DLD-076 NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT ____________
No. 17-3526 ____________
IN RE: FRANKLIN X. BAINES, Petitioner
__________________________________ On a Petition for Writ of Mandamus from the United States District Court for the Eastern District of Pennsylvania (Related to D.C. Civ. No. 2-12-cv-05672) District Judge: Joseph F. Leeson, Jr. __________________________________
Submitted Pursuant to Fed. R. App. Pro. 21 December 14, 2017
Before: JORDAN, SHWARTZ, and KRAUSE, Circuit Judges
(Opinion filed: December 19, 2017) ____________
OPINION ∗ ____________
PER CURIAM
Franklin Baines petitions pro se for a writ of mandamus. For the reasons that
follow, we will deny the petition.
Baines is a Pennsylvania state prisoner serving a life sentence with no chance for
parole for a murder he committed at the age of 16. As such, he has a right to be
* This disposition is not an opinion of the full Court and pursuant to I.O.P. 5.7 does not constitute binding precedent. resentenced in state court under Miller v. Alabama, 567 U.S. 460 (2012), and
Montgomery v. Louisiana, 136 S. Ct. 718 (2016). 1 Baines has now served 40 years in
prison. His Miller claim is presently pending before the Philadelphia Court of Common
Pleas in a timely petition under Pennsylvania’s Post Conviction Relief Act (“PCRA”), 42
Pa. Cons. Stat. §§ 9541, et seq. He also raised his Miller claim in a habeas corpus
petition, 28 U.S.C. § 2254, which is pending in the United States District Court for the
Eastern District of Pennsylvania. In an order dated March 24, 2017, the Magistrate Judge
assigned to Baines’ federal case stayed federal proceedings pursuant to Rhines v. Weber,
544 U.S. 269 (2005), 2 to allow him to exhaust his Miller claim in state court. See 28
U.S.C. § 2254(b)(1)(A) (An application for a writ of habeas corpus on behalf of a person
in custody pursuant to the judgment of a State court shall not be granted unless it appears
that -- (A) the applicant has exhausted the remedies available in the courts of the
State[.]”).
The District Attorney of Philadelphia has made an offer of a new sentence to
Baines of 40 years’ to life imprisonment, an offer that would make him immediately
eligible for parole. The offer has been conveyed to Baines’ PCRA counsel, Susan Ricci,
Esquire, of the Defender Association of Philadelphia. Baines is not interested in the
offer, although it is not clear whether his PCRA counsel formally has rejected the offer or
made a counter-offer. Baines, who is proceeding pro se in federal court after his court-
1 In Miller, the Supreme Court held that mandatory life without parole for those under the age of 18 at the time of their crimes violates the Eighth Amendment. Montgomery made Miller retroactive to cases on collateral review. 2 Under Rhines, a District Court has the discretion to stay a habeas corpus petition to allow a petitioner to exhaust a claim in state court. 544 U.S. at 277-78. Stays are proper only when the unexhausted claim is not “plainly meritless” and there exists “good cause for the petitioner’s failure to exhaust his claims first in state court.” Id. at 277. 2 appointed attorney was allowed to withdraw, filed numerous motions seeking to lift the
Rhines stay and to be excused from the exhaustion requirement. Although the relief he
seeks in the District Court is not clear, he may be seeking a writ directing the state court
to grant him an immediate sentencing hearing. In an order dated November 17, 2017 and
filed on the civil docket on November 20, 2017, see Docket Entry No. 54, the Magistrate
Judge denied the motions and declined to lift the stay. In the margin, the Magistrate
Judge noted that state court proceedings are moving forward without undue delay that
Baines has been in custody for 40 years, and that, under the sentence offered by the
Commonwealth, he would become parole eligible immediately upon resentencing.
On November 20, 2017, Baines filed a petition for writ of mandamus in this Court,
his second such petition in the last two years, see In re: Baines, 658 F. App’x 159, 162
(3d Cir. 2016) (“At this time … Baines has not shown that his pending PCRA petition is
not an adequate means to obtain the relief desired.”). In it he argues that the
Commonwealth is engaging in “subterfuge” in order to deny him relief. It appears from
his moving papers that Baines is trying to press, pro se, a claim in state court that his plea
was involuntary and that this may be part of the reason why he will not accept the
Commonwealth’s offer. We note further that Baines appears to be seeking in state court
to dismiss his PCRA counsel.
We will deny the petition for writ of mandamus. Our jurisdiction derives from 28
U.S.C. § 1651, which grants us the power to “issue all writs necessary or appropriate in
aid of (our) ... jurisdiction and agreeable to the usages and principles of law.” A writ of
mandamus is an extreme remedy that we grant only in extraordinary situations. See Kerr
v. United States Dist. Court, 426 U.S. 394, 402 (1976). To justify the use of this
3 extraordinary remedy, a petitioner must show both a clear and indisputable right to the
writ and that he has no other adequate means to obtain the relief desired. See Haines v.
Liggett Group Inc., 975 F.2d 81, 89 (3d Cir. 1992).
An application for a writ of habeas corpus shall not be granted unless that
applicant has exhausted state court remedies, or “there is an absence of available State
corrective process;” or “circumstances exist that render such process ineffective to
protect the rights of the applicant.” See 28 U.S.C. § 2254(b)(1)(B)(i)-(ii). “[I]nexcusable
or inordinate delay by the state in processing claims for relief may render the state
remedy effectively unavailable.” Wojtczak v. Fulcomer, 800 F.2d 353, 354 (3d Cir.
1986). When such delay renders the state remedy ineffective to protect the rights of the
petitioner, we have excused exhaustion. Id. at 355-56 (remanding petition for
consideration on merits after prisoner’s state claim for post-conviction relief had not
progressed for thirty-three months and petitioner was not responsible for delay). See also
Lee v. Stickman, 357 F.3d 338, 343-44 (3d Cir. 2004) (exhaustion excused where
petitioner’s post-conviction petition had been pending before the state courts for almost
eight years).
Here, however, there is an offer of a new sentence by the Commonwealth, which
would make Baines immediately eligible for parole. This is real progress and thus the
District Court may stay its hand, see Christin v. Brennan, 281 F.3d 404, 411 (3d Cir.
2002) (instructing that, even where there has been excessive delay, district courts should
“stay their consideration of habeas petitions when previously stalled state proceedings
resume”).
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DLD-076 NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT ____________
No. 17-3526 ____________
IN RE: FRANKLIN X. BAINES, Petitioner
__________________________________ On a Petition for Writ of Mandamus from the United States District Court for the Eastern District of Pennsylvania (Related to D.C. Civ. No. 2-12-cv-05672) District Judge: Joseph F. Leeson, Jr. __________________________________
Submitted Pursuant to Fed. R. App. Pro. 21 December 14, 2017
Before: JORDAN, SHWARTZ, and KRAUSE, Circuit Judges
(Opinion filed: December 19, 2017) ____________
OPINION ∗ ____________
PER CURIAM
Franklin Baines petitions pro se for a writ of mandamus. For the reasons that
follow, we will deny the petition.
Baines is a Pennsylvania state prisoner serving a life sentence with no chance for
parole for a murder he committed at the age of 16. As such, he has a right to be
* This disposition is not an opinion of the full Court and pursuant to I.O.P. 5.7 does not constitute binding precedent. resentenced in state court under Miller v. Alabama, 567 U.S. 460 (2012), and
Montgomery v. Louisiana, 136 S. Ct. 718 (2016). 1 Baines has now served 40 years in
prison. His Miller claim is presently pending before the Philadelphia Court of Common
Pleas in a timely petition under Pennsylvania’s Post Conviction Relief Act (“PCRA”), 42
Pa. Cons. Stat. §§ 9541, et seq. He also raised his Miller claim in a habeas corpus
petition, 28 U.S.C. § 2254, which is pending in the United States District Court for the
Eastern District of Pennsylvania. In an order dated March 24, 2017, the Magistrate Judge
assigned to Baines’ federal case stayed federal proceedings pursuant to Rhines v. Weber,
544 U.S. 269 (2005), 2 to allow him to exhaust his Miller claim in state court. See 28
U.S.C. § 2254(b)(1)(A) (An application for a writ of habeas corpus on behalf of a person
in custody pursuant to the judgment of a State court shall not be granted unless it appears
that -- (A) the applicant has exhausted the remedies available in the courts of the
State[.]”).
The District Attorney of Philadelphia has made an offer of a new sentence to
Baines of 40 years’ to life imprisonment, an offer that would make him immediately
eligible for parole. The offer has been conveyed to Baines’ PCRA counsel, Susan Ricci,
Esquire, of the Defender Association of Philadelphia. Baines is not interested in the
offer, although it is not clear whether his PCRA counsel formally has rejected the offer or
made a counter-offer. Baines, who is proceeding pro se in federal court after his court-
1 In Miller, the Supreme Court held that mandatory life without parole for those under the age of 18 at the time of their crimes violates the Eighth Amendment. Montgomery made Miller retroactive to cases on collateral review. 2 Under Rhines, a District Court has the discretion to stay a habeas corpus petition to allow a petitioner to exhaust a claim in state court. 544 U.S. at 277-78. Stays are proper only when the unexhausted claim is not “plainly meritless” and there exists “good cause for the petitioner’s failure to exhaust his claims first in state court.” Id. at 277. 2 appointed attorney was allowed to withdraw, filed numerous motions seeking to lift the
Rhines stay and to be excused from the exhaustion requirement. Although the relief he
seeks in the District Court is not clear, he may be seeking a writ directing the state court
to grant him an immediate sentencing hearing. In an order dated November 17, 2017 and
filed on the civil docket on November 20, 2017, see Docket Entry No. 54, the Magistrate
Judge denied the motions and declined to lift the stay. In the margin, the Magistrate
Judge noted that state court proceedings are moving forward without undue delay that
Baines has been in custody for 40 years, and that, under the sentence offered by the
Commonwealth, he would become parole eligible immediately upon resentencing.
On November 20, 2017, Baines filed a petition for writ of mandamus in this Court,
his second such petition in the last two years, see In re: Baines, 658 F. App’x 159, 162
(3d Cir. 2016) (“At this time … Baines has not shown that his pending PCRA petition is
not an adequate means to obtain the relief desired.”). In it he argues that the
Commonwealth is engaging in “subterfuge” in order to deny him relief. It appears from
his moving papers that Baines is trying to press, pro se, a claim in state court that his plea
was involuntary and that this may be part of the reason why he will not accept the
Commonwealth’s offer. We note further that Baines appears to be seeking in state court
to dismiss his PCRA counsel.
We will deny the petition for writ of mandamus. Our jurisdiction derives from 28
U.S.C. § 1651, which grants us the power to “issue all writs necessary or appropriate in
aid of (our) ... jurisdiction and agreeable to the usages and principles of law.” A writ of
mandamus is an extreme remedy that we grant only in extraordinary situations. See Kerr
v. United States Dist. Court, 426 U.S. 394, 402 (1976). To justify the use of this
3 extraordinary remedy, a petitioner must show both a clear and indisputable right to the
writ and that he has no other adequate means to obtain the relief desired. See Haines v.
Liggett Group Inc., 975 F.2d 81, 89 (3d Cir. 1992).
An application for a writ of habeas corpus shall not be granted unless that
applicant has exhausted state court remedies, or “there is an absence of available State
corrective process;” or “circumstances exist that render such process ineffective to
protect the rights of the applicant.” See 28 U.S.C. § 2254(b)(1)(B)(i)-(ii). “[I]nexcusable
or inordinate delay by the state in processing claims for relief may render the state
remedy effectively unavailable.” Wojtczak v. Fulcomer, 800 F.2d 353, 354 (3d Cir.
1986). When such delay renders the state remedy ineffective to protect the rights of the
petitioner, we have excused exhaustion. Id. at 355-56 (remanding petition for
consideration on merits after prisoner’s state claim for post-conviction relief had not
progressed for thirty-three months and petitioner was not responsible for delay). See also
Lee v. Stickman, 357 F.3d 338, 343-44 (3d Cir. 2004) (exhaustion excused where
petitioner’s post-conviction petition had been pending before the state courts for almost
eight years).
Here, however, there is an offer of a new sentence by the Commonwealth, which
would make Baines immediately eligible for parole. This is real progress and thus the
District Court may stay its hand, see Christin v. Brennan, 281 F.3d 404, 411 (3d Cir.
2002) (instructing that, even where there has been excessive delay, district courts should
“stay their consideration of habeas petitions when previously stalled state proceedings
resume”). The Rhines stay entered by the Magistrate Judge appears appropriate to us in
Baines’ federal case because state proceedings are moving toward a decision. We thus
4 conclude that Baines has not shown a clear and indisputable right to mandamus relief
from the exhaustion requirement, see Haines, 975 F.2d at 89. We note that Baines’s
PCRA counsel has not sought to have the PCRA proceedings expedited. Moreover,
Baines’ meritorious Miller claim does not entitle him to challenge his guilty plea; rather,
he is entitled only to be resentenced.
Last, Baines filed a notice of appeal from the Magistrate Judge’s order refusing to
lift the Rhines stay, see Docket Entry No. 56. Absent consent of the parties to proceed
before a Magistrate Judge, appeal of an order issued by a Magistrate Judge is to a District
Judge. 28 U.S.C. § 636(b)(1) & (c)(1). Here, the District Court may review and
reconsider the Magistrate Judge’s order if Baines can show “that the … order is clearly
erroneous or contrary to law,” id. at § 636(b)(1)(A). Although this standard for reversing
the Magistrate Judge is demanding, it is less onerous than the mandamus “clear and
indisputable right to the writ” standard. Thus, our decision to deny Baines’ mandamus
petition does not act as a constraint on the District Court should it wish to fashion some
relief, though we take no position on the merit of arguments that Baines has made,
beyond our determination that they do not merit mandamus relief.
For the foregoing reasons, we will deny the petition for writ of mandamus.