Forrest v. Department of Corporations

58 Cal. Rptr. 3d 466, 150 Cal. App. 4th 183, 2007 Daily Journal DAR 5689, 2007 Cal. Daily Op. Serv. 4577, 2007 Cal. App. LEXIS 648
CourtCalifornia Court of Appeal
DecidedApril 25, 2007
DocketB186670
StatusPublished
Cited by33 cases

This text of 58 Cal. Rptr. 3d 466 (Forrest v. Department of Corporations) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Forrest v. Department of Corporations, 58 Cal. Rptr. 3d 466, 150 Cal. App. 4th 183, 2007 Daily Journal DAR 5689, 2007 Cal. Daily Op. Serv. 4577, 2007 Cal. App. LEXIS 648 (Cal. Ct. App. 2007).

Opinions

Opinion

DOI TODD, J.

Ernestine Forrest filed suit against respondents Vin propria persona. At the time she had been designated a vexatious litigant and was subject to a prefiling order which prohibited her from filing suit without counsel or obtaining permission from the presiding judge to proceed unrepresented. Forrest later retained counsel, but the court permitted counsel to withdraw on the day the case was set for trial. When appellant failed to. retain new counsel after a number of continuances, the court dismissed the case and later denied reconsideration of the dismissal when Forrest appeared with counsel.

We hold here that the trial court has authority under Code of Civil Procedure section 391.71 to dismiss a lawsuit during the pendency of litigation when a vexatious litigant under a prefiling order is not represented by counsel and has not obtained permission from the presiding judge to proceed unrepresented. We find no abuse of discretion and affirm the dismissal.

FACTUAL AND PROCEDURAL BACKGROUND

Forrest Declared a Vexatious Litigant

In 1994, Division Five of this court declared Forrest a vexatious litigant and issued a prefiling order pursuant to section 391.7, subdivision (a) that prohibited her from filing any new litigation in propria persona without first obtaining leave of the presiding judge of the court where the litigation was proposed to be filed. (Forrest v. Sargoy (Apr. 25, 1994, B077881) [nonpub. opn.].) That order remained in effect throughout these proceedings.

[189]*189 Forrest’s Employment and Termination

Forrest was employed as an attorney by respondent Department of Corporations (DOC) between 1989 and 2004. Respondents Brian Thompson and Morton Riff were also DOC employees. While employed by DOC, Forrest made a number of complaints of race and gender discrimination against DOC, alleging wrongful acts and retaliation. She was terminated by DOC in 2000 and then reinstated by the State Personnel Board in 2002.2

Forrest Initiates a Lawsuit in Propria Persona, Then Appears With Counsel

On February 24, 2003, Forrest filed this suit against respondents in propria persona alleging wrongful termination, race and gender discrimination, harassment, retaliation and breach of contract. The case was assigned to Judge Thomas L. Willhite, Jr. Forrest was represented by Attorney David J. Duchrow at a case management conference held on May 16, 2003. The complaint had not been served on respondents at that time. On June 27, 2003, Duchrow filed and served a first amended complaint (FAC), asserting the same causes of action but including more detail with respect to Forrest’s termination and DOC’s alleged wrongful acts.

Demurrer, Summary Adjudication, Mistrial

Respondents demurred and moved to strike portions of the FAC. The trial court sustained the demurrer of the individual defendants to one cause of action and struck the word “age” from the FAC. The demurrer was otherwise overruled and the motion to strike denied. DOC filed an answer and litigation proceeded.

On August 19, 2004, DOC filed a motion for summary adjudication, which the trial court granted in part, deemed moot in part, and denied in part on November 9, 2004.

The case was set for trial in August 2004, and then continued to December 7, 2004. Prior to the December 7 trial date, Duchrow informed Forrest by facsimile that he would be withdrawing as counsel, but he did not in fact withdraw at that time. The December trial date was continued to January 18, 2005, then January 31, and then February 7. On February 4, 2005, Duchrow informed Forrest by letter that he would withdraw on February 7, but filed no motion with the court seeking to withdraw.

A jury trial commenced February 8, 2005. After the first witness began testimony, Judge Willhite declared a mistrial when he was nominated to the [190]*190Court of Appeal and became unavailable to complete the case. The case was reassigned to Judge Tricia Ann Bigelow on March 28, 2005, and a final status conference and trial were set on June 20, 2005.

Attorney’s Motion to Be Relieved as Counsel

On June 17, 2005, Duchrow filed a motion on shortened notice to be relieved as counsel. He simultaneously filed an ex parte application to continue the trial for 120 days to allow Forrest to retain new counsel.

At the June 20 hearing, DOC’s counsel indicated she did not oppose Duchrow’s withdrawal; however, she did oppose the continuance because of witness health issues. The trial court, conferred with Duchrow, pointing out that there were two witnesses with significant health problems, respondent Morton Riff and Susan Wood. The trial court then inquired: “And if there is a need for a continuance in this case, would you stipulate that both of those witnesses can be videotaped for the questions and answers to be used at trial?” Duchrow responded: “I was going to suggest that.”

The trial court sealed the reporter’s notes of an in camera, hearing with Duchrow regarding his motion to withdraw and granted the motion. With respect to DOC’s witnesses, the trial court reiterated in open court that Duchrow had “stipulated to the fact that Morton Riff and Susan Wood . . . can have their trial testimony reported.” DOC’s counsel then clarified that it was Wood’.s testimony that required videotaping. .The court’s order read: “The court finds good cause and orders the deposition of Wood to proceed.” But Forrest argued that if Duchrow was no longer her attorney, he could not stipulate to the videotaping. The trial court rejected this argument: “It was stipulated before he was relieved as counsel but, nevertheless, I will order it, finding good cause in light of the fact that—this is as to Wood, right?” Forrest objected, asking “shouldn’t this be a noticed motion? Shouldn’t I have a right to respond?” Forrest and the trial court then engaged in a lengthy discussion about whether Duchrow could be permitted to withdraw.

During this discussion, DOC revealed that Forrest had been designated a vexatious litigant.' Ultimately, the trial court advised Forrest that she should retain counsel to advise her on her request to. waive her privilege as to the matters Duchrow had revealed in camera and to “either agree or not agree as to whether or not [Duchrow’s] stipulation is appropriate and then I will hear it then.”

The court asked Forrest how much time she needed to hire another attorney. Forrest responded that “attorneys don’t like to come into this kind of circumstance.” The court then stated: “[I]f there is a necessity for continuance, I am going to have to consider that. So I will give you two weeks.” The [191]*191court then set an OSC (order to show cause) hearing for July 7, 2005, “re failure of plaintiff to retain counsel . . . .” In response to Forrest’s question about the purpose of the July 7 OSC, the court clarified: “For you to get new counsel; with regard to whether or not you want. to disclose and have Mr. Duchrow represent you and potentially for that person being appointed as your trial counsel for all purposes, okay?” With respect to the trial date, the court stated: “Why don’t we continue the trial to the 7th, with the understanding if new counsel comes in I, obviously, am not going to make him pick up the paper and have him pick it up and go to trial that same date.”

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Marriage of Hosman CA5
California Court of Appeal, 2025
Rotter v. Bauer CA2/6
California Court of Appeal, 2024
Rosas v. County of Santa Cruz CA6
California Court of Appeal, 2024
Aquino v. Super. Ct.
California Court of Appeal, 2021
Marshall v. Webster
California Court of Appeal, 2020
Hupp v. Solera Oak Valley Greens Assn.
California Court of Appeal, 2017
Hupp v. Solera Oak Valley Greens Ass'n
220 Cal. Rptr. 3d 81 (California Court of Appeals, 5th District, 2017)
Novak v. Fay
236 Cal. App. 4th 329 (California Court of Appeal, 2015)
Marriage of Shokoohy and Rahgoshay CA4/3
California Court of Appeal, 2015
Garcia v. Lacey
231 Cal. App. 4th 402 (California Court of Appeal, 2014)
Marriage of Gorin CA2/7
California Court of Appeal, 2014
Lewis v. Am-Cal Services CA1/1
California Court of Appeal, 2014
Fridman v. Denison CA4/3
California Court of Appeal, 2014
Bradley v. Carson CA1/1
California Court of Appeal, 2013
Cunningham v. Coombs CA1/2
California Court of Appeal, 2013
Hernandez v. Levatino CA5
California Court of Appeal, 2013
Anderson Private Investors v. Colak CA2/2
California Court of Appeal, 2013
Duchrow v. Forrest
215 Cal. App. 4th 1359 (California Court of Appeal, 2013)

Cite This Page — Counsel Stack

Bluebook (online)
58 Cal. Rptr. 3d 466, 150 Cal. App. 4th 183, 2007 Daily Journal DAR 5689, 2007 Cal. Daily Op. Serv. 4577, 2007 Cal. App. LEXIS 648, Counsel Stack Legal Research, https://law.counselstack.com/opinion/forrest-v-department-of-corporations-calctapp-2007.