Foley v. Commissioner

87 T.C. No. 35, 87 T.C. 605, 1986 U.S. Tax Ct. LEXIS 51
CourtUnited States Tax Court
DecidedSeptember 17, 1986
DocketDocket No. 5384-83
StatusPublished
Cited by3 cases

This text of 87 T.C. No. 35 (Foley v. Commissioner) is published on Counsel Stack Legal Research, covering United States Tax Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Foley v. Commissioner, 87 T.C. No. 35, 87 T.C. 605, 1986 U.S. Tax Ct. LEXIS 51 (tax 1986).

Opinion

OPINION

JACOBS, Judge-.

Respondent determined the following deficiencies in petitioner’s Federal income taxes:

Taxable year Deficiency
1978 . $750
1979 . 6,854
1980. 4,563

This case was submitted pursuant to Rule 122.1 Pursuant to the Court’s direction, a supplemental stipulation of facts was filed. At the time the supplemental stipulation of facts was filed, the Court permitted respondent to file an amendment to answer seeking additional deficiencies for 1978, 1979, and 1980 in the amounts of $1,254, $77, and $2,646, respectively, making the total amount in controversy $2,004 for 1978, $6,931 for 1979, and $7,209 for 1980.

The sole issue for decision is the proper treatment, for tax purposes, of payments made to petitioner, a citizen of the United States, pursuant to the Berlin Promotion Law.

Petitioner, a pilot employed by Pan American World Airways, Inc. (Pan Am), resided in West Berlin, Federal Republic of Germany (Germany), from August, 1978 through and including the time he filed his petition.2 During the taxable years in issue, he had foreign source income, earned while stationed in West Berlin, and paid German income taxes, through wage withholdings, at a flat rate of 26 percent.

Petitioner received incentive payments of $2,068, $6,931, and $7,209, in 1978, 1979 and 1980, respectively, pursuant to Berlinfoerderungsgesetz (the Berlin Promotion Law).3 Pursuant to articles 21 and 28 of the Berlin Promotion Law, benefits are offered to two categories of individuals: those who reside in West Berlin, and those who work there. The benefit offered to individuals who reside in West Berlin is a 30 percent reduction in German income taxes, pursuant to article 21. The benefit offered to individuals who work in West Berlin is an incentive payment pursuant to article 28.4

The two benefits (tax reduction and incentive pay) are not cumulative; the tax reduction is granted only to the extent it exceeds the incentive pay. The incentive pay is not includable in income for purposes of German income tax laws.

The treaty between the United States and Germany (the treaty) pertaining to tax matters5 contains the following provisions:

Article X
(1) Compensation for labor or personal services (including compensation derived from the practice of a liberal profession and the rendering of services as a director) performed outside the United States by a natural person resident in the Federal Republic shall be exempt from tax by the United States.
Jfc * * * * * if:
Article XV
(1) It is agreed that double taxation shall be avoided in the following manner:
(a) The United States, in determining United States tax in the case of its citizens, residents or corporations, may, regardless of any other provision of this Convention, include in the basis upon which such tax is imposed all items of income taxable under the revenue laws of the United States as if this Convention had not come into effect. The United States shall, however, allow to a citizen, resident or corporation of the United States as a credit against United States tax the appropriate amount of Federal Republic tax paid, other than the Vermógensteuer (capital tax) and that portion of the Gewerbesteuer (trade tax) computed on a basis other than profits. Such appropriate amount shall be based upon the amount of Federal Republic tax paid but shall not exceed that portion of the United States tax which net income from sources within the Federal Republic bears to the entire net income. It is agreed, that, by virtue of the provisions of this Article, the Federal Republic satisfies the similar credit requirement of the Internal Revenue Code with respect to Federal Republic tax.

Petitioner did not report the incentive payments he received pursuant to the Berlin Promotion Law in his 1978, 1979, and 1980 U.S. income tax returns. He calculated the foreign tax credit allowable by section 9016 by taking into account all taxes paid to the German government through wage withholdings.

Respondent contends that the incentive payments received by petitioner are includible in gross income under section 61, or in the alternative, that the incentive payments reduce petitioner’s allowable foreign tax credit.7

Petitioner concedes that section 61 was intended by Congress to include in the U.S. tax base all income “from whatever source derived.” He argues, however, that the incentive payments received are excludible from his U.S. income pursuant to the terms of the Berlin Promotion Law and the Treaty. Alternatively, he argues that the incentive payments were gifts, and thus excludible from his U.S. income either pursuant to section 102(a) or as payments made by a governmental unit to promote the general welfare. Petitioner does not make any argument pertaining to respondent’s proposed adjustment to his foreign tax credit.

Petitioner’s incentive payment under article 288 was slightly more than the tax reduction to which he was entitled under article 219; therefore, none of the amounts received by petitioner was in discharge of the article 21 benefit. As petitioner did not receive any reduction or rebate of the taxes he paid to the German government, he properly calculated his foreign tax credit by taking all taxes paid to the German government into account. We must still decide, however, whether petitioner should have included in income the incentive payments he received from the German government under article 28.

Neither the treaty nor the Berlin Promotion Law assists us in properly analyzing the consequences of the payments for purposes of U.S. income tax laws. Because amounts received pursuant to the Berlin Promotion Law are not includable in income for purposes of computing tax liability to Germany, article XV of the treaty, which is designed to prevent double taxation, does not apply.10 Because payments received pursuant to the Berlin Promotion Law are not compensation for services, article X of the treaty, which exempts such payments from tax by the United States, also does not apply. The tax liability of petitioner, as a citizen of the United States, is determined by the provisions of the Internal Revenue Code. Sec. 1.1(b), Income Tax Regs.

Section 61 contemplates a tax on all income “from whatever source derived”; there is no doubt that the U.S. taxes its citizens on their worldwide incomes. Filler v. Commissioner, 74 T.C. 406 (1980); Crerar v. Commissioner, 26 T.C. 702 (1956). “Income” means accessions to wealth, clearly realized, over which a taxpayer has complete dominion. Section 61 is intended to tax all gains, except those specifically exempted. Commissioner v. Glenshaw Glass Co.,

Related

3M Company and Subsidiaries
U.S. Tax Court, 2023
Charles v. Commissioner
1991 T.C. Memo. 635 (U.S. Tax Court, 1991)
Foley v. Commissioner
87 T.C. No. 35 (U.S. Tax Court, 1986)

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Bluebook (online)
87 T.C. No. 35, 87 T.C. 605, 1986 U.S. Tax Ct. LEXIS 51, Counsel Stack Legal Research, https://law.counselstack.com/opinion/foley-v-commissioner-tax-1986.