Frank J. Guinan v. William Armontrout

909 F.2d 1224
CourtCourt of Appeals for the Eighth Circuit
DecidedSeptember 19, 1990
Docket89-2301
StatusPublished
Cited by41 cases

This text of 909 F.2d 1224 (Frank J. Guinan v. William Armontrout) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Frank J. Guinan v. William Armontrout, 909 F.2d 1224 (8th Cir. 1990).

Opinion

BOWMAN, Circuit Judge.

Frank J. Guinan appeals from the District Court’s 1 denial of his petition for Writ of Habeas Corpus pursuant to 28 U.S.C. § 2254 (1982). Guinan was convicted by a jury of capital murder in connection with the murder of a fellow inmate at the Missouri State Penitentiary. Guinan and another inmate entered the victim’s cell and repeatedly stabbed him with “knives” fashioned out of one half of a pair of scissors. The jury sentenced Guinan to death. Gui-nan’s conviction and sentence were affirmed on appeal, State v. Guinan, 665 S.W.2d 325 (Mo.) (en banc), cert. denied, 469 U.S. 873, 105 S.Ct. 227, 83 L.Ed.2d 156 (1984), and his motion for post-conviction relief pursuant to Missouri Supreme Court Rule 27.26 2 was denied. Guinan v. State, 726 S.W.2d 754 (Mo.Ct.App.1986), cert. denied, 484 U.S. 873, 108 S.Ct. 210, 98 L.Ed.2d 161 (1987). In the present appeal Guinan argues: (1) the trial court’s denial of his pretrial motion for a state-sponsored psychiatric evaluation resulted in a denial of due process; (2) his trial counsel was ineffective in failing adequately to investigate possible mitigating evidence, specifically Guinan’s mental state and the testimony of family members; (3) the penalty-phase jury instruction concerning mitigating factors violated his Eighth Amendment rights as it did not comport with Mills v. Maryland, 486 U.S. 367, 108 S.Ct. 1860, 100 L.Ed.2d 384 (1988); and (4) improper remarks by the prosecutor during closing argument violated his Eighth Amendment rights. We affirm the District Court’s denial of habeas relief.

I.

Guinan’s first ground for habeas relief alleges that the trial court committed plain error in denying Guinan’s pretrial motion for a psychiatric evaluation in violation of his due process rights. We do not agree.

At the outset, we note that the state argues vigorously that this issue is proeedurally barred because it was not properly presented to the state courts and, accordingly, must be dismissed unless Guinan can demonstrate both adequate cause excusing his failure to raise the claim in state court and actual prejudice resulting from a federal court’s refusal to address the merits of the claim. See Wainwright v. Sykes, 433 U.S. 72, 87, 97 S.Ct. 2497, 2506-07, 53 L.Ed.2d 594 (1977). The state separates Guinan’s claim of trial court error into three discrete claims: the “insanity claim,” alleging that the denial of a psychiatric examination violated due process as it deprived Guinan of a possible insanity defense; the “competency claim,” alleging that the mental exam was necessary to determine whether Guinan was competent to stand trial; and the “mitigation claim,” alleging a due process violation because *1227 Guinan was deprived of possible mitigating evidence relating to his mental state at the time of the murder. The record indicates that the insanity and mitigation claims were raised by Guinan in his initial Rule 27.26 motion and were found to be without merit. On appeal of his 27.26 motion, Gui-nan seems to have advanced only the competency claim. The state appellate court noted the discrepancy, but because evidence regarding the competency claim was introduced at the hearing on the 27.26 motion and the hearing court addressed the issue in its findings and conclusions, the appellate court treated the 27.26 motion as amended to conform to the evidence and addressed the competency issue. Guinan, 726 S.W.2d at 756-57. In his habeas petition, Guinan raised the insanity and mitigation aspects of his due process claim and the District Court addressed both issues despite the state’s contention that they were procedurally barred because they were allegedly abandoned in the state court. Based on this record, the state urges us to hold that the insanity and mitigation claims are procedurally barred from federal review. We decline to do so.

A federal court may consider the merits of a claim made in a habeas corpus petition if the petitioner has fairly presented to the state courts the substance of his claim. Buckley v. Lockhart, 892 F.2d 715, 718 (8th Cir.1989) (citing Anderson v. Harless, 459 U.S. 4, 6, 103 S.Ct. 276, 277, 74 L.Ed.2d 3 (1982)), cert. denied, —U.S. -, 110 S.Ct. 3243, 111 L.Ed.2d 753 (1990). In substance the three claims are obviously closely related and evidence concerning all three of them was presented to the Rule 27.26 trial court. Significantly, the legal analysis to be applied by this Court to Guinan’s due process claim is the same regardless of which of the discrete aspects of the claim we address. See Buckley, 892 F.2d at 719 (holding that petitioner’s federal habeas claims of ineffective assistance of counsel were procedurally barred because “the same facts and legal theories are not at issue in [petitioner’s] various petitions”). Because of the serious nature of the penalty imposed in this case and the obvious interrelation of each aspect of Guinan’s asserted due process violation, we conclude that the due process claim as a whole was adequately presented to the state courts and we shall address the mitigation and insanity aspects of this claim as necessary for a resolution of the issue.

In Ake v. Oklahoma, 470 U.S. 68, 83, 105 S.Ct. 1087, 1096, 84 L.Ed.2d 53 (1985), the Supreme Court held that the denial of an indigent defendant’s request for a psychiatric evaluation violates due process “when a defendant demonstrates to the trial judge that his sanity at the time of the offense is to be a significant factor at trial.” This Court has held that in order to establish that an expert is necessary, a defendant must demonstrate a reasonable probability that the requested expert would aid in the defendant’s defense and that the denial of expert assistance would result in an unfair trial. United States v. Saint John, 851 F.2d 1096, 1098 (8th Cir.1988); Little v. Armontrout, 835 F.2d 1240, 1244 (8th Cir.1987) (en banc), cert. denied, 487 U.S. 1210, 108 S.Ct. 2857, 101 L.Ed.2d 894 (1988). We assume arguendo, without deciding, that a defendant charged with capital murder has a similar due process right to expert assistance if his mental state is to be a “significant factor” at the sentencing phase of trial.

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Bluebook (online)
909 F.2d 1224, Counsel Stack Legal Research, https://law.counselstack.com/opinion/frank-j-guinan-v-william-armontrout-ca8-1990.