Fernando Lopez v. Julius Wilson, Warden

355 F.3d 931, 2004 U.S. App. LEXIS 529, 2004 WL 65135
CourtCourt of Appeals for the Sixth Circuit
DecidedJanuary 15, 2004
Docket01-3875
StatusPublished
Cited by15 cases

This text of 355 F.3d 931 (Fernando Lopez v. Julius Wilson, Warden) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Fernando Lopez v. Julius Wilson, Warden, 355 F.3d 931, 2004 U.S. App. LEXIS 529, 2004 WL 65135 (6th Cir. 2004).

Opinions

SUHRHE INRICH, J., delivered the opinion of the court, in which ROGERS, J., joined. COLE, J. (p. 942), delivered a separate opinion concurring in the judgment.

OPINION

SUHRHEINRICH, Circuit Judge.

I. Introduction

Under Rule 26(B) of the Ohio Rules of Appellate Procedure, an Ohio defendant seeking to file an ineffective assistance of appellate counsel claim must file an application to reopen in the state court of appeals where the appeal was decided rather than in a state trial court. In White v. Schotten, 201 F.3d 743, 752-53 (6th Cir.), cert. denied, 531 U.S. 940, 121 S.Ct. 332, 148 L.Ed.2d 267 (2000), this Court held that an application to reopen appeal under Rule 26(B) of the Ohio Rules of Appellate Procedure is part of a criminal defendant’s direct appeal, rather than part of the state’s post-conviction process. The difference matters because a defendant is constitutionally entitled to counsel only during the direct appeal process. Compare Evitts v. Lucey, 469 U.S. 387, 396, 105 S.Ct. 830, 83 L.Ed.2d 821 (1985) (holding that a defendant is entitled to effective assistance of counsel on direct appeal), with Pennsylvania v. Finley, 481 U.S. 551, 555, 107 S.Ct. 1990, 95 L.Ed.2d 539 (1987) (holding that a defendant is not constitutionally entitled to counsel at any stage of criminal proceedings beyond a direct appeal as of right). Based on White, Petitioner Fernando Lopez claims in this habeas action that the state court’s denial of his request for appointment of counsel to file a Rule 26(B) motion violated his federal constitutional rights. Lopez appeals from the order of the district court denying his petition for writ of habeas corpus on this ground. See 28 U.S.C. § 2254. This Court granted a certificate of appealability on that issue.

For the reasons that follow, we conclude that White is not controlling in this case, because the White decision predates the AEDPA,1 which applies here, and that under the AEDPA, the state court’s decision [934]*934was not contrary to clearly established Federal law. We hold that the district court did not err in denying the writ.

II. Background

A. Rule 26(B)

On July 1, 1993, Rule 26(B) of the Ohio Rules of Appellate Procedure took effect. That rule provides in relevant part:

A defendant in a criminal case may apply for reopening of the appeal from the judgment of conviction and sentence, based on a claim of ineffective assistance of appellate counsel. An application for reopening shall be filed in the court of appeals where the appeal was decided within ninety days from journalization of the appellate judgment unless the applicant shows good cause for filing at a later time.

The Ohio Supreme Court adopted this rule after its decision in State v. Murnahan, 63 Ohio St.3d 60, 584 N.E.2d 1204 (1992). In Mumahan, counsel on direct appeal submitted an Anders brief and was permitted to withdraw. Murnahan filed a pro se brief, but the Ohio Court of Appeals rejected his appeal. Murnahan next sought post-conviction relief in the state trial court under Ohio Rev.Code § 2953.21, claiming that his appellate counsel had been ineffective. The Ohio Supreme Court held that ineffective assistance of appellate claims are not cognizable in post-conviction' proceedings pursuant- to Ohio Rev.Code. § 2953.21, because it would be improper for an inferior court to rule on the adequacy of a proceeding in a superior appellate court. The Court held that a defendant had a remedy nonetheless, by raising such claims in the Ohio appellate courts under the then-extant version of Rule 26. Mumahan 584 N.E.2d at 1209 n. 3. Although by its terms Rule 26 seems to permit only reconsideration of “any cause or motion originally submitted on appeal,” the Ohio Supreme Court “construe[d] claims of ineffective assistance of appellate counsel to be tantamount to constitutional claims that should have been presented on appeal,” and thus within the scope of the rule. Id.

At the same time, the Mumahan court recognized the imperfect fit between Rule 26 and ineffective assistance of appellate claims and recommended that Rule 26 be amended. Id. at 1209 n. 6. In response, the Ohio Supreme Court amended the rule in 1993, adding the above-quoted subsection.2 However, neither the Ohio Supreme [935]*935Court nor the new rule indicated whether such proceedings were to be treated as part of direct or collateral review.

This Court did so in White, supra. Counsel in that case did not file a Rule 26(B) application until three years after the ninety-day limit had expired. Noting that an attorney’s failure to meet a deadline in handling a client’s appeal falls below minimal standards of competency imposed on counsel to satisfy constitutional safeguards, and that a defendant only has a constitutional right to assistance of counsel on direct appeal, the question became whether Rule 26(B) applications were part of direct or collateral review. The White court concluded that an application to reopen appeal under Rule 26(B) is part of a criminal defendant’s direct appeal, and because of that, counsel was constitutionally required.

The State of Ohio argues ... that a petitioner such as White has no constitutional right to counsel at any stage of criminal proceedings beyond a direct appeal as of right. See Pennsylvania v. Finley, 481 U.S. 551, 555, 107 S.Ct. 1990, 95 L.Ed.2d 589 (1987). Without a right to counsel, the petitioner also has no commensurate right to effective assistance from that counsel. However, as this court’s decision in Manning v. Alexander, 912 F.2d 878, 882 (6th Cir. 1990), made clear, Ohio law does not consider an attack on the adequacy of appellate counsel to be proper in a state habeas proceeding. See Manning, 912 F.2d at 882 (citing Manning v. Alexander, 50 Ohio St.3d 127, 553 N.E.2d 264 (Ohio1990); In re: Petition of Broum, 49 Ohio St.3d 222, 551 N.E.2d 954 (1990)). Furthermore, Mumahan emphatically holds that any such attack cannot be considered part of an Ohio post-conviction matter.
If the application for delayed reconsideration is neither part of a state habeas nor state post-conviction proceeding, it must be a continuation of activities related to the direct appeal itself. Because a defendant is entitled to effective assistance of counsel on direct appeal, see Evitts v. Lucey, 469 U.S. 387, 396, 105 S.Ct. 830, 83 L.Ed.2d 821 ... (1985), such an individual must be accorded effective assistance of counsel throughout all phases of that stage of the criminal proceedings.

White, 201 F.3d at 752-53.

B. Procedural History

Lopez was convicted in 1998 of three counts of rape and three counts of gross sexual imposition.

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Bluebook (online)
355 F.3d 931, 2004 U.S. App. LEXIS 529, 2004 WL 65135, Counsel Stack Legal Research, https://law.counselstack.com/opinion/fernando-lopez-v-julius-wilson-warden-ca6-2004.