Frank Stevenson v. Union Pacific RR

354 F.3d 739
CourtCourt of Appeals for the Eighth Circuit
DecidedJanuary 5, 2004
Docket01-3686, 02-2093
StatusPublished
Cited by1 cases

This text of 354 F.3d 739 (Frank Stevenson v. Union Pacific RR) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Frank Stevenson v. Union Pacific RR, 354 F.3d 739 (8th Cir. 2004).

Opinion

HANSEN, Circuit Judge.

This case arises out of a car-train grade crossing accident in which Frank Stevenson was injured and his wife was killed. In this diversity lawsuit against the Union Pacific Railroad Company (“Union Pacific” or “the Railroad”), a jury awarded damages to Mr. Stevenson and Rebecca Harshberger as Administratrix of Mary Stevenson’s estate 1 on claims of negligence. Union Pacific appeals, and Stevenson cross appeals. We affirm in part and reverse and remand for a new trial. We affirm on the issues raised in the cross-appeal.

I.

On November 6, 1998, a Union Pacific train struck the Stevensons’ vehicle as it crossed the tracks on Highway 364 in Vanndale, Arkansas. Mrs. Stevenson died as a result of the collision, and Mr. Stevenson suffered severe injuries and has no memory of the accident. Mr. Stevenson and the administratrix of his wife’s estate filed this action alleging that the accident was caused by Union Pacific’s negligence. *743 Later, they amended their complaint to include additional negligence claims and to add Operation Lifesaver, Inc. (“Operation Lifesaver”) as a defendant, asserting that it made negligent and fraudulent misrepresentations concerning the safety of the crossing. The district court granted partial summary judgment, dismissing several negligence claims, including allegations concerning the speed of the train. Stevenson v. Union Pacific R.R., 110 F.Supp.2d 1086 (E.D.Ark.2000). The district court also granted Operation Lifesaver’s motion to dismiss for failure to state a claim.

The plaintiffs filed a motion for sanctions on the ground that Union Pacific had destroyed evidence, namely, a voice tape of conversations between the train crew and dispatch at the time of the accident and track maintenance records from before the accident. Union Pacific argued that sanctions were not justified because it destroyed the documents in good faith pursuant to its routine document retention policies. The district court granted the motion following a three-day evidentiary hearing. The district court imposed sanctions of an adverse inference instruction regarding the destroyed evidence and an award of costs and attorneys’ fees incurred as a result of the spoliation of evidence. Stevenson v. Union Pacific R.R., 204 F.R.D. 425 (E.D.Ark.2001).

Prior to trial, the plaintiffs filed a motion in limine, seeking to prohibit Union Pacific from calling witnesses to explain that it destroyed the tape and track maintenance records pursuant to its routine document retention policies. The district court granted the motion and, at the outset of trial, orally instructed the jury that the voice tape and track inspection records “were destroyed by the railroad and ... should have been preserved,” and that the jurors “may, but are not required to, assume that the contents of the voice tapes and track inspection records would have been adverse, or detrimental, to the defendant.” (Trial. Tr. at 180.) The district court thus permitted the plaintiffs to immediately reference the destroyed material and the fact that Union Pacific willfully destroyed it, but denied Union Pacific any opportunity to offer its routine document retention policy as an innocent explanation for its destruction of the evidence.

The parties stipulated that the only liability issues for trial were (1) whether the train sounded its horn appropriately, (2) whether the vegetation at the crossing obstructed Mr. Stevenson’s view, and (3) whether the crossing surface was negligently maintained. At the close of trial, over Union Pacific’s renewed objection, the district court repeated the spoliation instruction to the jury: “You may, but are not required to, assume that the contents of the voice tape and track inspection records would have been adverse, or detrimental, to the defendant.” (Instr. No. 26, Trial Tr. at 1415-16.) Union Pacific moved for judgment as a matter of law on the horn claim, asserting that there was insufficient evidence from which the jury could find that the alleged failure to sound the horn was a proximate cause of the accident. The district court denied the motion.

The jury returned a general verdict in favor of the plaintiffs, awarding Mr. Stevenson $2,000,000 in damages and awarding the estate $10,000 for funeral and ambulance expenses. The district court entered judgment on these amounts and also awarded the plaintiffs $164,410.25 in costs and attorneys’ fees on the sanctions order. Union Pacific appeals, asserting that it was entitled to judgment as a matter of law on the alleged horn violation, that the district court abused its discretion in giving the adverse inference instruction, and that the district court *744 abused its discretion by ordering attorneys’ fees as sanctions. Mr. Stevenson filed a cross-appeal, challenging the district court’s partial grant of summary judgment concerning the speed of the train and appealing the order dismissing the defendant Operation Lifesaver.

II.

A. The Horn Claim

At trial, the plaintiffs alleged that the train crew did not properly sound the horn and that this failure proximately caused the accident. The train conductor testified that the engineer began sounding the horn at the whistle board 1,800 feet from the crossing, blowing a sequence of two longs, a short, and a long as required by Union Pacific’s rules, all the way through the crossing. The event recorder on the train was malfunctioning and did not record any horn soundings for the entire trip on the day of the accident. Several lay witnesses testified that they did not hear a horn sound before the collision. One witness who lived 75 to 100 yards south of the crossing testified that he heard two horn blasts which lasted about ten seconds but were off in the distance, not directly before the collision.

An expert audiologist, Dr. David Lipscomb, testified on behalf of the plaintiffs that he had measured the sound output generated by the horn and the reduction of sound as it penetrated the interior of the Stevensons’ car. Dr. Lipscomb testified that, placing the horn blasts some witnesses heard at the tree line 410 feet from the intersection, the train horn might have been detectable for up to six seconds before the collision, but the sound would not have been “alerting” given the noise inside the car. (Trial Tr. at 1184-86.) On cross-examination, Dr. Lipscomb testified that under the conditions present at the time of the accident, even if the horn had been blown all the way through the intersection, it was his opinion that the horn would not have alerted Mr. Stevenson until less than one second before the impact-too short a time to avoid the collision. (Trial Tr. at 1204-05.) Union Pacific asserts that it was entitled to judgment as a matter of law on the horn claim, arguing that the alleged failure to sound the horn could not have been the proximate cause of the accident because the plaintiffs’ own expert testified that blowing the horn all the way through the intersection would not have prevented the collision.

We review de novo the district court’s denial of a postverdict motion for judgment as a matter of law, considering whether the record contains sufficient evidence to sustain the verdict. Racicky v. Farmland Indus., Inc., 828 F.3d 389, 393 (8th Cir.2003).

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Frank Stevenson v. Union Pacific Railroad Company
354 F.3d 739 (Eighth Circuit, 2004)

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Bluebook (online)
354 F.3d 739, Counsel Stack Legal Research, https://law.counselstack.com/opinion/frank-stevenson-v-union-pacific-rr-ca8-2004.