Fowler v. United States

Procedural entryThis page is a short order in Fowler v. United States. Read the opinion of the Court — 647 F.3d 1232
Court of Appeals for the Tenth Circuit·Decided May 31, 2011·No. 10-1046·Published

Opinion

FILED

United States Court of Appeals Tenth Circuit

May 31, 2011

Elisabeth A. Shumaker

Clerk of Court

PUBLISH

UNITED STATES COURT OF APPEALS TENTH CIRCUIT

JASON FOWLER, Plaintiff-Appellant, v. No. 10-1046 UNITED STATES OF AMERICA, Defendant-Appellee.

Appeal from the United States District Court for the District of Colorado (D.C. No. 1:08-CV-02650-PAB-BNB)

Robert T. Fishman of Denver, Colorado (Bruce J. Kaye and Mari C. Bush of Kaye and Bush, LLC, Denver, Colorado, with him on the briefs), for Plaintiff- Appellant.

Marc A. Bonora, Assistant United States Attorney (David M. Gaouette, United States Attorney, and Michael C. Johnson, Assistant United States Attorney, with him on the briefs), Denver, Colorado, for Defendant-Appellee.

Before LUCERO, SEYMOUR, TACHA, Circuit Judges.

SEYMOUR, Circuit Judge.

Jason Fowler appeals the district court’s determination that the United States was entitled to summary judgment on a tort action he filed against the United States and an employee of the U.S. Air Force, Sean Garrick. We reverse.

I.

On June 4, 2006, in Boulder County, Colorado, Mr. Fowler was injured when a car driven by Sean Garrick collided with Mr. Fowler and his motorcycle. Mr. Garrick was an active-duty member of the U.S. Air Force, stationed at Buckley Air Force Base in Aurora, Colorado. He was in Boulder County 1 for a three-day temporary duty assignment (“TDY”).

On his TDY assignment, Mr. Garrick worked twelve-hour shifts (7 a.m. to 7 p.m.) for three consecutive days. He was required to report for duty thirty minutes before his shift began. He was also required to rest for at least eight hours before each shift. Mr. Garrick testified that these shifts are demanding; at the end of the twelve-hour shift, Mr. Garrick would be “pretty much too tired to do anything else besides eat and sleep.” Dep. of Garrick, Aplt. App. at 291.

The Air Force provided Mr. Garrick, and other employees assigned to the Boulder Facility, with hotel accommodations during TDY. 2 While on this

1 Out of concerns for national security, the precise location of Mr.

Garrick’s temporary duty assignment has not been disclosed. We will refer to it as the “Boulder Facility.”

2 Although the Air Force employees were not forced to stay at the hotel, Sgt. Derick Lucas, Mr. Garrick’s commanding officer, testified that he knew of only one employee assigned to the Boulder Facility who did not stay at the hotel.

assignment, Mr. Garrick was also eligible for a per diem allowance and mileage reimbursement for the cost of travel between Buckley and the Boulder Facility. Although Mr. Garrick could have stayed in the hotel the night before his shift began, he instead spent the night of June 3rd in Aurora. The next morning, he drove the hour and fifteen minute commute to the Boulder Facility for his shift.

The accident occurred on the first day of Mr. Garrick’s TDY. Shortly before 1:00 p.m., Mr. Garrick’s commanding officer, Sergeant Lucas, authorized Mr. Garrick to go on a break until 2:30 p.m., so that an Air Force reservist could use his work station. During these breaks, the Air Force does not require employees to spend their time in specific ways, but typically when employees “get a break, they just go and relax at the hotel.” Dep. of Sgt. Lucas, Aplt. App. at 306. Mr. Garrick decided to use his break to go to the hotel and sleep. During the break, Mr. Garrick continued to be “on duty.” On his way to the hotel, Mr. Garrick and Mr. Fowler were in a car accident with each other. After the accident, Mr. Garrick was picked up by a co-worker and returned to the Boulder Facility to complete his shift.

Mr. Fowler filed suit against Mr. Garrick and the United States under the

That employee lived in Boulder County, near the Boulder Facility. To his knowledge, everyone else assigned to the Boulder Facility would stay at the hotel.

Federal Tort Claims Act (“FTCA”). 3 28 U.S.C. § 1346(b). Mr. Fowler contended the United States should be liable for the collision because it “is liable for the negligent acts of its employees committed in the scope and course of their employment.” Complaint, Aplt. App. at 9 (citing 28 U.S.C. § 1346(b)). He also alleged state law claims against Mr. Garrick.

The Federal Employees Liability Reform and Tort Compensation Act of 1988, 28 U.S.C. § 2679, commonly known as the Westfall Act, “accords federal employees absolute immunity from common-law tort claims arising out of acts they undertake in the course of their official duties.” Osborn v. Haley, 549 U.S. 225, 229 (2007) (citing 28 U.S.C. § 2679(b)(1)). Under the Westfall Act, the Attorney General may certify that the employee “was acting within the scope of his office or employment.” 28 U.S.C. § 2679(d)(1). If the Attorney General declines to make such a certification, the employee may petition the trial court “to find and certify that the employee was acting within the scope of his office or employment.” 28 U.S.C. § 2679(d)(3). If such certification is granted, the United States is substituted as defendant in place of the employee, and the litigation is governed by the FTCA. 28 U.S.C. § 2679(d)(4).

After limited discovery, Mr. Garrick moved the district court to certify that

3 The FTCA waives the United States’s sovereign immunity in civil damage actions based upon “injury or loss of property, or personal injury or death caused by the negligent or wrongful act or omission of any employee of the Government while acting within the scope of his office or employment.” 28 U.S.C. § 1346(b)(1).

he was acting within the scope of his employment, to substitute the United States as the sole party defendant, and to dismiss him from the case. See 28 U.S.C. § 2679. The following day, the United States filed a motion to dismiss Mr. Fowler’s complaint under Fed. R. Civ. P. 12(b)(1), contending the district court lacked subject matter jurisdiction over the action because the FTCA requires the tortfeasor to be within the scope of his employment when the tortious act occurs. The United States denied that Mr. Garrick was acting within the scope of his employment at the time of the accident, and argued it should therefore be dismissed from the lawsuit. It also filed a response to Mr. Garrick’s motion to certify, pointing out the Attorney General had declined to certify that Mr. Garrick was acting as a federal employee when the accident occurred. It noted that Mr. Garrick had the burden to prove otherwise.

Because both Mr. Garrick’s and the United States’s motions related to Mr.

Garrick’s scope of employment, the court decided Mr. Garrick’s certification and the United States’s jurisdictional motions together. With respect to Mr. Garrick’s certification motion, the court stated:

The Tenth Circuit has adopted the view that “certification, although subject to de novo review, is prima facie evidence that an employee’s challenged conduct was within the scope of his employment. The plaintiff then bears the burden of rebutting the scope-of-employment certification with specific facts.” Richman v. Straley, 48 F.3d 1139, 1145 (10th Cir.1995). Therefore, Garrick bears the burden to present “whatever evidence is necessary to persuade [the Court] that [the]

. . . alleged act, not found by the U.S. Attorney to be within the scope of employment, falls within the scope of employment.” Lyons v.

Brown, 158 F.3d 605, 610-11 (1st Cir. 1998).

Fowler v. United States, No. 08-cv-02650-PAB-BNB, 2009 WL 5217980, at *2 (D. Colo. Dec. 28, 2009) (alterations in original) (citations omitted). With respect to the United States’s motion to dismiss Mr. Fowler’s claim against it for lack of subject matter jurisdiction, the district court said:

As the United States points out, “[w]hen reviewing a factual attack on subject matter jurisdiction, . . . . [a] court has wide discretion to allow affidavits, other documents, and a limited evidentiary hearing to resolve disputed jurisdictional facts under Rule 12(b)(1).” Holt v.

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