First Union National Bank v. Margo Farms Del Caribe, Inc.

875 F. Supp. 73, 1995 U.S. Dist. LEXIS 1321, 1995 WL 61337
CourtDistrict Court, D. Puerto Rico
DecidedFebruary 2, 1995
DocketCiv. No. 92-1206 (JP)
StatusPublished

This text of 875 F. Supp. 73 (First Union National Bank v. Margo Farms Del Caribe, Inc.) is published on Counsel Stack Legal Research, covering District Court, D. Puerto Rico primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
First Union National Bank v. Margo Farms Del Caribe, Inc., 875 F. Supp. 73, 1995 U.S. Dist. LEXIS 1321, 1995 WL 61337 (prd 1995).

Opinion

OPINION AND ORDER

PIERAS, District Judge.

The Court has before it plaintiffs motion to stay the proceedings (docket No. 92), defendant’s opposition (docket No. 94), and the respective supplements to these motions. First Union National Bank of Florida (“First Union”) initiated this action against Margo Farms del Caribe, Inc. (“Caribe”) to foreclose assets which Caribe offered as a guarantee on a loan to its parent corporation, Margo Nursery Farms, Inc. (“Margo Nursery”). Caribe then filed a counterclaim alleging that First Union had tortiously interfered with Caribe and Margo Nursery’s business transactions. A parallel action for the collection of monies from Margo Nursery, filed before the ease at bar, is being litigated in Florida State Court. First Union subsequently amended the Florida action to include Caribe, and Caribe answered by including in the Florida action the counterclaim filed in this action. Due to the perfect identity of issues and parties between the Florida and the present action, the plaintiff requests the Court to stay this action until the parallel litigation in Florida is completed. For the reasons set forth below, the motion to stay is hereby GRANTED.

I. Background

Margo Nursery obtained a loan from Southeast Bank in excess of four million dollars ($4,000,000.00), for which it pledged its land, plant inventory, as well as other assets in Miami, Florida, as collateral for the loan.1 Southeast Bank also obtained guarantees on the loan from different entities affiliated with Margo Nursery, including Caribe, one of Margo Nursery’s subsidiaries. Caribe offered to Southeast Bank its plant inventory, land, and accounts receivable in Puerto Rico as collateral for Margo Nursery’s loan. First Union is now the owner of the loan made to Margo Nursery after it acquired the loan from the Federal Deposit Insurance Corporation, in its capacity as receiver for Southeast Bank.

Margo Nursery encountered serious financial difficulties and was therefore unable to pay its debt to First Union. The financial difficulties stemmed from the fact that the Margo entities (Margo Nursery and Caribe) used a fungicide called Benlate which they bought from E.I. DuPont De Nemours & Company (“Dupont”). This fungicide destroyed the Margo entities’ plant inventories in Miami and Puerto Rico. Since Dupont’s fungicide destroyed the plants, Margo Nursery asked Dupont to assist the Margo entities by providing them with payments that would cover operating costs, including loan [75]*75payments. By August of 1991 Margo Nursery told Dupont that it was in default on the First Union loan. Margo Nursery and First Union attempted to renegotiate a payment plan that would be acceptable to both parties. Negotiations, however, proved unsuccessful.

On December 20, 1991, First Union filed an action in Florida State Court against Margo Nursery for recovery of monies and foreclosure of collateral.2 The lawsuit also included other entities which secured the loan for Margo Nursery, but it did not include Caribe as a defendant at that time. On March 9, 1992, Margo Nursery filed a counterclaim against First Union for tortious interference with its business transactions in the Florida action. On January 23, 1992, First Union filed a foreclosure action in Puerto Rico Superior Court against Caribe, the guarantor of the loan to Margo Nursery, in order to maximize the possibility that it would be able to enforce a judgment against Caribe if Margo Nursery could not repay the loan. The case was removed from the Puerto Rico Superior Court to this Court pursuant to 12 U.S.C. § 632, which grants district courts of the United States original jurisdiction over all civil suits involving banking transactions in an insular possession of the United States. Caribe then filed a counterclaim against First Union in this action alleging that First Union tortiously interfered with the Margo entities’ dealings with Dupont, and that this interference had a negative economic effect on the Margo entities. The counterclaim filed by Caribe in this action is identical to the counterclaim filed by Margo Nursery against First Union in the Florida State Court. By the time that Caribe filed its counterclaim in this Court the Margo entities had settled their damage claims with Dupont and received a total of Twenty-Two Million Five Hundred Thousand Dollars ($22,500,000.00). In essence, Caribe argued in its counterclaim that but for First Union’s interference in the settlement negotiations with Dupont the Margo entities could have obtained a larger settlement from Dupont. As part of the settlement agreement between Dupont and the Margo entities, Four Million Dollars ($4,000,-000.00) are being held in an escrow account in Miami in order to settle any judgments that First Union might obtain against the Margo entities.

On March 17, 1993, First Union amended its complaint in the Florida action in order to include Caribe and the counterclaim brought by Caribe in Puerto Rico. After filing against Caribe in Florida, First Union requested the stay of the proceedings in this action. First Union argues that the only reason it filed the present action is the fact that it needed to obtain jurisdiction over Caribe’s assets in Puerto Rico. Since Margo Nursery now has enough assets to satisfy any possible judgment against it, and since the issues brought forth by Caribe’s counterclaim are already being litigated in the Florida action, First Union claims that Florida is the best place to try all claims between the parties. Therefore, First Union maintains that this action should be stayed pending the outcome of the Florida litigation. Caribe opposes First Union’s request, and simply argues that this action, once begun in Puerto Rico, should be litigated in Puerto Rico.

II. The Colorado River and Moses Cone Doctrines

The parties agree on the applicable standard that will decide the motion for stay: the Colorado River and Moses Cone doctrines. Both doctrines, established in two different Supreme Court cases, begin with the presumption that federal courts have an obligation to exercise their jurisdiction once an action has been initiated. Therefore, federal courts will exercise their jurisdiction unless special circumstances dictate a different result. Colorado River and Moses Cone established the special circumstances under which federal courts can refrain from exercising their jurisdiction. A review of these two doctrines is in order.

In Colorado River Water Conservation District v. United States, 424 U.S. 800, 96 S.Ct. 1236, 47 L.Ed.2d 483 (1976), the [76]*76Supreme Court established a doctrine governing the stay or dismissal of federal lawsuits for situations in which the three traditional abstention doctrines are inapplicable. Id. at 817, 96 S.Ct. at 1246.3 This alternative doctrine focuses not on considerations of state-federal comity or on avoidance of constitutional decisions as in the traditional abstention doctrines, but rather on “considerations of wise judicial administration, giving regard to conservation of judicial resources and comprehensive disposition of litigation.” Colorado River, 424 U.S. at 817, 96 S.Ct. at 1246 (quoting Kerotest Mfg. Co. v. C-O-Two Fire Equipment Co.,

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875 F. Supp. 73, 1995 U.S. Dist. LEXIS 1321, 1995 WL 61337, Counsel Stack Legal Research, https://law.counselstack.com/opinion/first-union-national-bank-v-margo-farms-del-caribe-inc-prd-1995.