Fonzone v. Bishop

62 Pa. D. & C.4th 153, 2003 Pa. Dist. & Cnty. Dec. LEXIS 216
Pennsylvania Court of Common Pleas, Northampton County·Decided February 14, 2003·No. no. C0048CV20000002435·Published

Opinion

PANELLA, J.,

STATEMENT OF REASONS

I. Discussion

This matter is before the court on cross-motions for sanctions pursuant to Pennsylvania Rule of Civil Procedure 4019. The matter was remanded from our Superior Court for a hearing on the dual motions for sanctions. Our Superior Court vacated this court’s order of December 21, 2002, directing the entry of judgment in favor of defendant, Angeline Bishop and against plaintiff, Jo Ann Fonzone due to plaintiff’s lack of opportunity to oppose the entry of the judgment of December 21, 2001. In remanding the case to this court, the Superior Court stated “our adjudication does not preclude the dismissal of appellant’s claim or the imposition of any appropriate lesser penalty after hearing on remand.” The matter was scheduled for a hearing on the miscellaneous list of December 20, 2002. A hearing was held before the undersigned at that time. In attendance were Jo Ann Fonzone, pro se and Robertson Taylor, Esquire on behalf of Angeline Marie Bishop. The matter was placed on the argument list of January 21, 2003, for disposition.

The imposition of sanctions for failing to comply with a court’s discovery order is authorized by Pennsylvania Rule of Civil Procedure 4019(a). The sanctions permitted are enumerated in Pa.R.C.P. 4019(c) as follows:

[156] “(c) The court, when acting under subdivision (a) of this rule, may make
“(1) an order that the matters regarding which the questions were asked, or the character or description of the thing or land, or the contents of the paper, or any other designated fact shall be taken to be established for the purposes of the action in accordance with the claim of the party obtaining the order;
“(2) an order refusing to allow the disobedient party to support or oppose designated claims or defenses, or prohibiting him from introducing in evidence designated documents, things or testimony, or from introducing evidence of physical or mental condition;
“(3) an order striking out pleadings or parts thereof, or staying further proceedings until the order is obeyed, or entering a judgment of non pros or by default against the disobedient party or party advising the disobedience;
“(4) an order imposing punishment for contempt, except that a party may not be punished for contempt for a refusal to submit to a physical or mental examination under Rule 4010;
“(5) such order with regard to the failure to make discovery as is just.” See also, Pride Contracting Inc. v. Biehn Construction Inc., 381 Pa. Super. 155, 553 A.2d 82 (1989).

Although dismissal of the complaint with prejudice is not a sanction specifically provided for by the rule, the “catch-all” provision of Pa.R.C.P. 4019(c)(5) has been interpreted to include dismissal of the complaint with prejudice. Id.; see also, Feingold v. Philadelphia National Bank, 313 Pa. Super. 579, 583, 460 A.2d 339, 341 (1983). [157] The decision whether to sanction a party for a discovery violation and the severity of such a sanction are matters vested in the sound discretion of this court. The Philadelphia Contributionship Insurance Company v. Shapiro, 798 A.2d 781 (Pa. Super. 2002); Pioneer Commercial Funding Corp. v. American Financial Mortgage Corp., 797 A.2d 269, 286 (Pa. Super. 2002). The specific sanction to be imposed under Pa.R.C.P. 4019(c) is also within our discretion. Pride Contracting, supra, 381 Pa. Super. at 159, 553 A.2d at 83.

Dismissal of the action is the most severe sanction, it should be imposed only in extreme circumstances. Ghaner v. Bindi, 779 A.2d 585 (Pa. Super. 2001). We are required to balance the equities carefully and dismiss only where the violation is willful and the opposing party has been prejudiced. Stewart v. Rossi, 452 Pa. Super. 120, 125, 681 A.2d 214, 217 (1996). To determine whether dismissal is appropriate as a discovery sanction under this standard, our Superior Court has mandated that the following factors be considered: (1) the nature and severity of the discovery violation; (2) the defaulting party’s willfulness or bad faith; (3) prejudice to the opposing party; (4) the ability to cure the prejudice; and (5) the importance of the precluded evidence in light of the failure to comply. Croydon Plastics Co. Inc. v. Lower Bucks Cooling & Heating, 698 A.2d 625, 629 (Pa. Super. 1997).

We have reviewed the record in the present case and it is clear that in the exercise of our judicial discretion, the appropriate sanction, dismissal of the action, is a “punishment which ‘fits the crime.’ ” Hein v. Hein, 717 A.2d 1053, 1056 (Pa. Super. 1998). The record clearly reflects that plaintiff, Jo Ann Fonzone, did not simply violate a [158] single rule of procedure. Rather, she engaged in a pattern of conduct over a 21-month period, which included: ignoring discovery requests and interrogatories, missing deadlines, even where defendant agreed to allow extensions, and disobeying court orders to comply. These discovery violations, set forth in detail below, were of a nature and severity that warrant dismissal.

II. Findings of Fact

(1) Plaintiff, Jo Ann Fonzone, was allegedly injured in a motor vehicle accident which occurred on April 21, 1998, in Bethlehem, Pennsylvania. Plaintiff was rear-ended by a motor vehicle being operated by defendant, Angeline Bishop.

(2) Plaintiff commenced this suit by writ of summons on April 19, 2000, two days before the expiration of the statute of limitations. (N.T., 12/20/02 at 3.)

(3) On or about August 8, 2000, defendant, by and through her attorney, Michael Shay, served expert interrogatories and request for production of documents on plaintiff’s counsel Jim Rawlings, Esquire. (N.T., 12/20/ 02 at 3.)

(4) On August 18,2000, a rule to file a complaint was served on plaintiff. (N.T., 12/20/02 at 3.)

(5) Upon notice of a potential conflict due to plaintiff’s prior consultation with the law partner, Michael Shay, Esquire, withdrew his appearance on behalf of defendant. Robertson Taylor, Esquire, entered his appearance on behalf of defendant on or about November 14, 2000, and requested the filing of plaintiff’s complaint, [159] pursuant to the August 18, 2000 rule which had been served on plaintiff.

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Fonzone v. Bishop, 62 Pa. D. & C.4th 153, 2003 Pa. Dist. & Cnty. Dec. LEXIS 216 (Pa. Super. Ct. 2003).

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Related

Pioneer Commercial Funding Corp. v. American Financial Mortgage Corp.
797 A.2d 269 (Superior Court of Pennsylvania, 2002)
Estate of Ghaner v. Bindi
779 A.2d 585 (Superior Court of Pennsylvania, 2001)
Philadelphia Contributionship Insurance v. Shapiro
798 A.2d 781 (Superior Court of Pennsylvania, 2002)
Pride Contracting, Inc. v. Biehn Construction, Inc.
553 A.2d 82 (Supreme Court of Pennsylvania, 1989)
Hein v. Hein
717 A.2d 1053 (Superior Court of Pennsylvania, 1998)
Stewart v. Rossi
681 A.2d 214 (Superior Court of Pennsylvania, 1996)
Feingold v. Philadelphia National Bank
460 A.2d 339 (Superior Court of Pennsylvania, 1983)
Croydon Plastics Co. v. Lower Bucks Cooling & Heating
698 A.2d 625 (Superior Court of Pennsylvania, 1997)