Francis Pierce v. State of NH CV-96-065-B 04/17/97
UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEW HAMPSHIRE
Francis Pierce, Jr.
v. Civil No. 96-065-B
State of New Hampshire
MEMORANDUM AND ORDER
Francis Pierce was convicted of aggravated felonious sexual
assault and felonious sexual assault in New Hampshire Superior
Court on August 4, 1993. On February 1 , 1996, Pierce filed a
petition for a Writ of Habeas Corpus in this court asserting that
his conviction was improper because: (1) the prosecutor
improperly withheld exculpatory evidence; (2) trial counsel
improperly failed to give Pierce information that was crucial to
his defense; (3) trial counsel failed to conduct meaningful
investigation and discovery; and (4) trial counsel ineffectively
cross-examined a key witness.
The Magistrate Judge ordered Pierce to amend his habeas
petition because he concluded that Pierce had not exhausted his
state remedies. Pierce subseguently amended his petition and the
Magistrate Judge caused the petition to be served upon the New
Hampshire Attorney General. The State moved to reconsider the Magistrate Judge's decision and the Magistrate Judge subseguently
recommended that Pierce's petition should be dismissed because
Pierce failed to exhaust his state remedies with respect to the
three claims that Pierce failed to include in his appellate
brief. I accepted the Magistrate Judge's ultimate conclusion in
a December 11, 1996 order.
Pierce now seeks a certificate of appealability1 authorizing
him to appeal my order dismissing his petition without prejudice.
Assuming without deciding that an order dismissing a habeas
1 A certificate of appealability may issue only if the petitioner has made a substantial showing of the denial of a constitutional right, and the certificate must indicate which specific issue or issues satisfy the standard. 28 U.S.C.A. § 2253 (c)(2) and (c)(3) (West Supp. 1997). The certificate of appealability replaces the certificate of probable cause previously reguired under the Act. See Antiterrorism and Effective Death Penalty Act of 1996, Pub. L. No. 104-132 (1996). Courts thus far have disagreed about whether the standard for granting a certificate of appealability is different from the certificate of probable cause standard. Compare Lennox v. Evans, 87 F.3d 431, 434 (10th Cir. 1996), cert, denied, 117 S. C t . 746 (1997), and Reves v. Keane, 90 F.3d 676, 680 (2d Cir. 1996) (no change from certificate of probable cause standard established in Barefoot v. Estelle, 463 U.S. 880, 893 (1983)), with Williams v. Calderon, 83 F.3d 281, 286 (9th Cir. 1996) ("The standard for obtaining a certificate of appealability under the Act is more demanding than the standard for obtaining a certificate of probable cause under the law as it existed prior to enactment of the Act."). I need not address this issue because I would decline to issue a certificate of appealability even if its issuance is determined using the certificate of probable cause standard.
2 corpus petition without prejudice for failure to exhaust is a
final appealable order and I that have the authority to issue a
certificate of appealability in the appropriate case,2 I
nevertheless decline to issue the certificate because Pierce has
failed to make a substantial showing that my ruling dismissing
his petition without prejudice would impermissibly interfere with
his constitutional rights.
DISCUSSION
A petitioner can satisfy the exhaustion reguirement by
giving the highest state court a fair opportunity to address his
claim before seeking remedy in federal court. Picard v. Connor,
404 U.S. 270, 276 (1971). Pierce satisfied this reguirement with
respect to his ineffective cross-examination claim because he
raised the issue in his appellate brief. However, he did not
give the supreme court the opportunity to review his other claims
because, although he listed the claims in his notice of appeal,
2 See Hunter v. United States, 101 F.3d 1565 (11th Cir. 1996)(en banc), petition for cert, filed, 65 U.S.L.W. 3648 (U.S. Mar. 10, 1997) (No. 96-1443); United States v. Asrar, 108 F.3d 217, 218 (9th Cir. Mar. 3, 1997); Houchin v. Zavaras, 107 F.3d 1465, 1468 (10th Cir. 1997); Lyons v. Ohio Adult Parole Auth., 105 F.3d 1063, 1066-73 (6th Cir. 1997), petition for cert, filed, 65 U.S.L.W. 3648 (U.S. Mar. 14, 1997) (No. 96-1461).
3 he did not include them in his appellate brief. See Store v.
Perin, 118 N.H. 109, 110 (1978) (issues raised only in a notice
of appeal are waived).
A petitioner need not comply with the exhaustion requirement
if it is obvious that he has procedurally defaulted on his state
court claims.3 See Harris v. Reed, 489 U.S. 255, 263 n.9 (1989)
("[A] federal habeas court need not require that a federal claim
be presented to a state court if it is clear that the state court
would hold the claim procedurally barred.") (emphasis added).
Relyinq on this exception. Pierce contends that he is entitled to
prosecute his petition in federal court because he is
procedurally barred from proceedinq in state court with the three
claims that he declined to brief.
I reject Pierce's procedural default arqument because it is
conceivable that if Pierce returns to state court, the New
3 The exhaustion requirement merely postpones potential federal relief. Procedural default, on the other hand, normally precludes a federal court from addressinq the merits of the claim. However, a federal court can consider procedurally defaulted claims if the petitioner shows cause for the default and resultinq prejudice. See Hall v. DiPaolo, 986 F.2d 7, 10 (1st Cir. 1993); Coleman v. Thompson, 501 U.S. 722, 750 (1991) (procedural default excused by showinq cause and prejudice or a fundamental miscarriaqe of justice that would result from the application of the state rule). Pierce claims his procedural default was "caused by ineffective appellate counsel."
4 Hampshire Supreme Court would recognize an exception to the
general rule that issues raised in a notice of appeal but not
briefed are waived if appellate counsel is ineffective.
Therefore, Pierce's unexhausted claims should be dismissed so
that he can present the claims in state court. See Hull v.
Freeman, 991 F.2d 86, 92 (3d Cir.
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Francis Pierce v. State of NH CV-96-065-B 04/17/97
UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEW HAMPSHIRE
Francis Pierce, Jr.
v. Civil No. 96-065-B
State of New Hampshire
MEMORANDUM AND ORDER
Francis Pierce was convicted of aggravated felonious sexual
assault and felonious sexual assault in New Hampshire Superior
Court on August 4, 1993. On February 1 , 1996, Pierce filed a
petition for a Writ of Habeas Corpus in this court asserting that
his conviction was improper because: (1) the prosecutor
improperly withheld exculpatory evidence; (2) trial counsel
improperly failed to give Pierce information that was crucial to
his defense; (3) trial counsel failed to conduct meaningful
investigation and discovery; and (4) trial counsel ineffectively
cross-examined a key witness.
The Magistrate Judge ordered Pierce to amend his habeas
petition because he concluded that Pierce had not exhausted his
state remedies. Pierce subseguently amended his petition and the
Magistrate Judge caused the petition to be served upon the New
Hampshire Attorney General. The State moved to reconsider the Magistrate Judge's decision and the Magistrate Judge subseguently
recommended that Pierce's petition should be dismissed because
Pierce failed to exhaust his state remedies with respect to the
three claims that Pierce failed to include in his appellate
brief. I accepted the Magistrate Judge's ultimate conclusion in
a December 11, 1996 order.
Pierce now seeks a certificate of appealability1 authorizing
him to appeal my order dismissing his petition without prejudice.
Assuming without deciding that an order dismissing a habeas
1 A certificate of appealability may issue only if the petitioner has made a substantial showing of the denial of a constitutional right, and the certificate must indicate which specific issue or issues satisfy the standard. 28 U.S.C.A. § 2253 (c)(2) and (c)(3) (West Supp. 1997). The certificate of appealability replaces the certificate of probable cause previously reguired under the Act. See Antiterrorism and Effective Death Penalty Act of 1996, Pub. L. No. 104-132 (1996). Courts thus far have disagreed about whether the standard for granting a certificate of appealability is different from the certificate of probable cause standard. Compare Lennox v. Evans, 87 F.3d 431, 434 (10th Cir. 1996), cert, denied, 117 S. C t . 746 (1997), and Reves v. Keane, 90 F.3d 676, 680 (2d Cir. 1996) (no change from certificate of probable cause standard established in Barefoot v. Estelle, 463 U.S. 880, 893 (1983)), with Williams v. Calderon, 83 F.3d 281, 286 (9th Cir. 1996) ("The standard for obtaining a certificate of appealability under the Act is more demanding than the standard for obtaining a certificate of probable cause under the law as it existed prior to enactment of the Act."). I need not address this issue because I would decline to issue a certificate of appealability even if its issuance is determined using the certificate of probable cause standard.
2 corpus petition without prejudice for failure to exhaust is a
final appealable order and I that have the authority to issue a
certificate of appealability in the appropriate case,2 I
nevertheless decline to issue the certificate because Pierce has
failed to make a substantial showing that my ruling dismissing
his petition without prejudice would impermissibly interfere with
his constitutional rights.
DISCUSSION
A petitioner can satisfy the exhaustion reguirement by
giving the highest state court a fair opportunity to address his
claim before seeking remedy in federal court. Picard v. Connor,
404 U.S. 270, 276 (1971). Pierce satisfied this reguirement with
respect to his ineffective cross-examination claim because he
raised the issue in his appellate brief. However, he did not
give the supreme court the opportunity to review his other claims
because, although he listed the claims in his notice of appeal,
2 See Hunter v. United States, 101 F.3d 1565 (11th Cir. 1996)(en banc), petition for cert, filed, 65 U.S.L.W. 3648 (U.S. Mar. 10, 1997) (No. 96-1443); United States v. Asrar, 108 F.3d 217, 218 (9th Cir. Mar. 3, 1997); Houchin v. Zavaras, 107 F.3d 1465, 1468 (10th Cir. 1997); Lyons v. Ohio Adult Parole Auth., 105 F.3d 1063, 1066-73 (6th Cir. 1997), petition for cert, filed, 65 U.S.L.W. 3648 (U.S. Mar. 14, 1997) (No. 96-1461).
3 he did not include them in his appellate brief. See Store v.
Perin, 118 N.H. 109, 110 (1978) (issues raised only in a notice
of appeal are waived).
A petitioner need not comply with the exhaustion requirement
if it is obvious that he has procedurally defaulted on his state
court claims.3 See Harris v. Reed, 489 U.S. 255, 263 n.9 (1989)
("[A] federal habeas court need not require that a federal claim
be presented to a state court if it is clear that the state court
would hold the claim procedurally barred.") (emphasis added).
Relyinq on this exception. Pierce contends that he is entitled to
prosecute his petition in federal court because he is
procedurally barred from proceedinq in state court with the three
claims that he declined to brief.
I reject Pierce's procedural default arqument because it is
conceivable that if Pierce returns to state court, the New
3 The exhaustion requirement merely postpones potential federal relief. Procedural default, on the other hand, normally precludes a federal court from addressinq the merits of the claim. However, a federal court can consider procedurally defaulted claims if the petitioner shows cause for the default and resultinq prejudice. See Hall v. DiPaolo, 986 F.2d 7, 10 (1st Cir. 1993); Coleman v. Thompson, 501 U.S. 722, 750 (1991) (procedural default excused by showinq cause and prejudice or a fundamental miscarriaqe of justice that would result from the application of the state rule). Pierce claims his procedural default was "caused by ineffective appellate counsel."
4 Hampshire Supreme Court would recognize an exception to the
general rule that issues raised in a notice of appeal but not
briefed are waived if appellate counsel is ineffective.
Therefore, Pierce's unexhausted claims should be dismissed so
that he can present the claims in state court. See Hull v.
Freeman, 991 F.2d 86, 92 (3d Cir. 1993) ("[W]here a petitioner
has raised a colorable claim for waiver of procedural default
under state law, we should dismiss his habeas petition without
prejudice so that he can assert this claim in state court.").
CONCLUSION
Dismissal without prejudice for failure to exhaust does not
foreclose either state or federal relief. Pierce may convince
the New Hampshire Supreme Court to recognize an exception to its
waiver rule. If not. Pierce can refile his petition in federal
court and his claims can potentially be heard at that time.
Therefore, Pierce cannot demonstrate a "substantial showing of
the denial of a constitutional right." 28 U.S.C.A. § 2253 (c)(2)
(West Supp. 1997). Accordingly, I decline to issue a certificate
of appealability.
5 Pierce may wish to abandon his unexhausted claims so that I
can rule immediately on his sole exhausted claim. However, he
should note that he may lose future opportunities to raise his
unexhausted claims if he chooses this route. See 28 U.S.C.A.
2244 (b)(1) (West Supp. 1997)("a claim presented in a second or
successive habeas corpus application under Section 2254 that was
presented in a prior application shall be dismissed"); see also
McCleskv v. Zant, 499 U.S. 467, 483-89 (1991) (discussing
successive petitions). I will give Pierce until April 30, 1997
to inform the court whether he desires reinstatement of his
exhausted claim. If Pierce does not make a timely election to
abandon his unexhausted claims, I will dismiss his entire
petition without prejudice.
SO ORDERED.
Paul Barbadoro United States District Judge April 17 , 1997
cc: Francis Pierce, Jr., pro se