Francois v. Putnam Investments, LLC

34 F. App'x 395
CourtCourt of Appeals for the First Circuit
DecidedMay 6, 2002
Docket01-1979
StatusPublished
Cited by2 cases

This text of 34 F. App'x 395 (Francois v. Putnam Investments, LLC) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Francois v. Putnam Investments, LLC, 34 F. App'x 395 (1st Cir. 2002).

Opinion

BOWNES, Senior Circuit Judge.

This is an appeal by plaintiff-appellant Marie Berthe Francois from a grant of summary judgment to defendant-appellee Putnam Investments, LLC. Plaintiff is an African-American woman whose country of origin is Haiti. She claims that defendant failed to promote her to a full-time position, as promised, because of her race and national origin. The district court, in a well-reasoned opinion, found that plaintiff failed to establish a prima facie case of discrimination. We affirm.

I. FACTS

Defendant’s business is providing financial investment services. Plaintiff first worked for defendant as a part-time temporary employee in Putnam’s Image Operations Department, performing photocopying and related tasks. She started work in November, 1994, but left her job less than a year later without giving notice. This would normally render her ineligible to be rehired under Putnam’s employment rules.

Plaintiff applied for work again with Putnam in September 1996. Her previous employment record apparently was not noted by defendant because she was hired as a temporary processor in Putnam’s Adjustments Department. As a processor, plaintiff was involved in data processing and making adjustments in records of various financial transactions. This work was considered to be difficult and demanding. Newly-hired processors received dual training: direct instructions and on-the-job training. It soon became evident to plaintiffs supervisors that plaintiff was unable *397 to grasp the fundamentals of the adjustments process. Defendant used a weekly tracking system to determine the productivity and accuracy of its processors. Plaintiffs track record showed that she did not approach Putnam’s target standards and consistently performed below the level of her peers.

Defendant decided that plaintiff should be given the opportunity to retrain in the adjustments department in November, 1996. Three supervisors met with plaintiff and told her that if her performance improved after the retraining, she would be given the next available permanent appointment in the adjustments department. Plaintiffs retraining was not successful. According to defendant, plaintiff also added to her work difficulties by reporting late for work on three occasions between early November and December, 1996. She was given an early warning that lasted for three months, until March 3, 1997. Defendant had a policy that prohibited a temporary employee from becoming a permanent employee while under a disciplinary warning.

In mid-December, 1996, plaintiff filed a charge with the Massachusetts Commission Against Discrimination (MCAD) alleging that one of her supervisors, Ronald Cupples, delayed her permanent appointment, citing her lack of productivity. Plaintiff alleges, however, that this was only a pretext to cover up racial discrimination. Another of her supervisors, Robbin Beauchamp, met with plaintiff to investigate her claim of racial discrimination and discuss the MCAD charge. As quoted at length, infra, plaintiff offered two differing accounts of this conversation, from which she claims racial discrimination against her can be found.

On January 9, 1997, Beauchamp again met with plaintiff to explore the possibility of her being transferred to the Image Operations Department. According to Beau-champ’s affidavit, plaintiff did interview for a job in the Image Operations Department. She was rejected for the position after she told the hiring manager that she had previously worked in the department and did not like the management, rules, work, or atmosphere.

In late January, 1997, plaintiff was assigned to work on her department’s “special projects.” These projects were adjustments to customer accounts that were very extensive and took much longer than the regular process adjustments. She was assigned to work with Trisha Labonte, who reviewed and exercised quality control over all of plaintiffs work. Labonte met with plaintiff and pointed out to her that she was not doing the work properly and did not have a good understanding of what was required. Labonte gave plaintiff a copy of a memo that she (Labonte) was giving to the department supervisor. It contained a list of five mistakes that plaintiff had made on a project on which she had worked. According to Labonte, plaintiff signed the memo without comment.

On February 6, 1997, plaintiff expressed an interest in two vacant processing jobs in other departments, but was told that she was ineligible for another processing position. On February 12, 1997, plaintiff resigned from Putnam. She left a note on Cupples’s desk, which read:

I will not be here on Friday, 2/14/97. I will not have a chance to see you and say good bye. If I don’t, I want you to know it was a pleasure to have you as my supervisor. I had learn [sic] a lot from here. I will miss everybody.
Sincerely,
Marie Berthe Francois

Beauchamp stated in an affidavit that at the time plaintiff resigned, she told him that her husband was returning to Haiti *398 for work and she needed to stay at home and care for their children.

II. STANDARD OF REVIEW

Our review is de novo. Mulero-Rodriguez v. Ponte, Inc., 98 F.3d 670, 672 (1st Cir.1996). We must consider the evidence “in the light most favorable to, and drawing all reasonable inferences in favor of, the nonmoving party.” Feliciano de la Cruz v. El Conquistador Resort & Country Club, 218 F.3d 1, 5 (1st Cir.2000).

Where the party opposing summary judgment has not presented specific competent proof of a genuine issue of material fact, we must affirm the judgment below. Rogan v. City of Boston, 267 F.3d 24, 27 (1st Cir.2001); Crawford v. Lamantia, 34 F.3d 28, 31 (1st Cir.1994), cert. denied, 514 U.S. 1032, 115 S.Ct. 1393, 131 L.Ed.2d 244 (1995).

III. DISCUSSION

Plaintiff asserts two claims of racial discrimination: one under federal law for violation of Title VII of the Civil Rights Act of 1964, and one under the laws of Massachusetts, Mass. Gen. L. ch. 151B. After ruling that plaintiff had not proven a prima facie case of discrimination under federal law, the district court dismissed the state law claim on the same grounds.

Plaintiff argues that the district erred by: failing to closely examine the overall record and total circumstances of the case; ignoring plaintiffs verified complaint (and sworn statement filed with the MCAD); and improperly weighing the validity of initial material offered as evidence.

We begin our analysis by examining the verified complaint and the sworn statement filed with the MCAD.

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Related

Francois v. Putnam Investments, LLC
537 U.S. 1233 (Supreme Court, 2003)
Feliciano v. El Conquistador
218 F.3d 1 (First Circuit, 2000)

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Bluebook (online)
34 F. App'x 395, Counsel Stack Legal Research, https://law.counselstack.com/opinion/francois-v-putnam-investments-llc-ca1-2002.