Florida Bar v. Von Zamft

814 So. 2d 385, 27 Fla. L. Weekly Supp. 262, 2002 Fla. LEXIS 439, 2002 WL 432420
CourtSupreme Court of Florida
DecidedMarch 21, 2002
DocketNo. SC95831
StatusPublished
Cited by2 cases

This text of 814 So. 2d 385 (Florida Bar v. Von Zamft) is published on Counsel Stack Legal Research, covering Supreme Court of Florida primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Florida Bar v. Von Zamft, 814 So. 2d 385, 27 Fla. L. Weekly Supp. 262, 2002 Fla. LEXIS 439, 2002 WL 432420 (Fla. 2002).

Opinion

PER CURIAM.

We have for review the report of the referee recommending that disciplinary measures be imposed upon respondent, Michael Lee Von Zamft, for alleged ethical breaches. We have jurisdiction. See art. V, § 15, Fla. Const.

FACTS

At the time of these events, Michael Von Zamft (Von Zamft) was employed by the Office of the State Attorney in the Elev[387]*387enth Judicial Circuit. In April and May 1998 that office was prosecuting a capital case. Von Zamft and the judge presiding over the case were friends; however, Von Zamft was not involved with the case. At an April 1998 status conference, the assistant state attorney prosecuting the case requested a continuance of the trial. The judge indicated that she was not inclined to grant the continuance. Later, Von Zamft asked the assistant state attorney if she would like his assistance in getting a continuance from the judge, and the assistant state attorney replied that she would.

On May 11 the judge took Von Zamft to lunch. Von Zamft told the judge that he needed to speak to her about her capital case. The judge immediately advised him not to do so. Von Zamft persisted saying that he needed to, and the judge told him again not to speak with her about the matter. Nevertheless, Von Zamft continued and advised her that it would be in everyone’s best interest for her to continue the case to avoid a likely reversal because defense counsel could not possibly be ready for trial.

On May 13 at a status hearing, the assistant state attorney reiterated “verbatim” what Von Zamft had said at lunch. Defense counsel in the case joined in the motion for continuance, but indicated that he could be ready for trial. The judge granted the continuance. The judge asked the assistant state attorney to come to her chambers, where she complained to the assistant state attorney about being approached by Von Zamft. The following day, the judge recused herself. On May 28 the judge held a hearing regarding whether prosecutorial misconduct occurred. At the hearing, defense counsel indicated that he might have wanted to go to trial.

The Bar thereafter charged Von Zamft with violating Rules Regulating the Florida Bar 4-3.5 (addressing impartiality and decorum of the tribunal) and 4-8.4(d) (prohibiting attorneys from engaging in conduct that is prejudicial to the administration of justice).

At the disciplinary hearing, Von Zamft testified that he thought both the prosecuting attorney and defense counsel in the capital case desired a continuance. He further argued that he was only trying to help the judge avoid a potential retrial of what was her first capital case. On this basis, he claimed that he did not have the mens rea required for acts prejudicial to the administration of justice. He further asserted that his attempt to obtain a continuance was only a scheduling matter as opposed to something affecting the merits of the case.

In his report, the referee found Von Zamft guilty of violating rule 4-3.5(a) which provides: “A lawyer shall not seek to influence a judge ... except as permitted by law or the rules of court.” In so holding, the referee concluded that even though Von Zamft’s communication to the judge did not go to the merits of the case, rule 4-3.5(a) essentially prohibits any attempt to influence a judge, regardless of whether it deals with the merits of a case. The referee further found that Von Zamft violated rule 4 — 8.4(d), noting that “even though admonished by the trial judge, twice, the Respondent persisted in expressing his opinions concerning a continuation of the case. The result was a recusal of the trial judge and fodder ... for the defense counsel at later appeals stages following the conviction of his client.”

The referee made the following statement regarding discipline:

While it is clear that the Respondent has a very fine reputation in the community, it is just as clear that he was negligent in approaching the trial judge with the request for continuance. His [388]*388actions are not serious enough to warrant suspension or anything more serious. An admonishment would likely suffice with respect to this Respondent to prevent his further violation of the Rules of Professional Conduct, provided, however, that it should be published in order to emphasize the concern of the Court with similar violations and all lawyer misconduct.

The referee also recommended that the Bar be awarded $2,387.30 in costs. In reaching the recommendation for discipline, the referee considered the following mitigating factors: (1) lack of a prior disciplinary record; (2) good character; and (3) Von Zamft’s activities in the Bar including his service as chair of the Criminal Law Section of The Florida Bar. Although not express, it appears that the referee concluded that Von Zamft’s substantial experience in the practice of law (since 1973) served as an aggravating factor.

Von Zamft has petitioned for review, challenging the referee’s findings of guilt,1 the recommended discipline, and the award of costs to the Bar. We address each challenge in turn.

ANALYSIS

Violation of Rule 1-8.5(a). A referee’s findings of fact and conclusions of guilt which are supported by competent, substantial evidence in the record will be upheld by this Court. See Florida Bar v. Jordan, 705 So.2d 1387, 1390 (Fla.1998) (stating that where such findings are adequately supported, “this Court is precluded from reweighing the evidence and substituting its judgment for that of the referee”). Rule 4-3.5(a) provides that a lawyer shall not seek to influence a judge. At the hearing in April the trial judge had indicated her inclination to deny a motion for a continuance. During lunch with the judge, Von Zamft persisted in discussing the same motion for continuance. At the disciplinary hearing Von Zamft testified that his “intent during that period of time was so that [the judge] would delay the case so that both sides would be able to try it fairly.” Von Zamft, in other words, admits he was attempting to get the judge to change her mind about the continuance. We conclude from this testimony that there is competent, substantial evidence in the record to support the referee’s finding that Von Zamft attempted to influence the judge to reschedule the date of the trial in the capital case. Therefore, we find that Von Zamft violated rule 4-3.5(a).2

Violation of Rule í-84(d). Although there is little case law in Florida addressing ex parte communications, we recently addressed the issue in the context of a judicial qualifications proceeding where we found a trial judge had violated Canon 3 B(7) of the Florida Code of Judicial Conduct by consulting with a computer expert on the issue of damages in a pending case. Although it was later revealed to the par[389]*389ties, the communication was done without the knowledge of the parties involved in the case. This conduct was found to be improper and prohibited by the express language of the Code which prohibits “ex parte communications, or other ... communications made to the judge outside the presence of the parties concerning a pending or impending proceeding.” See In re Baker, 813 So.2d 36 (Fla. 2002).

However, other states, under facts similar to the ones presented in this case, have held that ex parte communications in the context of attorney disciplinary proceedings are prejudicial to the administration of justice. See, e.g., In re Bemis,

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Bluebook (online)
814 So. 2d 385, 27 Fla. L. Weekly Supp. 262, 2002 Fla. LEXIS 439, 2002 WL 432420, Counsel Stack Legal Research, https://law.counselstack.com/opinion/florida-bar-v-von-zamft-fla-2002.