Frazier v. Weatherholtz

572 F.2d 994
CourtCourt of Appeals for the Fourth Circuit
DecidedFebruary 27, 1978
DocketNos. 76-1511 and 76-2428
StatusPublished
Cited by47 cases

This text of 572 F.2d 994 (Frazier v. Weatherholtz) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Frazier v. Weatherholtz, 572 F.2d 994 (4th Cir. 1978).

Opinion

FIELD, Senior Circuit Judge:

In each of these appeals the State of Virginia challenges the grant of habeas corpus relief by the district court based upon its conclusion that the instructions of the trial courts were violative of due process under the Supreme Court’s decision in Mul-laney v. Wilbur, 421 U.S. 684, 95 S.Ct. 1881, 44 L.Ed.2d 508 (1975).

Following oral argument, disposition of these cases was deferred pending the decision of the Supreme Court in Hankerson v. North Carolina, 432 U.S. 233, 97 S.Ct. 2339, 53 L.Ed.2d 306 (1977), on the issue of the retroactivity of Mullaney,1 and the decision [995]*995of the Supreme Court of Virginia in Hodge v. Commonwealth, 217 Va. 338, 228 S.E.2d 692 (1976). Thereafter the cases were consolidated for reargument in the light of Hankerson and Hodge, as well as the Supreme Court’s decision in Patterson v. New York, 432 U.S. 197, 97 S.Ct. 2319, 53 L.Ed.2d 281 (1977).

No. 76-1511

The petitioner, Steven Franklin Frazier, was tried in the Circuit Court of Rocking-ham County, Virginia, upon a charge of first degree murder. The trial court instructed the jury at some length in regard to the presumption of innocence and the prosecution’s burden of proving guilt beyond a reasonable doubt. With respect to self-defense the jury was instructed as follows:

The court instructs the jury that where a killing is proved by the use of a deadly weapon, and the accused relies upon the plea of self defense, the burden of prov7 ing such defense rests upon the accused; the burden resting upon an accused relying upon the right of self defense is to establish such defense, not beyond a reasonable doubt, nor even by the greater weight of the evidence, but only to the extent of raising in the minds of the jury a reasonable doubt as to whether or not he acted in the lawful exercise of such right. And, in determining whether or not such defense has been established, the jury should consider all of the evidence and circumstances in the case, that for the Commonwealth as well as that for the accused.

The jury found Frazier guilty of voluntary manslaughter and he was sentenced to a five year term of imprisonment.

Frazier filed a petition for a writ of error in the Supreme Court of Virginia contending, inter alia, that the trial court’s instruction improperly cast upon him the burden of proof with respect to self-defense.2 On August 4, 1975, the Virginia court denied the petition and affirmed Frazier’s conviction. Thereafter, Frazier filed his petition for habeas corpus in the district court and on March 16,1976, the court granted habeas corpus relief. In doing so, the district court concluded that the instruction challenged by the petitioner ran afoul of the constitutional principle enunciated by the Court in Mullaney. The court further concluded that Mullaney should be given retroactive effect.3

When these cases were set down for rear-gument counsel and the court assumed that the decision of the Supreme Court of Virginia in Hodge v. Commonwealth, supra, would bear significantly upon our disposition of Frazier’s case. In Hodge, the court addressed itself to the impact of Mullaney upon the Virginia rule that every unlawful homicide is presumed to be murder of the second degree and that the defendant has the burden of showing circumstances of mitigation or excuse. The court distinguished Virginia’s use of presumptions from Mullaney, and concluded that the instruction customarily used by Virginia trial courts in homicide cases does not shift the burden of persuasion to the accused. This reading of the instruction would appear to be compatible with Mullaney and, absent some exceptional circumstances, should be accepted by us. Mullaney v. Wilbur, 421 U.S., at 691, 95 S.Ct. 1881.

While we think that the instruction challenged by Frazier passes constitutional muster under Hodge and Mullaney, we find it unnecessary to rest our decision on that basis, since in our opinion Patterson v. New York, supra, is dispositive of this case. In Patterson the Court went to some lengths [996]*996to point out the limited contours of Mulla-ney and held that the mandate of In re Winship, 397 U.S. 358, 90 S.Ct. 1068, 25 L.Ed.2d 368 (1970), was satisfied when the state proved beyond a reasonable doubt “every fact necessary to constitute the crime with which [Patterson was] charged.” 432 U.S., at 206, 97 S.Ct., at 2324. The Court then affirmed the continuing validity of Leland v. Oregon, 343 U.S. 790, 72 S.Ct. 1002, 96 L.Ed. 1302 (1952), and upheld the constitutionality of the New York law which cast upon the defendant the burden of proving his affirmative defense of “extreme emotional disturbance” by a preponderance of the evidence. In doing so the Court stated:

We thus decline to adopt as a constitutional imperative, operative country-wide, that a State must disprove beyond reasonable doubt every fact constituting any and all affirmative defenses related to the culpability of an accused. Traditionally, due process has required that only the most basic procedural safeguards be observed; more subtle balancing of society’s interests against those of the accused have been left to the legislative branch. We therefore will not disturb the balance struck in previous cases holding that the Due Process Clause requires the prosecution to prove beyond reasonable doubt all of the elements included in the definition of the offense of which the defendant is charged. Proof of the non-existence of all affirmative defenses has never been constitutionally required; and we perceive no reason to fashion such a rule in this case and apply it to the statutory defense at issue here.

432 U.S., at 210, 97 S.Ct., at 2327.

Long before Winship, the universal rule in this country was that the prosecution must prove guilt beyond reasonable doubt. At the same time, the long-accepted rule was that it was constitutionally permissible to provide that various affirmative defenses were to be proved by the defendant. This did not lead to such abuses or to such widespread redefinition of crime and reduction of the prosecution’s burden that a new constitutional rule was required. This was not the problem to which Winship was addressed. Nor does the fact that a majority of the States have now assumed the burden of disproving affirmative defenses — for whatever reasons — mean that those States who strike a different balance are in violation of the Constitution. (Footnotes omitted).

432 U.S., at 211, 97 S.Ct., at 2327.

Since the trial court’s instruction on self-defense in Frazier’s case was well within the limits of Patterson, the district court erred in concluding that it was constitutionally infirm. Accordingly, the judgment of the district court granting habeas corpus relief is reversed.

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Bluebook (online)
572 F.2d 994, Counsel Stack Legal Research, https://law.counselstack.com/opinion/frazier-v-weatherholtz-ca4-1978.