Fellner v. Tri-Union Seafoods, L.L.C.

539 F.3d 237, 2008 U.S. App. LEXIS 17672, 2008 WL 3842925
CourtCourt of Appeals for the Third Circuit
DecidedAugust 19, 2008
Docket07-1238
StatusPublished
Cited by97 cases

This text of 539 F.3d 237 (Fellner v. Tri-Union Seafoods, L.L.C.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Fellner v. Tri-Union Seafoods, L.L.C., 539 F.3d 237, 2008 U.S. App. LEXIS 17672, 2008 WL 3842925 (3d Cir. 2008).

Opinion

OPINION OF THE COURT

STAPLETON, Circuit Judge:

Plaintiff Deborah Fellner filed this lawsuit against defendant Tri-Union Seafoods, LLC (“Tri-Union”) in the Superior Court of New Jersey seeking damages for harm she allegedly sustained as a result of her consumption of methylmercury and other harmful compounds contained in TriUn-ion’s tuna fish products. The case was removed to federal court, and Tri-Union *241 filed a motion to dismiss for failure to state a claim asserting that Fellner’s lawsuit is preempted by regulatory actions of the United States Food and Drug Administration (“FDA”). The District Court granted the motion, ruling that Fellner’s claims are preempted by the FDA’s “regulatory approach” to the risks posed by mercury compounds in tuna fish. Because we conclude that the FDA has taken no regulatory action which preempts Fellner’s lawsuit, we will reverse and remand for further proceedings.

I. Facts and Procedural Background

Fellner alleges that Tri-Union produces, cans and distributes Chicken-of-the-Sea brand tuna fish and that, from 1999 to 2004, her diet consisted almost exclusively of TriUnion’s tuna products. She further avers that those products contained me-thylmercury and other harmful compounds that can result in mercury poisoning and that “[d]ue to the negligence and statutory violations of the Defendant ... Fellner contracted severe mercury poisoning and suffered extreme physical and emotional injuries.” App. at 30a, ¶28. She seeks recovery under the New Jersey Products Liability Act, N.J.S.A. 2A:58C1, et seq. (“NJPLA”), based on Tri-Union’s failure to warn of the risks incurred in consuming its products. 1

The factual landscape of this case is colored by recent litigation in California. On June 21, 2004, then-Attorney General of California, Bill Lockyer, filed a lawsuit against TriUnion and other defendants un- ■ der California’s “Proposition 65,” Cal. Health & Safety Code § 25249.6, seeking an injunction and civil penalties for defendants’ failure to warn consumers that their tuna products contain dangerous mercury compounds. While that suit was pending, the Commissioner of the FDA sent a letter to Mr. Lockyer expressing the opinion that the FDA’s prior regulatory actions preempt the State’s lawsuit. In the Commissioner’s view, the defendants would be unable to comply both with that approach and state law and the existence of the lawsuit would “frustrate the [FDA’s] carefully considered federal approach” to the issue of mercury in fish. See People v. TriUnion Seafoods, 2006 WL 1544377 (Cal.Super.Ct. May 12, 2006) (taking judicial notice of the letter). In May 2006, following a bench trial, the Superior Court of California found the Attorney General’s lawsuit preempted by federal law. People v. TriUnion Seafoods, 2006 WL 1544384 (Cal.Super.Ct. May 11, 2006), appeal docketed, No. A116792 (Cal.Ct.App. 1st Dist. Feb. 20, 2007).

Tri-Union removed Fellner’s lawsuit to the United States District Court for the District of New Jersey and filed a motion to dismiss for failure to state a claim accompanied by motions requesting that the Court take judicial notice of four documents: (1) a consumer advisory published by the FDA in 2004 regarding the risks of mercury in fish (“the Advisory”); (2) a “backgrounder” for the FDA’s 2004 Advisory, which provides further information about those risks (“the backgrounder”); *242 (8) Section 504.0600 of the FDA’s Compliance Policy Guide, a guideline recommending that the FDA initiate enforcement action if the concentration of mercury in fish exceeds “1 ppm” (“the Compliance Guide”); and (4) the above-described letter sent by the Commissioner of the FDA to the Attorney General of California (“the Commissioner’s letter”).

The District Court took judicial notice of the four documents submitted by defendant and granted defendant’s motion to dismiss. Fellner v. Tri-Union Seafoods, 2007 WL 87633 (D.N.J.2007). It found that the FDA had implemented a “pervasive regulatory scheme” pertaining to the risks of methylmercury in fish consisting of the FDA’s Advisory, backgrounder, Compliance Guide, and the Commissioner’s letter. It concluded that the FDA had deliberately declined to require warnings in favor of a more “nuanced” and “balanced” approach consisting of targeted advisories, and that the state law duties relied upon by Fellner in her lawsuit would upset that approach. As a result, the Court dismissed the complaint, holding that the FDA’s regulatory scheme regarding mercury in fish preempts Fellner’s state law claims. She timely appealed.

II. Jurisdiction and Standard of Review

We have jurisdiction pursuant to 28 U.S.C. § 1291. We exercise plenary review of the District Court’s order granting defendant’s motion to dismiss. Santiago v. GMAC Mortgage Group, 417 F.3d 384, 386 (3d Cir.2005). When reviewing a motion to dismiss for failure to state a claim under Fed.R.Civ.P. 12(b)(6), we accept as true all well-pled factual allegations in the complaint and all reasonable inferences that can be drawn from them, and we affirm the order of dismissal only if the pleading does not plausibly suggest an entitlement to relief. Wilkerson v. New Media Tech. Charter Sch., 522 F.3d 315, 321-22 (3d Cir.2008).

III. Discussion

The sole question presented in this appeal is whether Fellner’s state claim for damages is preempted by federal law. Tri-Union offers three distinct theories of preemption: (1) that the FDA has adopted a “pervasive regulatory approach” — embodied in the FDA’s Advisory, backgrounder and internal enforcement guideline — with which Fellner’s state lawsuit actually conflicts; (2) that the FDA has “reject[ed] the use of warning labels” in favor of a more “nuanced” approach — that is, that the FDA has reached a decision that warnings should not be regulated, a decision which preempts the state from entertaining a claim based on a duty to warn theory; and (3) that the FDA would have rejected any warning as “misbrand-ing,” a determination which preempts Fellner’s failure-to-warn claim.

A. The Doctrine of Federal Preemption

The doctrine of federal preemption is rooted in the Supremacy Clause of the United States Constitution, U.S. Const, art. VI, cl. 2, which invalidates state laws that “interfere with, or are contrary to, federal law.” Hillsborough County v. Automated Med. Labs., 471 U.S. 707, 712, 105 S.Ct. 2371, 85 L.Ed.2d 714 (1985) (quoting Gibbons v. Ogden, 22 U.S. 1 (9 Wheat. 1, 211), (1824)). As we recently explained,

[t]he Supreme Court has identified three major situations where there is preemption ...

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539 F.3d 237, 2008 U.S. App. LEXIS 17672, 2008 WL 3842925, Counsel Stack Legal Research, https://law.counselstack.com/opinion/fellner-v-tri-union-seafoods-llc-ca3-2008.