Campbell v. Commonwealth

421 S.E.2d 652, 14 Va. App. 988, 9 Va. Law Rep. 97, 1992 Va. App. LEXIS 214
CourtCourt of Appeals of Virginia
DecidedAugust 11, 1992
DocketRecord No. 1048-90-1
StatusPublished
Cited by89 cases

This text of 421 S.E.2d 652 (Campbell v. Commonwealth) is published on Counsel Stack Legal Research, covering Court of Appeals of Virginia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Campbell v. Commonwealth, 421 S.E.2d 652, 14 Va. App. 988, 9 Va. Law Rep. 97, 1992 Va. App. LEXIS 214 (Va. Ct. App. 1992).

Opinions

ON REHEARING EN BANC

Opinion

BENTON, J.

This Court granted a rehearing en banc from a divided panel decision solely to determine whether the “ends of justice” exception to Rule 5A:18 should be invoked because an erroneous jury instruction may have deprived Joseph Hugh Campbell of a fair trial. Since a proper description of the elements [990]*990of the offense was vital to ensure a fair trial, we hold that the “ends of justice” exception should be applied and we reverse the conviction. We leave unchanged the panel’s disposition of other issues originally raised on appeal. See Campbell v. Commonwealth, 13 Va. App. 33, 409 S.E.2d 21 (1991).

I.

During Campbell’s jury trial for forging a public record in violation of Code § 18.2-168, the jury was instructed as follows:

JURY INSTRUCTION EIGHT

To act with the intent to defraud means to act with an evil intent, or with the specific intent to deceive or trick. It is sufficient if it was the intention of the defendant to frustrate the administration of a law or if his actions were prejudicial to, or a fraud upon, a Commonwealth or a governmental unit or tended to impair a governmental function.

This was an incorrect statement of law. While the first sentence correctly defined intent to defraud, the second sentence effectively eliminated mens rea as an element of the offense. The use of the conjunction “or” in the second sentence allowed the jury to find Campbell guilty of forgery based solely on an action prejudicial to or tending to impair a governmental unit, and, thus, it allowed the jury to convict Campbell without finding that he had acted with intent to defraud. Intent to defraud is an element of the offense of forgery of public documents. See Hanbury v. Commonwealth, 203 Va. 182, 187, 122 S.E.2d 911, 914-15 (1961).

The Commonwealth argues that Campbell did not preserve for appeal his objection to the jury instruction.1 Campbell argues that he offered at trial an instruction embodying a theory contrary to Instruction Eight and, thus, satisfied the contemporaneous objection rule. See Pilot Life Ins. Co. v. Karcher, 217 Va. 497, 229 S.E.2d 884 (1976). Campbell’s Instruction N, which was refused, stated:

[991]*991The prosecution must further prove beyond a reasonable doubt that the defendant acted with specific intent, that is that the defendant intended to inflict the specific harm prohibited by the offense.
To establish specific intent the prosecution must prove that the defendant knowingly did an act which the law forbids, purposely intending to violate the law.
It is not enough, therefore, to believe beyond a reasonable doubt that the defendant purposely did an act wrongful in itself; the prosecution must also prove beyond a reasonable doubt that the defendant intended to impose a harm upon another in a way prohibited by law. Such intent may be determined from all the facts and circumstances surrounding the case.

Because the granted Instruction Eight purported to define “intent to defraud” and the refused Instruction N addressed “specific intent,” we cannot say that Campbell’s refused instruction “propound [ed] the contrary theory to one set forth in [the] granted instruction.” Id. at 498, 229 S.E.2d at 885.

Campbell claims error because Instruction Eight incorrectly defined “intent to defraud.” However, at trial, Campbell objected to the instruction only:

on the grounds that [the instruction] fails to point out that intent to defraud means to deprive under the circumstances of this case one of tangible rights.

Although the objection raised at trial is not the same as the issue raised on appeal and although Rule 5A:18 generally precludes this Court from entertaining issues that were not properly brought to the attention of the trial judge, we review this issue to attain the “ends of justice.” Rule 5A:18.

II.

“[W]hen a principle of law is vital to a defendant in a criminal case, a trial court has an affirmative duty properly to instruct a jury about the matter.” Jimenez v. Commonwealth, 241 Va. 244, 250, 402 S.E.2d 678, 681 (1991). That duty arises even when “trial counsel neglected to object to the instruction.” Id. at [992]*992248, 402 S.E.2d at 679. Obviously, the proper description of the elements of the offenses is vital to a defendant. Attaining the “ends of justice” requires correction of an instruction which allows a jury to convict a defendant without proof of an element of a crime. Instruction Eight was so defective that it allowed the jury to convict Campbell of forgery even if the jury concluded that Campbell lacked an intent to defraud. Intent to defraud, however, is a necessary element of forgery. Fitzgerald v. Commonwealth, 227 Va. 171, 173, 313 S.E.2d 394, 395 (1984).

[A]n essential of the due process guaranteed by the Fourteenth Amendment [is] that no person shall be made to suffer the onus of a criminal conviction except upon sufficient proof — defined as evidence necessary to convince a trier of fact beyond a reasonable doubt of the existence of every element of the offense.

Jackson v. Virginia, 443 U.S. 307, 316 (1979) (emphasis added). The jury cannot be said to have reached the level of certitude constitutionally required to convict when the jury was instructed that it could find the defendant guilty even though all of the elements of the offense had not been proved beyond a reasonable doubt.

Unless [the appropriate] elements are defined by instructions available to the members of the jury during their deliberation, they cannot properly determine whether the Commonwealth has carried its burden. . . . “It is always the duty of the court at the proper time to instruct the jury on all principles of law applicable to the pleadings and the evidence,” and “a correct statement of the law applicable to the case, when the law is stated, ... [is one of the] essentials of a fair trial.”

Dowdy v. Commonwealth, 220 Va. 114, 116, 255 S.E.2d 506, 508 (1979) (citations omitted); see also Darnell v. Commonwealth, 6 Va. App. 485, 488, 370 S.E.2d 717, 719 (1988).

The instructions given by the trial judge relieved the Commonwealth of its burden to prove criminal intent by improperly informing the jury that it could convict Campbell simply if the jury found a prejudicial effect or impairment on a governmental function. Thus, the jury could have believed Campbell’s defense — that he had no intent to defraud because his statement to the clerk [993]

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Bluebook (online)
421 S.E.2d 652, 14 Va. App. 988, 9 Va. Law Rep. 97, 1992 Va. App. LEXIS 214, Counsel Stack Legal Research, https://law.counselstack.com/opinion/campbell-v-commonwealth-vactapp-1992.