Freitag v. Ayers

463 F.3d 838, 2006 WL 2614120
CourtCourt of Appeals for the Ninth Circuit
DecidedSeptember 12, 2006
Docket03-16702, 03-17184, 03-17398
StatusPublished
Cited by7 cases

This text of 463 F.3d 838 (Freitag v. Ayers) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Freitag v. Ayers, 463 F.3d 838, 2006 WL 2614120 (9th Cir. 2006).

Opinion

REINHARDT, Circuit Judge.

May a state department of corrections be held liable for prison officials’ failure to correct a hostile work environment that is the result of male prisoners’ sexual harassment of female guards? We answer that question, “Yes.”

The California Department of Corrections and Rehabilitation (CDCR) and three Pelican Bay State Prison (Pelican Bay) administrators appeal a judgment in favor of Deanna Freitag, a former correctional officer in the prison’s Secure Housing Unit. Freitag alleged that the CDCR and Pelican Bay were delinquent in addressing the sexually hostile environment created by prison inmates — particularly in confronting the pervasive practice at Pelican Bay of inmate exhibitionist masturbation directed at female officers — and that she was retaliated against and ultimately terminated due to her repeated complaints regarding the problem. A jury agreed, finding that the CDCR maintained a hostile work environment and retaliated against Freitag in violation of Title VII of the Civil Rights Act of 1964, and that the three administrators retaliated against her for engaging in constitutionally protected speech in violation of 42 U.S.C. § 1983. We conclude that substantial evidence supports the jury’s verdict that the CDCR violated Freitag’s rights under Title VII, but we remand her First Amendment claim to the district court for reconsideration in light of the Supreme Court’s decision in Garcetti v. Ceballos, — U.S. —, 126 S.Ct. 1951, 164 L.Ed.2d 689 (2006). As a result, we also remand the jury’s damages award to the same extent. We affirm the district court’s grant of injunctive relief, however.

I

In January 1996, Deanna Freitag transferred to Pelican Bay State Prison from Chuckwalla Valley State Prison, where she had been a correctional officer for several years, in order to be closer to her family. Pelican Bay, a maximum security prison in Crescent City, California, includes a Secure Housing Unit (SHU) which incarcerates many of the state’s most violent criminals. Inmates in the SHU are subjected to harsher and more restrictive conditions than exist at any other prison in the state system. 1

On September 12, 1998, Freitag was working a relief shift in the SHU control tower when she witnessed Inmate X standing naked in the exercise yard masturbating. Freitag opened a prison pod door and directed Inmate X, over an intercom, to return to his cell, at which point he ripped a temperature gauge off the pod wall, screamed sexually derogatory ob-scenitiés, and threatened to kill her. Frei-tag was instructed by her direct supervisor not to document the incident, but she nevertheless completed a disciplinary report, or 115 Form, charging Inmate X with threatening a public official. Freitag re *843 ported several additional incidents of inmate exhibitionist masturbation in late 1998 in documents called “chronos,” or 128 Forms, which are placed in inmates’ central files but ordinarily do not form the basis for disciplinary action. In one instance, Freitag was working a meal shift in the SHU when an inmate ejaculated onto a tray she was clearing.

In early January 1999, Freitag accepted a permanent position in the SHU. Shortly thereafter, on January 6, she was in the SHU control tower when she witnessed Inmate Y openly masturbating in the prison yard. Freitag demanded that Inmate Y stop, but he refused; he continued to masturbate in view of the control tower for approximately thirty minutes until his yard shift ended. Freitag documented the incident in a 128 Form. On February 17, 1999, Inmate Z exited the upper tier shower room and, while looking at Freitag in the control tower, into which he had a direct view from the tier, masturbated while shouting her name and proclaiming that he was “coming inside” her. Freitag completed a 128 Form detailing the incident and attempted to discipline Inmate Z with ten days of escort status, which was approved by a supervising captain. However, Lieutenant David Carmichael discarded the 128 Form and informed Freitag that she could not place Inmate Z on escort status, explaining to her that she was the only officer who had a problem with Inmate Z, and that “it’s only sex.”

On March 17, Inmate X again openly masturbated in the SHU yard while Frei-tag was on duty in the control tower. She submitted a 115 Form charging Inmate X with indecent exposure, to which he pled guilty, but he was not assessed good-time credit forfeiture as a result of the disciplinary proceeding because prison administrators delayed in processing the paperwork. Also on March 17, Freitag sent a memorandum to Barry O’Neill, Carmichael’s supervisor, with a copy to Robert Ayers, the warden at Pelican Bay, complaining that her reports of inmate misbehavior were being “denied or thrown away,” thus causing her “authority and discretion [to be] undermined.” On March 18, she issued Inmate X another 115 Form for indecent exposure.

On April 7, 1999, Inmate X requested that Freitag open the shower door to allow him to return to his cell. When she did so, he pushed his towel into the doorway and, standing naked, masturbated in front of her until she and another correctional officer escorted him back to his cell. Frei-tag submitted a 115 Form charging Inmate X with indecent exposure, but the violation was subsequently changed by a supervisor to willful delay of a peace officer, a lower-level offense. Later that day, Freitag sent a letter to Teresa Schwartz, the associate warden in charge of the SHU, chronicling the conduct of Inmates X and Z, complaining that her supervisors were “procrastinating” in responding to the sexually abusive behavior, and recommending enforcement of the CDCR’s policy of referring repeat offenders to the district attorney’s office for prosecution. She also stated: “For the supervisors’ calloused exchange of me, and other female staff, as a sexual favor to gain [Inmate X’s] cooperation, I should be recompensed for my injury.”

On April 15, 1999, Freitag wrote a letter to Cal Terhune, the CDCR’s director, in which she alleged that Inmate X was “causing a hostile worksite,” that her “[s]u-pervisors have delayed responding . and been reluctant to respond,” and that “[t]here has been no support to prose-cuteflnmate X] for his sexual attacks and harassment.” Several days later, on April 23, Freitag was called to a meeting with Schwartz and O’Neill. At the meeting, Schwartz informed Freitag that she was *844 being relieved of her duty in the SHU pending a psychiatric evaluation; Schwartz stated that the prison was taking the action in response to Freitag’s “incoherent” memoranda regarding inmate harassment. Schwartz also threatened to terminate her. Freitag was permitted to return to the SHU only after the evaluation deemed her fit for duty.

On July 7, the day after Freitag returned to the SHU, she witnessed Inmate Y masturbating in the yard. She submitted a 115 Form charging him with indecent exposure, but her supervisors declined her recommendation that he be disciplined with escort status. On July 15, Freitag wrote another memorandum to Ayers requesting that officers in the SHU receive additional training on how to manage inmates with behavioral problems.

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463 F.3d 838, 2006 WL 2614120, Counsel Stack Legal Research, https://law.counselstack.com/opinion/freitag-v-ayers-ca9-2006.