Fisher v. Henderson

105 F.R.D. 515, 1 Fed. R. Serv. 3d 519
CourtDistrict Court, N.D. Texas
DecidedMarch 28, 1985
DocketNo. CA3-81-1544-F
StatusPublished
Cited by3 cases

This text of 105 F.R.D. 515 (Fisher v. Henderson) is published on Counsel Stack Legal Research, covering District Court, N.D. Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Fisher v. Henderson, 105 F.R.D. 515, 1 Fed. R. Serv. 3d 519 (N.D. Tex. 1985).

Opinion

ORDER

ROBERT W. PORTER, District Judge.

Plaintiffs Anne Fisher, et al. (Fisher) bring suit alleging all named Defendants conspired to violate federal and state securities laws, as well as other federal and state statutes and common law, in connection with the sale of undivided fractional interests in certain mineral leases. Anne Fisher is the general partner or co-partner of Plaintiffs Oklahoma Drilling Ventures No. 1979-01 and 1979-02. The action was filed on August 27, 1981 originally naming 26 Defendants; five were voluntarily dismissed February 23, 1982, eleven defaulted in late 1981 or by March, 1982, leaving ten active Defendants.

On November 1, 1984, the United States Magistrate ruled on various motions for sanctions by recommending Plaintiffs’ complaint be dismissed under Rule 37(b) and (e), Fed.R.Civ.P., as to those ten Defendants. As support for his recommendation, the Magistrate identified the following items: Plaintiff Anne Fisher's failure to appear for deposition properly noticed on three separate occasions; failure to produce documents requested in the deposition notices; failure to seek a protective order or other relief from court; failure to comply with the Magistrate’s earlier orders requiring production of documents and requests; and Plaintiff’s total disregard for Defendants’ legitimate discovery efforts.

On November 13, 1984, Plaintiffs filed objections to the Magistrate’s recommendation in which they acknowledged Fisher’s failure to appear for deposition but argued such failure was not willful or in bad faith but was caused by her arthritic condition which restricted her ability to travel from her California home to Dallas. Counsel attached letters from Robin K. Dore, M.D., dated June 26 and October 26,1984, describing Plaintiff’s poor health. Additionally, counsel argued that Defendants’ counsel was notified, at least by phone if not by letter, of Plaintiff’s condition, and her inability to appear. (The Court notes counsel for Defendants David McKinnon, McKin-non & Armstrong (McKinnon defendants) and R & M Pipeline dispute that claim. See, Defendants’ Response to Plaintiff’s Objections, filed November 20 and November 23, 1984.) In regard to the allegations of failure to produce documents and failure to comply with the Magistrate’s order of January 6, Plaintiffs’ counsel stated he was unaware prior counsel had not complied with that order; he implied a change in Plaintiffs’ counsel caused the problems and denies willfulness or bad faith.

On November 16, 1984, the Court referred the action back to the Magistrate to consider his recommendation in light of Plaintiffs’ objections. The Court has been informally advised by the Magistrate that no new matters appear in Plaintiffs’ objections; that Ms. Fisher’s health was considered at the hearing he held on November 1 and therefore his recommendation remains unchanged. The Court has now thoroughly reviewed the entire file and finds it appropriate to set aside the November 16 reference, adopt the Magistrate’s ruling and dismiss the action. Because of the severity of dismissal as a sanction, several issues bear further discussion.

Depositions. The record reflects that Plaintiff was properly noticed for a deposition scheduled January 17, 1984, and failed to appear. Moreover, no motion to quash the notices nor protective order was sought. Ms. Fisher did not even bother to advise any Defendants of her intention not to appear. The letter from Dr. Dore, written five months after her failure to appear, can hardly excuse her conduct. Understandably, this failure spawned several motions for sanctions.

[517]*517Plaintiff was again properly noticed for deposition on July 20, 1984, one month after Dr. Dore’s letter. No attempt was made to quash the notices or move for a protective order; instead, by letter dated July 18, Plaintiff’s counsel, Bates, advised Defendants of Plaintiff’s poor health and attached the June 26 letter from Dr. Dore. Although Bates stated he intended to seek a protective order, he did not do so. More motions for sanctions were filed.

Plaintiff was noticed the third time for a deposition scheduled October 17, 1984. No motion to quash or protective order was sought and again Plaintiff failed to appear. Numerous Defendants alleged they received on notice of her intention not to appear, not even a phone call from Bates. (See e.g., Defendants’ response to Plaintiff’s objections, filed February 20, 1984.) Apparently Bates appeared at the scheduled deposition, sans deponent, and advised all attending Defendants’ counsel that she would not appear. Counsel for the McKin-non Defendants alleges he specifically wrote Bates prior to this deposition requesting times and dates in which Ms. Fisher would be available for her deposition, but the inquiries were ignored. Not surprisingly, a third set of motions for sanctions was filed.

While the Court is aware that dismissal with prejudice is a severe sanction to be used only in extreme circumstances, Bonaventure v. Butler, 593 F.2d 625, 626 (5th Cir.1979), certainly this situation is appropriate. Not only has Plaintiff repeatedly and deliberately refused to accommodate Defendants’ legitimate discovery requests but she has made no attempt to invoke the Court’s protective powers or even forewarn Defendants of her intended absence. No effort whatsoever was made during this nine-month period to propose alternate or more convenient dates. (The record does show that Plaintiffs belatedly suggested an additional deposition attempt November 5, 1984, one week after the Magistrate’s recommendation of dismissal; that date was postponed on the basis of the recommendation).

Rule 30 places the burden on the deponent to get an order postponing the deposition, otherwise the duty to appear remains. Hepperle v. Johnston, 590 F.2d 609 (5th Cir.1979), citing Pioche Mines Consolidated, Inc. v. Dolman, 333 F.2d 257, 259 (9th Cir.1964). Plaintiff did nothing to relieve her burden, and in fact deliberately and without good cause ignored her duty to appear.

Bates’ attempts to justify or explain Plaintiff’s absences—after the fact—are unavailing. Diaz v. Southern Drilling Corp., 427 F.2d 1118, 1127 (5th Cir.1970). Bates obviously knew of the protective order device yet consistently failed to invoke it. The Court finds both his and Ms. Fisher’s conduct inexcusable and based on this ground alone, the Court would dismiss the action with prejudice. Kabbe v. Rotan Mo-sle, Inc., 752 F.2d 1083, (5th Cir.1985). Coupled with her other failures and refusals to allow legitimate discovery, the justification for dismissal is compelling.

Other Discovery. Each time Plaintiff was noticed for deposition, Defendants also requested, by subpoena duces tecum, production of various documents. None of those requests have been honored, or even acknowledged. On October 22, 1983, the Baker defendants (consisting of defendants Robert Baker, Troy Phillips, the corporations of Baker, Glast, Riddle, Tuttle & Elliott and Baker, Miller, Phillips & Murray) made a legitimate request for production.

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105 F.R.D. 515, 1 Fed. R. Serv. 3d 519, Counsel Stack Legal Research, https://law.counselstack.com/opinion/fisher-v-henderson-txnd-1985.