Filipino Yellow Pages, Inc. v. Asian Journal Publications, Inc.

198 F.3d 1143, 1999 WL 1093122
Court of Appeals for the Ninth Circuit·Decided December 6, 1999·No. No. 98-55366·Published·Cited by 21 cases

Opinion

O’SCANNLAIN, Circuit Judge:

We must decide whether the publisher of a telephone directory for the Filipino-American community can establish that the term “Filipino Yellow Pages” is protec-tible under trademark law.

I

Roger Lagmay Oriel and Oscar Jorna-cion were partners in four businesses between 1982 and 1986. One of these businesses, Fil-Am Enterprises, Inc. (“Fil-Am”), published the Filipino Directory of California, a telephone directory directed primarily at the Filipino-American community of Southern California. In December 1986, Oriel and Jornacion terminated their business relationship and divided up their business interests through execution of a “Shareholders’ Buy Out Agreement” (“the Agreement”). Under the Agreement, Oriel acquired complete ownership of Fil-Am’s telephone directory business, and Jornacion agreed not to compete “in the Filipino Directory (Filipino Yellow Pages) [market] in California” for three years.

Oriel, as owner of Fil-Am, continued to publish the Filipino Directory of California until 1991. Between 1991 and 1993, Fil-Am joined two partners to publish a telephone directory known as the Filipino Directory of the U.S.A. and Canada. In 1993, Fil-Am sold its interest in the Filipino Directory of the U.S.A. and Canada. Oriel and his wife, Cora Macabagdal Oriel, then formed a new corporate entity, Asian Journal Publications, Inc. (“AJP”). Since 1994, AJP has published a telephone directory called the Filipino Consumer Directory.

Pursuant to the Agreement’s non-compete provision, Jornacion did not participate in the Filipino-American telephone directory market between December 1986 and December 1989. Jornacion reentered the market in 1990 by forming the Filipino Yellow Pages, Inc. (“FYP”), publisher of a directory called the Filipino Yellow Pages. FYP’s Filipino Yellow Pages, AJP’s Filipino Consumer Directory, and the Filipino Directory of the U.S.A. and Canada currently compete in the Filipino-American telephone directory market in Califor[1145]*1145nia. A directory unaffiliated with FYP’s directory, also called the Filipino Yellow Pages, is marketed to the Filipino-American community in the eastern United States by Kayumanggi Communications, Inc.

AJP’s Filipino Consumer Directory has a white-pages section, which contains general reference information as well as a listing of people and organizations affiliated with the Filipino-American community. The Filipino Consumer Directory also has a yellow pages section containing information about businesses serving the Filipino-American community. AJP periodically uses the term “Filipino Consumer Yellow Pages” in print advertisements directed at potential advertisers. These advertisements either reference the full name of the directory or are found within the Filipino Consumer Directory itself.

In June 1996, two months before it sued AJP for trademark infringement, FYP applied for registration of “Filipino Yellow Pages” with the Patent and Trademark Office (“PTO”). In December 1996, the PTO refused registration of “Filipino Yellow Pages.” The PTO stated: “The proposed mark merely describes the goods and the nature and intended audience for the goods. Accordingly, the mark cannot be registered on the Principal Register based solely on an intent to use the mark in Interstate Commerce.” The PTO informed FYP that because its application “indicate[d] use of the mark for a significant time,” however, FYP could amend its application to seek registration based on acquired distinctiveness. The PTO further advised FYP that its amended application would have to include the following disclaimer: “No claim is made to the exclusive right to use [the term] ‘yellow pages’ apart from [‘Filipino Yellow Pages’].” FYP subsequently amended its application for trademark registration to seek registration based on acquired distinctiveness. FYP’s application for trademark registration remains pending at the current time.1

On August 2, 1996, FYP filed a complaint against AJP, Oriel, and Macabag-dal-Oriel (collectively, “AJP”) in the Central District of California. FYP alleged the following causes of action: (1) trademark infringement; (2) false designation of origin and false description of sponsorship or affiliation; (3) unfair competition and misappropriation of goodwill, reputation, and business properties; (4) misappropriation of FYP’s right of publicity; (5) injury to business relationships; (6) unfair competition under California state law; and (7) trademark dilution under California state law.

AJP moved for summary judgment, arguing that the term “Filipino Yellow Pages” is generic and as such incapable of trademark protection. In support of this contention, AJP relied upon:

1. the presence in the dictionary and generic nature of the individual terms “Filipino” and “yellow pages”;
2. Jornacion’s own generic use of the term “Filipino Yellow Pages” in the Agreement with Oriel, in which Jor-nacion “agree[d] not to compete in the Filipino Directory (Filipino Yellow Pages) [market] in California. ...”;
3. the marketing of a second Filipino Yellow Pages, that of Kayumanggi Communications, to the Filipino-American community on the East Coast; and
4. generic usage by the media of the term “Filipino Yellow Pages,” in a Los Angeles Times article on specialty yellow pages which stated as follows: “Virgil Janio of Los Ange-les sells ads nationwide for his Filipino yellow pages.... ”

In opposing the motion for summary judgment, FYP contended that “Filipino Yellow Pages,” rather than being generic, [1146]*1146is protectible under trademark law as a descriptive mark with a secondary meaning in the minds of consumers (i.e., as specifically referring to FYP’s telephone directory). As evidence of secondary meaning, FYP offered the declaration of Jornacion, its founder and president. In his declaration, Jornacion claimed that FYP “has been directly injured by [defendant AJP’s] unauthorized use of [FYP’s] directory name,” suffering lost revenues of at least $82,000; that he “received numerous calls from the defendant’s advertisers who were upset that their respective advertisements had not been properly placed”; and that the term “Filipino Yellow Pages” has acquired secondary meaning within the Filipino-American community. Jornacion was unable to identify any of the advertisers who supposedly contacted him to complain of incorrect placement of their advertisements. AJP objected to Jornacion’s testimony regarding lost revenues and advertiser confusion as lacking a proper foundation, and the district court sustained these objections, striking from the record the challenged portions of the Jornacion declaration.

On November 26,1997, the district court granted AJP’s motion for summary judgment. The district court held that (1) the term “Filipino Yellow Pages” is generic, and as such incapable of serving as a trademark; and (2) even if the term were descriptive, AJP would still be entitled to summary judgment because FYP had failed to produce any admissible evidence of secondary meaning.2

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Filipino Yellow Pages, Inc. v. Asian Journal Publications, Inc., 198 F.3d 1143, 1999 WL 1093122 (9th Cir. 1999).

198 F.3d 1143 (Filipino Yellow Pages, Inc. v. Asian Journal Publications, Inc.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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