Febres v. City of New York

238 F.R.D. 377, 2006 U.S. Dist. LEXIS 68132, 2006 WL 2730741
CourtDistrict Court, S.D. New York
DecidedSeptember 22, 2006
DocketNo. 03 CIV. 0017 DF
StatusPublished
Cited by7 cases

This text of 238 F.R.D. 377 (Febres v. City of New York) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Febres v. City of New York, 238 F.R.D. 377, 2006 U.S. Dist. LEXIS 68132, 2006 WL 2730741 (S.D.N.Y. 2006).

Opinion

MEMORANDUM AND ORDER

FREEMAN, United States Magistrate Judge.

INTRODUCTION

This civil rights action, commenced by plaintiffs on their own behalf and on behalf of two putative plaintiff classes, is before me on consent pursuant to 28 U.S.C. § 636(c). Pending before the Court is defendants’ motion, pursuant to Rule 12 of the Federal Rules of Civil Procedure, to dismiss all claims arising from plaintiffs’ class allegations.1 For the reasons set forth below, the motion to dismiss plaintiffs’ class claims is granted, to the extent such claims are based on the federal Constitution or analogous provisions of the New York State constitution. To the extent plaintiffs have alleged state-law class claims that sound in tort or are otherwise based on non-constitutional grounds, the Court will reserve decision, so as to afford the parties an opportunity to address an issue not raised in their papers, i.e., whether such claims should be dismissed for failure to plead compliance with state notice-of-claim requirements, applicable to suits against a municipality.

BACKGROUND

A. Factual Background

On December 13, 2002, juvenile plaintiff Isaiah Febres (“Febres”), a student at the St. Dominic School, was arrested for his alleged involvement in a fight with another student at the school approximately three weeks earlier. (Third Amended/Supplemental Complaint, dated Oct. 17, 2004 (“3d Am. Compl.”) (Dkt.18), ¶ 44.) On the date of his arrest, Febres was called to the office of his school, where police officers placed him in handcuffs before transporting him to the 49th Precinct in the Bronx. (Id. ¶ 42.) The police then contacted Febres’s father, William Febres, who arrived at the 49th Precinct shortly thereafter. (Id. ¶ 69.) William Febres was informed by defendant Officer Asmat Allie that a “juvenile report” or “youth report” (“Juvenile Report”) would be executed and maintained by the New York City Police Department (“NYPD”) for one year, but that no criminal or other proceeding would occur. (Id. ¶¶ 70-71.) Febres then left the 49th Precinct in the custody of his father, and no Family Court proceeding or other proceeding was ever instituted against him. (Id. ¶ 71.) After the arrest, and upon advice of counsel, William Febres and his wife, Katherine Kortright, Febres’s mother, attempted to obtain a copy of Febres’s Juvenile Report. (Id. ¶ 84.) They were told that they could not secure a copy of the Juvenile Report unless it was subpoenaed. (Id.) Neither William Febres nor Ms. Kortright were informed of any right to a follow-up investigation regarding the [380]*380allegations contained in the Juvenile Report. (Id. ¶ 139.)

On December 18, 2002, juvenile plaintiff Athena Padouvas (“Padouvas”), a student at LaGuardia High School, was allegedly involved in purchasing a knife from another student at the school. (Id. ¶¶ 1108, 113, 123.) When school officials learned of this incident, Padouvas’s mother, Joan Padouvas, was called to come to the school. (Id. ¶¶ 115, 123.) At the school, Joan Padouvas was informed by a police officer that a Juvenile Report regarding the incident would be prepared and maintained by the NYPD until Padouvas reached 18 years of age. (Id. ¶ 116.) Padouvas was then released from school into her mother’s custody. (See Plaintiffs’ Memorandum in Opposition to the Defendants’ Rule 12 Motion to Dismiss the Plaintiffs’ Class Claims, dated Mar. 10, 2005 (“Pl.Mem.”), at 5.) Although administrative charges were apparently filed against Padouvas,2 it does not appear that she was ever arrested. (See 3d Am. Compl. ¶¶ 124, 129-30; PL Mem. at 5.) Joan Padouvas was not given the opportunity to contest the preparation of a Juvenile Report regarding her daughter, nor was she given a copy of any Juvenile Report that may have been prepared in her daughter’s case. (3d Am. Compl.¶ 117.)3 Joan Padouvas was also not informed of any right to a follow-up investigation regarding the allegations contained in any such Juvenile Report. (Id. ¶ 139.)

B. The Juvenile Report

A Juvenile Report is a one-page document (see 3d Am. Compl., Ex. A (Febres Juvenile Report)), which serves to “record and investigate certain complaints concerning juveniles at least seven (7) years of age, but less than sixteen (16) years of age” (3d Am. Compl., Ex. D (excerpt from NYPD Juvenile Reference Manual)). According to the NYPD Juvenile Reference Manual, a Juvenile Report “(1) serves as a statistical tool in lieu of a complaint report, ... (2) diverts juveniles from the court process, and (3) identifies potential delinquents.” (3d Am. Compl., Ex. D (excerpt from NYPD Juvenile Reference Manual).)

C. The Cuevas v. Leary Stipulation

On May 18, 1970, a group of parents commenced a class action against the NYPD, on their own behalf and on behalf of their minor children, challenging the procedures regarding the maintenance and dissemination of Juvenile Reports, and alleging that such procedures violated their and their children’s constitutional rights to due process and privacy. Cuevas v. Leary, No. 70 Civ. 420 (S.D.N.Y.); see 3d Am. Compl. Ex. B (Cue-vas v. Leary, Stipulation So Ordered by Judge Charles L. Brieant Jr. (S.D.N.Y. June 28, 1972) (“Cuevas Stip.”), at 1-2).4 That action was terminated by agreement of the parties when, on June 28, 1972, the parties entered into a stipulation providing for certain procedures to be followed in the preparation, maintenance, dissemination and destruction of Juvenile Reports. (See Cuevas Stip.)

The Cuevas Stipulation, which is apparently still in effect, provides that information regarding Juvenile Reports may only be provided to (1) Youth Officers, Youth Division Personnel or Detectives in connection with an investigation, (2) Desk Officers when exercising discretion to arrest or not arrest a [381]*381juvenile, and (3) public or private agencies, but only for the purposes of rehabilitation or treatment services. (See Cuevas Stip. at 5-7; 3d Am. Compl., Ex. C (excerpt from NYPD Juvenile Reference Manual).) Under the Stipulation, Juvenile Report information may not be divulged to any person or agency in relation to employment, housing or public assistance, or to probation personnel for sentencing or dispositional purposes. (See Cue-vas Stip. at 6; 3d Am. Compl., Ex. C.) Except as noted above, Youth Officers may not make known the existence or non-existence of a Juvenile Report, and copies of Juvenile Reports may not be provided to any public or private body or agency or any official. (See Cuevas Stip. at 5; 3d Am. Compl., Ex. C.)

In addition, under the Cuevas Stipulation, the NYPD was required to amend its own procedures to provide clearly for (1)

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Bluebook (online)
238 F.R.D. 377, 2006 U.S. Dist. LEXIS 68132, 2006 WL 2730741, Counsel Stack Legal Research, https://law.counselstack.com/opinion/febres-v-city-of-new-york-nysd-2006.