Frank A. Eyman, Superintendent, Arizona State Penitentiary v. Robert Alford

448 F.2d 306
CourtCourt of Appeals for the Ninth Circuit
DecidedSeptember 28, 1971
Docket22274
StatusPublished
Cited by10 cases

This text of 448 F.2d 306 (Frank A. Eyman, Superintendent, Arizona State Penitentiary v. Robert Alford) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Frank A. Eyman, Superintendent, Arizona State Penitentiary v. Robert Alford, 448 F.2d 306 (9th Cir. 1971).

Opinions

JAMES M. CARTER, Circuit Judge.

This is an appeal from an order of the district court, after an evidentiary hearing, granting a writ of habeas corpus on petition of appellee, under sentence of death for the crime of murder. The district court stayed its order pending disposition of this appeal. We reverse.

Appellee exhausted his state remedies by appeal to the Arizona Supreme Court (State v. Alford, 98 Ariz. 124, 402 P.2d 551), denied June 3, 1965 and Motion for Rehearing (State v. Alford, 98 Ariz. 249, 403 P.2d 806) denied June 29, 1965.

Application for Writ of Certiorari to the Supreme Court of the United States was made June 2S, 1965, and on January 24,1966, the United States Supreme Court entered the following order (Alford v. Arizona, 382 U.S. 1020, 86 S.Ct. 625, 15 L.Ed.2d 535):

“Certiorari denied. Mr. Justice Douglas is of the opinion that certio-rari should be granted.”

Amended Application for Writ of Certiorari was submitted to the Supreme Court of the United States on March 14, 1966, and on June 20, 1966, the Court entered the following order (384 U.S. 1028, 86 S.Ct. 1937, 16 L.Ed.2d 1047):

“Rehearing denied. Mr. Justice Douglas would grant the petition for rehearing, vacate the order denying the petition for a writ of certiorari and grant the petition for writ of certio-rari. He would vacate the judgment below and remand the ease for reconsideration in light of Miranda v. Arizona, ante, p. 436 [86 S.Ct. 1602, 16 L.Ed.2d 694], it being impossible to say on the record whether the principles announced in that case have been violated.” 1

The following issues were set forth in the district court’s memorandum of decision and passed upon by that court.

1. Was the failure to give defendant counsel at the time of his original confession a denial of his right to counsel [309]*309and a denial of due process under the 14th Amendment to the United States Constitution ?

2. Was the defendant, by reason of being denied counsel at his preliminary hearing, denied his right to counsel under the U.S. Constitution, and denied due process under the 6th and 14th Amendments to the United States Constitution ?

3. Was the prosecution of the defendant by information without indictment by a grand jury a violation of the 5th Amendment of the United States Constitution ?

4. Was the refusal of the trial court to set the level of criminal responsibility under either the “Durham Rule” or the Model Code of Criminal Law a denial of due process of law, a denial of equal protection of the law under the United States Constitution’s 14th Amendment, or a failure to comply with the standards of the doctrine mens rea ?

5. Was the denial under the applicable state laws of Arizona of the right to admit evidence of insanity less than that permitted by the M’Naghten Rule and other evidence of mitigation of punishment, a denial of equal protection of the law under the 14th Amendment to the United States Constitution?

6. Was the trial court’s conduct in obtaining a psychiatric opinion concerning the condition of the defendant without the knowledge of the defendant or defendant’s counsel, and without affording the defendant or his counsel the right of cross-examination, and in part determining from said extra judicial evidence the punishment of the defendant, a denial of counsel under the 6th Amendment to the United States Constitution and a denial of the right of cross-examination under the provisions of the United States Constitution providing the defendant the right to confront witnesses under the 6th Amendment of the United States Constitution ?

7. Was the refusal of the trial court, prior to sentencing, of the defendant’s request to change his plea from guilty to not guilty when the Court had the statement under oath of the defendant that he was not guilty, a denial of due process under the 14th Amendment to the United States Constitution?

8. Was defendant properly convicted when his court appointed counsel could not afford to contact out of state witnesses to his client’s alleged innocence by reason of the fact that counsel did not have money to undertake such an investigation, in violation of the 6th and 14th Amendments to the United States Constitution ?

The district court based its decision granting the writ on issues 6 & 7 above and found against appellee on the remaining issues.

Appellant (State of Arizona) on this appeal, in seeking reversal, states the issues as follows:

(A) Whether appellee was denied his rights under the 6th Amendment in being unable to confront and cross-examine witnesses in pre-sentence and sentence proceedings (Issue No. 6 before the district court).

(B) Whether it was a violation of the Due Process Clause of the 14th Amendment for the state trial court to refuse to allow appellee to withdraw his plea of guilty, prior to sentence (Issue No. 7 before the district court).

(C) Whether the district court judge erred in refusing to follow Supreme Court precedent in his interpretation of the 14th Amendment (Issue No. 6 before the district court).

Appellee states in his brief in our court that he relies upon all the contentions made before the district court. There was no cross-appeal by appellee from the adverse rulings on issues No. 1, 2, 3, 4, 5 and 8. This is probably a civil proceeding. If so, appellee may on appellant’s appeal raise these issues, without a cross-appeal. Montgomery-Ward & Co. v. Duncan, 311 U.S. 243, 254, 61 S.Ct. 189, 85 L.Ed. 147 (1940); Minthorne v. Seeburg Corp., 397 F.2d 237 (9 Cir. 1968); see, Gordon Mailloux Enterprises, Inc. v. Firemen’s Insurance Company, 366 F.2d 740, 741-[310]*310742 (9 Cir. 1966); Moist Cold Refrigerator Co., Inc. v. Lou Johnson Co., Inc., 249 F.2d 246 (9 Cir. 1957), cert. denied, 356 U.S. 968, 78 S.Ct. 1008, 2 L.Ed.2d 1074 (1958).

Whether this habeas proceeding is or is not civil, since it involves a death penalty we will consider all the issues raised below, Nos. 1 through 8.

Appellee, now incarcerated in the county jail at Flagstaff, Arizona, pending the appeal, was charged in a criminal complaint filed July 16, 1963 in three counts of murder of three children named and aged as follows: Carol, age 14; Theodore, age 12; and Jacqueline, age 11. Their bodies had been found on June 6, 1963, one mile south of Highway 66 near Williams, Arizona. Initial investigation showed Carol had been shot four times and beaten; Jacqueline and Theodore had each been shot twice.

Appellee was arrested at Santa Rosa, California about 4:45 PM July 12, 1963. He was advised of the identity of the officers, what he was being arrested for and that he did not have to make a statement. No statement was then taken.

At about 10 PM he was interviewed by an FBI agent who fully advised him of his rights.2 Appellee said he did not want an attorney. The following day, July 13, 1963, a polygraph examination was given to appellee at his request, and later in the day, he was interviewed after being again advised of his rights.

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Bluebook (online)
448 F.2d 306, Counsel Stack Legal Research, https://law.counselstack.com/opinion/frank-a-eyman-superintendent-arizona-state-penitentiary-v-robert-alford-ca9-1971.