Order, Supreme Court, New York County (Walter Tolub, J.), entered August 26, 2002, which denied defendants’ motion for summary judgment dismissing the complaint, unanimously reversed, on the law, without costs, the motion granted, and the complaint dismissed. The Clerk is directed to enter judgment in favor of defendants-appellants dismissing the complaint.
Plaintiff is an African-American woman who was hired to work at the Jewish Guild for the Blind (the Guild) as a music therapist in 1985, where she remained until 1994. She claims that she was subjected to discriminatory treatment beginning in 1991 until the time of her departure in 1994. For the reasons that follow, we conclude that plaintiff failed to make the necessary evidentiary showing to avoid dismissal of her complaint in the context of a summary judgment motion.
The complaint asserts eight causes of action: the first and second allege race discrimination; the third and fourth allege retaliation; the fifth and sixth allege aiding and abetting by the individual defendants; and the seventh and eighth allege constructive discharge. Each cause of action relies upon both the New York State and New York City Human Rights Laws (see Executive Law § 296; Administrative Code of City of NY § 8-107).
The specific assertions supporting plaintiffs claim that she was subjected to race discrimination while employed at the Jewish Guild for the Blind are that: (1) her immediate supervisor and another coworker told her that their program director had called her an “uppity nigger”; (2) her immediate supervisor encouraged other staff members to refer to plaintiff as “our Black American Princess”; (3) her immediate supervisor circled and highlighted her name, and that of another- African-American employee, on their posted time sheets; (4) her program director, at a staff meeting, said “why is it necessary [547] to stroke Blacks to get them to work?”; (5) in a staff meeting, her program director patted a seat next to her while gesturing in a humiliating fashion, and when plaintiff declined to sit there, made an insulting remark; (6) at the same meeting, her program director snatched her writing pad to look at it, then threw it back onto plaintiff’s lap, and when plaintiff spoke quietly to another employee, shouted her name and accused her of disrupting meetings; (7) her immediate supervisor required her to sign out for bathroom breaks and coffee breaks, while staff of other races were not required to do so; (8) she alone was required to perform the responsibilities of two separate jobs, music therapist and case manager; (9) in November 1992, she was summarily demoted from music therapist to case manager, while still required to perform the music therapy tasks; (10) unreasonable deadlines and unreasonable changes in procedure were imposed on her alone; (11) she was pressured to alter her vacation schedule to accommodate white coworkers with less seniority; (12) she was treated rudely, harassed and tormented, unfairly reprimanded and targeted for contrived critiques.
In order to consider the merits of defendants’ summary judgment motion, we must examine the documents submitted on the motion, which serve here to set out the history of the conflict between plaintiff and the agency. They explain that when plaintiff returned to the agency in August 1991 from an educational leave that she had begun in the spring of 1990, the Guild had been reorganized, so as to bring it into compliance with the policies of the New York State Office of Mental Health. In order to continue receiving state funding, the Guild had created new departments and implemented various new procedures. Its Continuing Treatment Program was no longer included within its Educational Services Department, but was now part of the agency’s Department of Mental Health Services and was renamed the Continuing Day Treatment Program. Plaintiff’s position, which had been called music therapist at the time she began her leave, was retitled creative arts therapist by the time she returned, and she was assigned to the Continuing Day Treatment- Program, headed by her program supervisor, defendant Eugenia Adlivankina, who was overseen by the head of the Department of Mental Health Services, defendant Goldie Dersh. The job description for the new creative arts therapist position was somewhat broader than that of the former music therapist position: it contemplated a cooperative, interdisciplinary approach by staff, using a combination of music, dance and art, and specific requirements of record-keeping and documentation were imposed.
[548] The newly implemented documentation requirements included making regular sequential progress notes in each client’s chart. The Guild asserts that plaintiff had ongoing problems performing this new aspect of her job, resulting in numerous meetings, criticisms and warnings focused on plaintiff’s poor medical chart documentation. In support of this assertion, they submit six written warnings to the plaintiff regarding her failure to comport with the job’s charting requirements. Other documents, including memoranda from plaintiff to her supervisors, to her union delegate or to her file, further illustrate the nature of the conflicts between plaintiff and her supervisors. In numerous complaints plaintiff asserted that her supervisors were inappropriately burdening her and harassing her, and treating her differently from the other staff members, who were social workers.
The documents illustrating the ongoing problems begin with a handwritten memorandum by plaintiff dated November 12, 1991, directed to “File/Delegate 1199,” in which, just a few months after she returned from her leave, she documented her concerns regarding the plans her program supervisor, defendant Eugenia Adlivankina, had discussed in a meeting of the program staff on that date. The memo describes that Ms. Adlivankina explained to plaintiff and the two social workers employed by the Continuing Day Treatment Program that because the program was understaffed and the social workers overloaded, they were planning to assign plaintiff a caseload, clients for whom she would be responsible to provide services such as meeting with the clients’ families, making referrals to other needed services, conducting individual therapy sessions and maintaining medical charts. Plaintiff pointed out that these responsibilities were normally assigned to social workers and were beyond the responsibilities set forth in her job description. Plaintiffs supervisor replied that her current job description would be evaluated to determine whether it should be revised. It appears that a certain amount of these plans came to pass; indeed, plaintiffs position was renamed “Case Manager” as of January 1992.
Grievances filed by plaintiff on July 9, 1992 and July 22, 1992 asserted “harassment” without any explanation of the nature of the conduct; the remedy sought was “reimbursement for mailgram and written apology.” Another grievance, filed October 8, 1992, challenged the modification of plaintiffs job duties, and sought an adjustment of wages commensurate with her added responsibilities. According to plaintiff, this was never finally resolved after she rejected the Guild’s attempt to settle it.
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Order, Supreme Court, New York County (Walter Tolub, J.), entered August 26, 2002, which denied defendants’ motion for summary judgment dismissing the complaint, unanimously reversed, on the law, without costs, the motion granted, and the complaint dismissed. The Clerk is directed to enter judgment in favor of defendants-appellants dismissing the complaint.
Plaintiff is an African-American woman who was hired to work at the Jewish Guild for the Blind (the Guild) as a music therapist in 1985, where she remained until 1994. She claims that she was subjected to discriminatory treatment beginning in 1991 until the time of her departure in 1994. For the reasons that follow, we conclude that plaintiff failed to make the necessary evidentiary showing to avoid dismissal of her complaint in the context of a summary judgment motion.
The complaint asserts eight causes of action: the first and second allege race discrimination; the third and fourth allege retaliation; the fifth and sixth allege aiding and abetting by the individual defendants; and the seventh and eighth allege constructive discharge. Each cause of action relies upon both the New York State and New York City Human Rights Laws (see Executive Law § 296; Administrative Code of City of NY § 8-107).
The specific assertions supporting plaintiffs claim that she was subjected to race discrimination while employed at the Jewish Guild for the Blind are that: (1) her immediate supervisor and another coworker told her that their program director had called her an “uppity nigger”; (2) her immediate supervisor encouraged other staff members to refer to plaintiff as “our Black American Princess”; (3) her immediate supervisor circled and highlighted her name, and that of another- African-American employee, on their posted time sheets; (4) her program director, at a staff meeting, said “why is it necessary [547] to stroke Blacks to get them to work?”; (5) in a staff meeting, her program director patted a seat next to her while gesturing in a humiliating fashion, and when plaintiff declined to sit there, made an insulting remark; (6) at the same meeting, her program director snatched her writing pad to look at it, then threw it back onto plaintiff’s lap, and when plaintiff spoke quietly to another employee, shouted her name and accused her of disrupting meetings; (7) her immediate supervisor required her to sign out for bathroom breaks and coffee breaks, while staff of other races were not required to do so; (8) she alone was required to perform the responsibilities of two separate jobs, music therapist and case manager; (9) in November 1992, she was summarily demoted from music therapist to case manager, while still required to perform the music therapy tasks; (10) unreasonable deadlines and unreasonable changes in procedure were imposed on her alone; (11) she was pressured to alter her vacation schedule to accommodate white coworkers with less seniority; (12) she was treated rudely, harassed and tormented, unfairly reprimanded and targeted for contrived critiques.
In order to consider the merits of defendants’ summary judgment motion, we must examine the documents submitted on the motion, which serve here to set out the history of the conflict between plaintiff and the agency. They explain that when plaintiff returned to the agency in August 1991 from an educational leave that she had begun in the spring of 1990, the Guild had been reorganized, so as to bring it into compliance with the policies of the New York State Office of Mental Health. In order to continue receiving state funding, the Guild had created new departments and implemented various new procedures. Its Continuing Treatment Program was no longer included within its Educational Services Department, but was now part of the agency’s Department of Mental Health Services and was renamed the Continuing Day Treatment Program. Plaintiff’s position, which had been called music therapist at the time she began her leave, was retitled creative arts therapist by the time she returned, and she was assigned to the Continuing Day Treatment- Program, headed by her program supervisor, defendant Eugenia Adlivankina, who was overseen by the head of the Department of Mental Health Services, defendant Goldie Dersh. The job description for the new creative arts therapist position was somewhat broader than that of the former music therapist position: it contemplated a cooperative, interdisciplinary approach by staff, using a combination of music, dance and art, and specific requirements of record-keeping and documentation were imposed.
[548] The newly implemented documentation requirements included making regular sequential progress notes in each client’s chart. The Guild asserts that plaintiff had ongoing problems performing this new aspect of her job, resulting in numerous meetings, criticisms and warnings focused on plaintiff’s poor medical chart documentation. In support of this assertion, they submit six written warnings to the plaintiff regarding her failure to comport with the job’s charting requirements. Other documents, including memoranda from plaintiff to her supervisors, to her union delegate or to her file, further illustrate the nature of the conflicts between plaintiff and her supervisors. In numerous complaints plaintiff asserted that her supervisors were inappropriately burdening her and harassing her, and treating her differently from the other staff members, who were social workers.
The documents illustrating the ongoing problems begin with a handwritten memorandum by plaintiff dated November 12, 1991, directed to “File/Delegate 1199,” in which, just a few months after she returned from her leave, she documented her concerns regarding the plans her program supervisor, defendant Eugenia Adlivankina, had discussed in a meeting of the program staff on that date. The memo describes that Ms. Adlivankina explained to plaintiff and the two social workers employed by the Continuing Day Treatment Program that because the program was understaffed and the social workers overloaded, they were planning to assign plaintiff a caseload, clients for whom she would be responsible to provide services such as meeting with the clients’ families, making referrals to other needed services, conducting individual therapy sessions and maintaining medical charts. Plaintiff pointed out that these responsibilities were normally assigned to social workers and were beyond the responsibilities set forth in her job description. Plaintiffs supervisor replied that her current job description would be evaluated to determine whether it should be revised. It appears that a certain amount of these plans came to pass; indeed, plaintiffs position was renamed “Case Manager” as of January 1992.
Grievances filed by plaintiff on July 9, 1992 and July 22, 1992 asserted “harassment” without any explanation of the nature of the conduct; the remedy sought was “reimbursement for mailgram and written apology.” Another grievance, filed October 8, 1992, challenged the modification of plaintiffs job duties, and sought an adjustment of wages commensurate with her added responsibilities. According to plaintiff, this was never finally resolved after she rejected the Guild’s attempt to settle it.
[549] The ongoing major conflict regarding plaintiffs notations on patient charts was first memorialized in a writing dated September 25, 1992, from Ms. Adlivankina to plaintiff. It discussed plaintiffs failure to properly transfer the charts of the five clients whose cases were now assigned to her, and to complete the required biweekly notes on the charts of numerous other listed clients. The memo announced that plaintiff would be “taken off the clinical services except for two groups on Tuesdays and Thursdays” so she could dedicate the rest of her workdays to completing these tasks by October 13, 1992.
A follow-up “Documented Verbal Warning” to plaintiff from defendant Goldie Dersh, the agency’s director of mental health services, dated November 3,1992, discussed further complaints regarding plaintiffs “charting” deficiencies. This memo reviewed the contents of the September 25 memo and added that on October 9, 1992, Ms. Adlivankina made another chart review and identified for plaintiff those aspects of the chart notes that were incomplete or incorrectly completed. This November 3 memo went on to report that Ms. Dersh had reviewed the medical charts from October 19 through October 27, 1992, and found other similar charting deficits by plaintiff, which were also brought to plaintiffs attention by Ms. Adlivankina. Ms. Dersh then stated that despite all these efforts to instruct plaintiff as to the documentation needed on the clients’ medical charts, her most recent review on November 2, 1992 revealed that plaintiffs now-completed chart information remained deficient as to the accuracy, clarity and completeness in reporting the dates of patient attendance, and still failed to comply with the requirement that treatment notes be made at exact two-week intervals.
This November 3, 1992 memo went on to explain that plaintiffs failure to properly chart her work with her patients, despite training, supervision and seminars, “places the Continuing Day Treatment Program out of contract compliance with the state regulatory agencies,” which could result in “sanctions that may include suspension of licensure, retroactive withdrawal of funding and program closure.” The memo further advised of an upcoming Office of Mental Health audit.
A formal written warning was given to plaintiff by Goldie Dersh on November 13, 1992, indicating that plaintiffs “performance of medical chart documentation continue [d] to be problematic and * * * not meet departmental expectations and requirements.” This document set out particular aspects of plaintiffs charting that remained deficient, such as the requirement that biweekly notes be made precisely on schedule, every [550]*55014 days. It went on to warn that “there is concern about what appears to be a lack of responsiveness on your part to previous guidance and instruction in these matters and what seems to be either an unwillingness or inability to properly perform charting tasks.”
Plaintiff filed a grievance dated November 19, 1992, challenging the “verbal warning” of November 3 and the written warning of November 13, 1992 concerning plaintiffs job performance.
A “Second Written Warning” on the same topic by Ms. Dersh, dated December 3, 1992, contained additional complaints as well, including one concerning plaintiffs failure to appropriately note and follow up on patient absences from scheduled groups. On this warning, Ms. Dersh entered a handwritten notation dated December 4, 1992, indicating that plaintiff and her union delegate declined to cosign the second written warning, instead handing Ms. Dersh a grievance report in the nature of a harassment claim. The December 4, 1992 grievance, contained in the record, complained of harassment, without specifying any details.
Another area of conflict between plaintiff and her supervisors is illustrated by a memo dated November 4,1992, in which plaintiff complained to the agency’s personnel director, defendant Carol Handfus, that Ms. Adlivankina had instructed her that she was to take her lunch hour at 12:00 noon rather than at 1:00 p.m. as she preferred; when plaintiff inquired why her coworkers, both social workers, were permitted to choose their preferred lunch hour as long as they were not on duty, her supervisor said they were different because they were social workers.
In yet another memorandum, dated December 23, 1992, Ms. Adlivankina issued a written warning to plaintiff discussing what she viewed as unprofessional conduct, which was reported to have occurred on December 18, 1992. On that date, although plaintiff was scheduled to hold a music therapy group at 1:15, and was therefore scheduled to have her lunch period from 12:00-1:00 p.m., nevertheless she helped serve a holiday lunch to the patients during the 12:00-1:00 period until at 12:20 she was advised that there was sufficient staff and her help was not needed; she then left for lunch. However, at 1:20, Ms. Adlivankina became aware that plaintiff was not with her scheduled music therapy group, so she took charge of the group until plaintiff arrived at 1:35. Furthermore, plaintiff dismissed the group ahead of schedule, at 1:50. Her conduct violated the rules that (1) group sessions were to be at least 45 minutes, (2) [551] staff members may not shorten a group session without prior authorization, and (3) staff members may not cancel patient service time without first consulting a supervisor.
It is undisputed that as of January 18, 1993, plaintiff voluntarily transferred to another department of the Guild, the Day Treatment Program, operated under the auspices of the New York State Office of Mental Retardation and Developmental Disabilities, which program was coordinated by defendant Pat Finocchiaro. In this position, too, plaintiff was ultimately criticized for failing to maintain patient records as required. Specifically, in March of 1994, plaintiffs new supervisor, Ms. Finocchiaro, sent her a memo documenting “a serious lack of information in the chart,” i.e., no monthly notes for a patient who had been in the program for over five months, and no monthly data sheets since the fall of 1993 for other patients, giving plaintiff until April 12, 1994 to correct this problem.
It is also established by the submitted documents that in July of 1994 plaintiff requested a three-month personal leave of absence without pay, to enable her to care for her father in Florida, and that the three-month family medical leave was approved, contingent upon plaintiff submitting “substantiating medical documentation” on or about August 22,1994. However, plaintiff failed to submit the required medical documentation as to her father’s condition, prompting the Guild to send numerous letters to plaintiffs Florida address, with additional Guild certification forms to be filled out by the physician in charge of her father’s care. The requests were not answered or acknowledged, except to the extent that, as the Guild subsequently acknowledged in its November 2, 1994 letter to her, on October 18, 1994 it received from her a copy of a form she had filled out for the New York State Unemployment Insurance Division,