripped a temperature gauge off the pod wall, screamed sexually derogatory obscenities, and threatened to kill her. Frei-tag was instructed by her direct supervisor not to document the incident, but she nevertheless completed a disciplinary report, or 115 Form, charging Inmate X with threatening a public official. Freitag reported several additional incidents of inmate exhibitionist masturbation in late 1998 in documents called “chronos,” or 128 Forms, which are placed in inmates’ central files but ordinarily do not form the basis for disciplinary action. In one instance, Freitag was working a meal shift in the SHU when an inmate ejaculated onto a tray she was clearing.

In early January 1999, Freitag accepted a permanent position in the SHU. Shortly thereafter, on January 6, she was in the SHU control tower when she witnessed Inmate Y openly masturbating in the prison yard. Freitag demanded that Inmate Y stop, but he refused; he continued to masturbate in view of the control tower for approximately thirty minutes until his yard shift ended. Freitag documented the incident in a 128 Form. On February 17, 1999, Inmate Z exited the upper tier shower room and, while looking at Freitag in the control tower, into which he had a direct view from the tier, masturbated while shouting her name and proclaiming that he was “coming inside” her. Freitag completed a 128 Form detailing the incident and attempted to discipline Inmate Z with ten days of escort status, which was approved by a supervising captain. However, Lieutenant David Carmichael discarded the 128 Form and informed Freitag that she could not place Inmate Z on escort status, explaining to her that she was the only officer who had a problem with Inmate Z, and that “it’s only sex.”

On March 17, Inmate X again openly masturbated in the SHU yard while Frei-tag was on duty in the control tower. She submitted a 115 Form charging Inmate X with indecent exposure, to which he pled guilty, but he was not assessed good-time credit forfeiture as a result of the disciplinary proceeding because prison administrators delayed in processing the paperwork. Also on March 17, Freitag sent a memorandum to Barry O’Neill, Carmichael’s supervisor, with a copy to Robert Ayers, the warden at Pelican Bay, complaining that her reports of inmate misbehavior were being “denied or thrown away,” thus causing her “authority and discretion [to be] undermined.” On March 18, she issued Inmate X another 115 Form for indecent exposure.

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Freitag v. Ayers, 468 F.3d 528 (9th Cir. 2006).

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