Fredieu v. Case W. Res. Univ.

2021 Ohio 1953, 176 N.E.3d 324
CourtOhio Court of Appeals
DecidedJune 10, 2021
Docket109877
StatusPublished
Cited by1 cases

This text of 2021 Ohio 1953 (Fredieu v. Case W. Res. Univ.) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Fredieu v. Case W. Res. Univ., 2021 Ohio 1953, 176 N.E.3d 324 (Ohio Ct. App. 2021).

Opinion

[Cite as Fredieu v. Case W. Res. Univ., 2021-Ohio-1953.]

COURT OF APPEALS OF OHIO

EIGHTH APPELLATE DISTRICT COUNTY OF CUYAHOGA

JOHN FREDIEU, :

Plaintiff-Appellant, : No. 109877 v. :

CASE WESTERN RESERVE UNIVERSITY, :

Defendant-Appellee. :

JOURNAL ENTRY AND OPINION

JUDGMENT: AFFIRMED RELEASED AND JOURNALIZED: June 10, 2021

Civil Appeal from the Cuyahoga County Court of Common Pleas Case No. CV-19-912960

Appearances:

Petersen & Petersen, and Todd Petersen, for appellant.

Taft Stettinius & Hollister, L.L.P., David H. Wallace, and William A. Doyle, for appellee.

SEAN C. GALLAGHER, P.J.:

Plaintiff-appellant, Dr. John Fredieu (“appellant”) brings this appeal

challenging the trial court’s judgment granting summary judgment in favor of

defendant-appellee, Case Western Reserve University (“CWRU”), in appellant’s breach of contract action. After a thorough review of the record and law, this court

affirms.

I. Factual and Procedural History

In 1998, appellant accepted a position as a full-time, nontenure-track

instructor in CWRU’s Department of Anatomy. In 2002, appellant applied for a

tenure-track position in the Department of Anatomy as an assistant professor.

Appellant was appointed as an assistant professor on the tenure track in 2003.

The pretenure review period is nine years in the Department of

Anatomy. The nine-year review period is necessary to enable faculty members to

develop a substantial body of productive research. The final year of the nine-year

pretenure review period is an “up or out” year. Pursuant to CWRU’s Faculty

Handbook and Bylaws, it is mandatory that a candidate be considered for tenure

during the final year. If the candidate is not awarded tenure during the “up or out”

year, the candidate is offered a one-year terminal appointment during which the

candidate can pursue employment opportunities elsewhere.

The instant appeal pertains to the circumstances under which appellant

was placed on the tenure track, and the lack of financial support CWRU provided to

appellant for research purposes at the time of his appointment and throughout his

pretenure review period. Appellant claims that he was promised funding and

support for his research and that he never received the funding or support from

CWRU. There are three general criteria for an award of tenure: (1) excellence

in scholarly research, (2) a high level of teaching effectiveness, and

(3) accomplishment in professional service, both at the administrative and clinical

levels. The Bylaws that were in effect at the time of appellant’s appointment to the

tenure track in 2003 permitted an extraordinary teaching record to be considered

in the event a faculty member had a lack of research productivity.

The Bylaws were amended in 2006. Under the amended Bylaws, it was

nearly impossible to obtain an award of tenure without research productivity.

In February 2011, appellant requested a three-year extension of his

pretenure period. This request was denied.

As a result, appellant filed a grievance with the Faculty Grievance

Committee in the summer of 2011. Appellant sought to restart his tenure-track

period, substantial startup funds for research, a promotion to associate professor,

and a new five-year contract. The committee did not recommend that the full

pretenure period be restarted. However, the committee unanimously

recommended that appellant be granted (1) a three-year extension of his pretenure

period, (2) meaningful relief from teaching to engage in the research necessary to

achieve tenure, (3) reasonable financial support consistent with appellant’s research

goals and full access to the Department of Anatomy’s resources. Appellant received

$145,000 in funding for his research, relief from teaching, and a new research space.

Appellant filed a second grievance in June 2013, alleging, in part, that

the School of Medicine did not comply with the Faculty Grievance Committee’s resolution of appellant’s first grievance. Appellant requested a restart of his nine-

year pretenure review period. The second grievance was denied, and appellant was

not granted an extension of his pretenure review period. As a result, appellant was

required to submit an application for promotion and tenure.

Appellant’s application for a promotion and tenure was denied. The

Department of Anatomy’s Committee on Appointments, Promotions and Tenure

(hereinafter “DCAPT”), the School of Medicine’s Committee on Appointments,

Promotions and Tenure (hereinafter “SOM CAPT”), and the School of Medicine’s

Dean, Dr. Pamela Davis, all concluded that despite his teaching and service

contributions, appellant’s application fell short in the areas of research, outside

funding, and national recognition.

Although appellant received $145,000 in research funding and a three-

year extension of his pretenure review period as a result of his first grievance, the

parties agreed that “it was highly improbable that appellant would have been able to

produce substantive research meriting an award of tenure in that time period.” See

trial court’s July 8, 2020 opinion at p. 4. Appellant left CWRU’s School of Medicine

and obtained a position as a science writer with the Cleveland Clinic.

In Cuyahoga C.P. No. CV-19-912690,1 appellant filed a complaint

against CWRU on March 25, 2019, alleging a single cause of action for breach of

1Appellant previously filed a complaint against CWRU in August 2016 in Cuyahoga C.P. No. CV-16-867264. In July 2018, appellant voluntarily dismissed the action without prejudice pursuant to Civ.R. 41(A). Appellant refiled his breach of contract claim against CWRU that is at issue in this appeal in March 2019. contract. The contracts at issue are CWRU’s Faculty Handbook, the School of

Medicine’s Bylaws (2003 and 2006 versions), and the appendices therein. In his

complaint, appellant alleged that CWRU’s “failure and refusal to provide financial

and institutional support throughout the duration of [appellant’s] original and

extended pre-tenure period constitutes a breach of its contract with [appellant].”

Complaint at ¶ 27. Appellant asserted that CWRU breached its contract by failing

to provide him with a financial “start-up package” that would have enabled him to

produce the necessary research that would enable him to obtain tenure. Appellant

alleged that CWRU’s breach directly and proximately caused him irreparable harm

and damages,

including but not limited to loss of earnings and earning capacity, past and future lost earnings, the value of fringe and pension benefits, mental and emotional distress, embarrassment, humiliation, anxiety about the future, damage to his good name and reputation, and loss of the ordinary pleasures of everyday life, including the right to pursue the gainful occupation of his choice.

Complaint at ¶ 28. Appellant sought damages in an amount exceeding $25,000.

CWRU filed an answer on April 24, 2019. Therein, CWRU addressed

the allegations in appellant’s complaint and asserted nine defenses.

On January 8, 2020, CWRU filed a motion for summary judgment.

Therein, CWRU argued that (1) neither the Faculty Handbook nor the Bylaws

require CWRU to provide start-up research funds or ongoing financial support to a

faculty member during the pretenure period, (2) even if CWRU breached its

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