Flynn v. AK Peters, Ltd.

377 F.3d 13, 71 U.S.P.Q. 2d (BNA) 1810, 2004 U.S. App. LEXIS 15379, 2004 WL 1657633
CourtCourt of Appeals for the First Circuit
DecidedJuly 26, 2004
Docket03-1676, 03-2294, 03-2348
StatusPublished
Cited by54 cases

This text of 377 F.3d 13 (Flynn v. AK Peters, Ltd.) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Flynn v. AK Peters, Ltd., 377 F.3d 13, 71 U.S.P.Q. 2d (BNA) 1810, 2004 U.S. App. LEXIS 15379, 2004 WL 1657633 (1st Cir. 2004).

Opinion

LIPEZ, Circuit Judge.

Plaintiff, an engineer and writer, brought suit against her publisher for accepting book revisions from her co-author without her consent and for giving a third individual co-authorship credit when she felt that his effort did not merit such credit. After losing her Lanham Act claim at summary judgment, and suffering judgment as a matter of law and an adverse jury verdict on her remaining claims at trial (as well as a judgment against her for attorney’s fees post-trial), Flynn raises a bevy of claims on appeal. We affirm.

I.

We set forth the background, reserving some of the details until the discussion of the individual issues on appeal. Plaintiff-appellant Anita M. Flynn is an electrical engineer and robotics scientist who wrote a book with a colleague, Joseph Jones, entitled Mobile Robots: From Inspiration to Implementation. The book was published in 1993 by Jones & Bartlett Publishers, Inc. Shortly after publication, Jones & Bartlett assigned its publication rights to AK Peters, a publishing house named after its principals, Alice and Klaus Peters. The book was a great success, and Klaus Peters asked Flynn and Jones to write a second edition of the book in 1997. Hoping to have the revised edition published by the next spring, Peters suggested that they invite another contributor to help them with the research and writing. Jones and Peters later agreed that Bruce Seiger, a high school teacher, would be added as a co-author and would write a chapter addressing educational applications and curriculum proposals.

To confirm this agreement, Peters wrote to Flynn on August 23, 1997, asking if she was amenable to the proposed revision with Seiger’s assistance. Flynn responded in a letter dated November 16,1997:

I received your letter as to the second edition of our book and would be happy to agree to your suggested arrangement — on one condition. That is, you send me my money for my portion of the royalties on sales from January '97 through June '97 in the next month.

Alice Peters responded via letter on December 4,1997:

Thank you very much for your letter of November 16. I am enclosing an accounting of the sales of your book, Mobile Robots, for the period January-June 1997 along with a check for settlement of the royalty for those sales. We are pleased that you have agreed to our suggestion regarding the 2d edition of Mobile Robots. We will be forwarding a contract to you soon for the signature. 1

The publisher did not directly send Flynn a revised contract. However, it had previously sent Jones four copies of the author contract (one each for Jones, Flynn, Seiger, and AK Peters) and two copies of a contract for the curriculum guide (one each for Jones and Seiger) on October 3, 1997. Jones and Seiger began revising the text even though neither of the two original authors had signed the contract.

Flynn did not have any further discussions with AK Peters or its principals while Jones and Seiger revised the text. In fact, she was largely uninvolved in the revision process. Perhaps recognizing her diminished role, she agreed in May 1998 to *16 give half of the royalties from the revised edition to Jones and to split the other half with Seiger. 2

Although Jones and Seiger worked together to revise the text, their relationship was not always harmonious. Jones wrote Seiger an e-mail in early August 1998, in which he said that he was planning to drop Seiger as a co-author because “none of the contributions [Seiger was] uniquely qualified to make appearfed] in the new edition.” After they discussed Seiger’s involvement in the project, Jones decided not to remove Seiger’s name from the book after Seiger agreed to take on more work. At some point, Jones and Seiger decided, with AK Peters’ consent, to publish the curriculum guide as a separate book rather than including it as a section of Mobile Robots.

AK Peters sent the book to the printer without Flynn’s knowledge in early September 1998. A few weeks later, she asked Jones if she could see a copy of the revised manuscript. In mid-October, well over one month after AK Peters sent the manuscript to the printer, Flynn told Jones that “[she] looked through the manuscript and didn’t see anything that [Seiger] wrote.” Jones responded that Seiger “revised [one of the] chapters], added the contests section, and contacted virtually every supplier in the yellow pages, data books and trade magazines sections to verify the addresses. He also did a word-by-word review of the whole book looking for typos and inconsistencies.” Jones noted the difficulties that he and Seiger had in August, but said that “[Seiger] actually did a tremendous amount of work at the end, without his help it would not have been possible to get the book out by [the deadline].” Responding to Flynn’s concern that Seiger did not write the curriculum chapter, Jones informed her that he and Seiger were going to write that chapter as a separate book.

Flynn insisted that Seiger’s contribution was “more in line with an acknowledgment” and refused to sign the revised authors’ contract, even after Jones offered to restructure the royalty distribution. Jones informed Flynn in late October that if she did not sign the contract, AK Peters would exercise its rights under Paragraph L of the original contract, which read:

The Author/Editor agrees to revise the Work when the Publisher shall decide that a revision is desirable, and to deliver same within a reasonable time after such request. Should the Author/Editor be unable or unwilling to undertake such revision, or be deceased, the Publisher may arrange in agreement with the Author/Editor not to be unreasonably withheld, for the preparation of a revised manuscript, the cost of which (including such royalties or fees as the Publisher may elect to pay) shall be paid by the Publisher and charged against any first royalties that may accrue to the Author/Editor from the sale of the revised edition. All terms of this Agreement shall apply to each revision as though it were the work being published for the first time.

Jones claimed that this provision “basically says that they can publish revised editions of the book and, if [Jones and Flynn] don’t help, they will employ whatever help they need and allocate payments accordingly.”

Flynn sent a letter to AK Peters via certified mail three days later, informing the publisher that she had not agreed to *17 the revised contract. She said that she had reviewed the revised manuscript and found a number of errors but said that her biggest concern was the decision to list Seiger as a co-author. She said that she only agreed to AK Peters’ proposed revision because she thought that Seiger was going to write a curriculum chapter and that she refused to share credit and royalties for the revised edition of the book without this contribution. She also expressed concern that Seiger rewrote one of the chapters that was designed to provide an easy introduction to robotics and added an electronic circuit design that would not work.

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377 F.3d 13, 71 U.S.P.Q. 2d (BNA) 1810, 2004 U.S. App. LEXIS 15379, 2004 WL 1657633, Counsel Stack Legal Research, https://law.counselstack.com/opinion/flynn-v-ak-peters-ltd-ca1-2004.