Francis Hernandez v. Kevin Chappell

878 F.3d 843
CourtCourt of Appeals for the Ninth Circuit
DecidedDecember 29, 2017
Docket11-99013
StatusPublished
Cited by2 cases

This text of 878 F.3d 843 (Francis Hernandez v. Kevin Chappell) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Francis Hernandez v. Kevin Chappell, 878 F.3d 843 (9th Cir. 2017).

Opinions

Partial Concurrence and Partial Dissent by Judge Nguyen

OPINION

REINHARDT, Circuit Judge:

INTRODUCTION

As in many capital cases, the facts involved in this case are deeply disturbing and the crimes brutal. In April 1983, a jury convicted Francis Hernandez of two counts of first degree murder, two counts of rape, and two counts of forcible sodomy. After finding that each murder occurred during the commission of rape and sodomy—special circumstances permitting capital punishment—the jury returned a verdict of death. The gruesome nature of the facts makes applying an objectively simple legal standard inherently difficult for any jurist, for as some astute observer will undoubtedly note someday, “bad facts make bad law.”

The ultimate question in this case is whether there is a reasonable probability—that is, even less than a fifty-fifty chance—that at least one juror would have declined to convict Hernandez of first degree murder if his counsel had presented a diminished capacity defense based on mental impairment. Counsel failed to present this defense because he was ignorant of the law. As a result of his incompetence, the jury did not hear that Hernandez had suffered from a variety of mental impairments since childhood which stemmed from a genetic inheritance that all but guaranteed that he would suffer, severe mental illness, coupled with numerous in útero traumas, physical and sexual abuse at the hands of a psychotic adoptive mother, and head injuries from nearly a dozen motorcycle accidents. Most important, the jury was not told that such evidence, if believed, provided a legal defense to ¡first degree murder. With respect to sentencing, the district court concluded that had the jury heard similar evidence during the penalty phase, there was a reasonable probability that at least one juror would have voted against the death penalty, and as a result it vacáted Hernandez’s death sentence. Hernandez v. Martel, 824 F.Supp.2d 1025, 1120 (C.D. Cal. 2011).1 A similar analysis leads us to conclude that had the jury been told' of the evidence of Hernandez’s mental impairments and that such evidence could as a matter of law provide a defense to 'first degree murder, at least one juror would have had reasonable doubt as to whether Hernandez could have formed the requisite mental state for that offense.2 Put differently, our confidence in the outcome of Hernandez’s trial is undermined: we believe it likely that at least one juror would have concluded that Hernandez suffered from the mental impairment required for a successful defense of diminished mental capacity.3'

BACKGROUND

I. Factual Background

A. Francis Hernandez

Francis Hernandez was born to a fourteen-year-old mother with a history of mental illness who abused drugs and was herself physically abused throughout her pregnancy. He inherited an “extremely strong predisposition” to “severe mental illness” with “psychiatric illness of psychotic proportions” going back three generations, including both his biological parents. These illnesses include schizophrenia, bipolar disorder, seizure disorder, and depression, in addition to an “extraordinary degree of chemical dependency.”

Hernandez was adopted as a baby by Frank and Naomi Hernandez, who were no better situated to care for a child with •special needs than were his biological parents. Naomi, diagnosed with schizophrenia, was episodically psychotic throughout Hernandez’s childhood and was hospitalized at least ten times. After each hospitalization, she was too heavily medicated to care for her adopted son. She left the family when Hernandez was in middle school.

The experts who testified at his habeas hearing described Hernandez’s childhood as “a daily hell,” and rightly so. For discipline, Naomi would sit on Hernandez until he stopped struggling, slap him, tie him to chairs, chase him around the house with a baseball bat, and forcibly administer enemas to Hernandez twice a week. Frank suspected that Naomi sexually abused Hernandez. Frank also abused his adopted son, beating him with belts and leaving scars on his buttocks consistent with cigarette burns. Naomi was not spared from Frank’s violence.

After Naomi left, Frank was largely absent. Drug dealers set up shop in the home, terrorizing Hernandez and supplying him with drugs and alcohol, which he began using in sixth grade. By fourteen or fifteen, he' was declared a ward of the state. He was sentenced to the California Youth Authority in 1979, and upon his release, he discovered that Frank had sold the family home and left his adopted son an old van in which to live. One of those experts who testified at the evidentiary hearing reported that in the months leading up to the crimes Hernandez “was an eighteen-year-old, unemployed parolee who was homeless, isolated from his family, drug addicted, and living in a van.”

B. The Crimes

The nude bodies of Edna Bristol and Kathy Ryan were found five days apart near schools in Long Beach, California in' the winter of 1981. Their injuries and causes of death were similar: both died of asphyxiation due to strangulation or suffocation and suffered unusual pre-mortem bruising and tearing in the anal and vaginal areas, suggesting a large object—consistent with a baseball bat—had been inserted. They both had bite marks on their breasts, and their pubic hair was singed. Ryan’s abdomen had been cut in a tic-tac-toe pattern post-mortem.

Hernandez was arrested on February 4, 1981. After five hours and seventeen minutes of unrecorded interviews, he confessed to the crimes in a taped statement. Hernandez later claimed that he was willing to tell the police anything during the interview because they promised him psychiatric help.

In the taped confession, Hernandez said that on the night of Bristol’s murder, he was drunk and “didn’t have any control of myself. ... I was in a crazy mood.” He picked up Bristol hitchhiking but when he got lost, he got mad and stopped the van. When Bristol would not leave, he hit her and dragged her out of the vehicle. According to Hernandez, Bristol 'said “she’d do anything” so the two had consensual sex in the back of the van. He explained, “I didn’t really have her—you know—forcibly. I guess maybe she thought I did, but I don’t know.” At some point, Bristol began kicking and screaming. In response, Hernandez “went bezerk [sic].” He taped her wrists, legs, and mouth, and “proceeded to •fuck her in the ass,” While doing so, he pushed Bristol against the hot engine cowling to burn her chest. Hernandez put his hand over her face to quiet her and “just might have left it there too long” until she stopped moving. He thought Bristol was still alive when he left her at the school, which he, chose “so someone hopefully [would] find her.” Before he left, he lit a cigarette and flicked matches onto, Bristol’s pubic hairs to hurt her for kicking him and damaging his van.

On the night of Ryan’s murder, a group of young people, including Ryan and Hernandez, met in a local park before going to a pizza parlor to play pool. Four witnesses testified that Hernandez was drinking but did not appear very drunk.

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Related

Francis Hernandez v. Kevin Chappell
913 F.3d 871 (Ninth Circuit, 2019)
Jones v. Ryan
327 F. Supp. 3d 1157 (D. Arizona, 2018)

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Bluebook (online)
878 F.3d 843, Counsel Stack Legal Research, https://law.counselstack.com/opinion/francis-hernandez-v-kevin-chappell-ca9-2017.