Frederick Spiegel v. Jack Sandstrom, Director, Department of Corrections, Dade County, Florida

637 F.2d 405, 1981 U.S. App. LEXIS 20031
CourtCourt of Appeals for the Fifth Circuit
DecidedFebruary 19, 1981
Docket80-5102
StatusPublished
Cited by8 cases

This text of 637 F.2d 405 (Frederick Spiegel v. Jack Sandstrom, Director, Department of Corrections, Dade County, Florida) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Frederick Spiegel v. Jack Sandstrom, Director, Department of Corrections, Dade County, Florida, 637 F.2d 405, 1981 U.S. App. LEXIS 20031 (5th Cir. 1981).

Opinion

ALLGOOD, District Judge:

Frederick Spiegel was convicted by a Florida jury of battery and sentenced by the court to one year in the county jail. His conviction and sentence was affirmed by the Florida appellate court. Spiegel v. State, 356 So.2d 1247 (Fla. 3rd D.C.A. 1978). A petition for rehearing and extraordinary motion to remand for resentencing was *406 filed but denied. Spiegel then sought certiorari to the Florida Supreme Court, which was denied. Spiegel v. State, 364 So.2d 891 (Fla.1978). Thereafter, a petition for writ of habeas- corpus was filed in the United States District Court pursuant to 28 U.S.C. § 2254. The petition alleged that a prior constitutionally invalid conviction had been used by the State to impeach Spiegel, and that the invalid conviction had been used by the court to enhance Spiegel’s punishment in violation of his Fourth, Sixth and Fourteenth Amendment rights. The federal district court conditionally granted the writ of habeas corpus unless the State granted Spiegel a new trial. We affirm.

Spiegel was charged with aggravated battery as a result of an incident in a bar which culminated in Spiegel striking a patron in the face with a glass and severely injuring him. Prior to this incident, Spiegel, a Florida attorney, had been convicted of bribery and conspiracy to commit bribery. At the time of the battery trial, an appeal was pending in the bribery case. Stripling and Spiegel v. State, 349 So.2d 187 (Fla. 3rd D.C.A. 1977), cert. denied, State v. Stripling, 359 So.2d 1220 (Fla.1978).

Preceding the battery trial, Spiegel unsuccessfully sought through a motion in limine to prevent any reference to his bribery conviction which was pending on appeal. At trial, asserting self-defense, Spiegel took the stand. On cross examination he was asked if he had ever been convicted of “a felony.” Spiegel replied, “One time.” In closing arguments, the prosecutor referred to Spiegel as a “convicted felon.” The jury returned a guilty verdict for the lesser included offense of simple battery. At sentencing, the court commented on Spiegel’s prior conviction before sentencing him to the maximum sentence for battery, one year.

Prior to Spiegel’s battery conviction appeal, his bribery conviction was overturned on the constitutional grounds that Spiegel had been denied effective assistance of counsel in violation of his Sixth Amendment rights, and on the introduction of illegally seized evidence in violation of his Fourth Amendment rights. Spiegel was subsequently retried for bribery, but was acquitted.

Here, the State contends that Spiegel did not exhaust his state remedies as required by 28 U.S.C. § 2254 before seeking federal habeas corpus relief. In Picard v. Connor, 404 U.S. 270, 92 S.Ct. 509, 30 L.Ed.2d 438 (1971), the Supreme Court held that the substance of a federal habeas corpus claim must first be presented to the state courts, 404 U.S. at 277-78, 92 S.Ct. at 513, and that "... once the federal claim has been fairly presented to the state courts, the exhaustion requirement is satisfied.” Id. at 275, 92 S.Ct. at 512. Cf., Humphrey v. Cady, 405 U.S. 504, 516 n. 18, 92 S.Ct. 1048, 1056, 31 L.Ed.2d 394, 407 (1972). In his battery conviction appeal, Spiegel raised the issue of impeachment by use of the constitutionally infirm prior conviction, but did not raise the issue of enhancement of his sentence by use of the prior invalid conviction. The enhancement issue was raised in Spiegel’s post decision Extraordinary Motion to Remand for Re-sentencing. Accordingly, the State argues that Spiegel’s habeas corpus petition presents a mixture of exhausted and non-exhausted claims, and that the entire petition should be dismissed. We disagree.

In Galtieri v. Wainwright, 582 F.2d 348 (5th Cir. 1978) (en banc), this court held that in some circumstances it is proper for federal courts to treat claims technically unexhausted. 582 F.2d at 354. Here, the substance of Spiegel’s habeas claim, i. e., impeachment by use of an unconstitutional prior conviction, was raised in the state court thus satisfying the exhaustion requirement. The enhanced sentence issue, claimed by the State to be unexhausted, would become moot should the federal court overturn Spiegel’s conviction based on the impeachment issue; therefore, the federal court properly considered Spiegel’s mixed petition and avoided the piecemeal litigation which would have resulted had Spiegel been remanded to the state courts to litigate the sentencing issue prior to the federal court’s consideration of his impeachment *407 claim. We have previously stated that “[a] habeas petitioner need not spell out each syllable of his claim before the state courts in order to satisfy the exhaustion requirement of § 2254(b). It suffices that the substantial equivalent of a petitioner’s federal habeas claim has been argued in the state proceedings.” Lamberti v. Wainwright, 513 F.2d 277, 282 (5th Cir. 1975). Therefore, Spiegel’s habeas corpus petition was properly before the federal court.

We now turn to the merits of Spiegel’s habeas claims. In Burgett v. Texas, 389 U.S. 109, 88 S.Ct. 258, 19 L.Ed.2d 319 (1967), the Supreme Court held that because of the retroactive effect of Gideon v. Wainwright, 372 U.S. 335, 83 S.Ct. 792, 9 L.Ed.2d 799 (1963), a conviction based on the introduction of a prior counselless conviction must be reversed. The Court went on to say that the prior counselless conviction could not be used against a person “either to support guilt or enhance punishment for another offense”; and that “[t]he admission of a prior criminal conviction which is constitutionally infirm under the standards of Gideon v. Wainwright is inherently prejudicial. ...” 389 U.S. at 115, 88 S.Ct. at 262. Then in Loper v. Beto, 405 U.S. 473, 92 S.Ct. 1014, 31 L.Ed.2d 374 (1972), the Supreme Court addressed the issue of whether prior convictions which are void under Gideon could be used for impeachment purposes where the evidence might affect the outcome of the case. The Court held that where the guilt or innocence of the defendant rests on his credibility, he is denied due process of law by the use of a constitutionally invalid conviction for impeachment purposes.

In previous decisions, the Fifth Circuit has permitted evidence of a prior conviction pending appeal to be used for impeachment purposes in a subsequent trial, subject to explanation by counsel that the prior Conviction may be set aside. United States v. Klein,

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637 F.2d 405, 1981 U.S. App. LEXIS 20031, Counsel Stack Legal Research, https://law.counselstack.com/opinion/frederick-spiegel-v-jack-sandstrom-director-department-of-corrections-ca5-1981.