Farrow v. Allen

194 A.D.2d 40
CourtAppellate Division of the Supreme Court of the State of New York
DecidedDecember 2, 1993
StatusPublished
Cited by27 cases

This text of 194 A.D.2d 40 (Farrow v. Allen) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Farrow v. Allen, 194 A.D.2d 40 (N.Y. Ct. App. 1993).

Opinion

OPINION OF THE COURT

Ellerin, J.

At issue on this appeal is the scope of a waiver of the physician-patient privilege.

The underlying proceeding in this case seeks to vacate the respondent Allen’s adoption of two children, who are also the adopted children of petitioner Farrow. Petitioner moved before the Surrogate to compel the depositions of several non-party psychiatrists, including the appellant, Dr. Frederic M. Kass, one of whose patients is another child of petitioner, Soon-Yi Previn. It is claimed that Soon-Yi has communicated information to Dr. Kass which is material and relevant to the within proceeding. While appellant Kass resisted deposition on the ground that his testimony was protected by the physician-patient privilege, petitioner contends that any such privilege was waived by appellant’s release, with his patient’s authorization, of a letter dated January 26, 1993, which dealt with certain matters revealed to him by his patient during the course of treatment. Appellant does not deny that he sent the letter with his patient’s authorization, but argues that this limited disclosure did not act as a waiver of the physician-patient privilege in the present context.

The Surrogate found that since Dr. Kass’ patient had partially waived the privilege by publication, appellant could be deposed, but only concerning "the area of communications contained in the letter.” It is that order which is the subject of this appeal.

The physician-patient privilege, which was unknown at common law (Koump v Smith, 25 NY2d 287, 293), is statutorily codified in CPLR 4504 (a), which provides, in pertinent part, "Unless the patient waives the privilege, a person authorized to practice medicine * * * shall not be allowed to disclose any information which he acquired in attending a patient in a professional capacity, and which was necessary to enable him to act in that capacity”.

Although frequently criticized as an unnecessary hindrance to the truth-finding function of the courts (see, Williams v Roosevelt Hosp., 66 NY2d 391, 395-396; Koump v Smith, supra, at 293), the privilege has consistently been recognized by the courts of this State as necessary " 'to protect those who are [43]*43required to consult physicians from the disclosure of secrets imparted to them, to protect the relationship of patient and physician and to prevent physicians from disclosing information which might result in humiliation, embarrassment, or disgrace to patients’.” (People v Al-Kanani, 33 NY2d 260, 264, quoting Steinberg v New York Life Ins. Co., 263 NY 45, 48-49; see also, Dillenbeck v Hess, 73 NY2d 278, 285-286.) It is clear, however, that, like any evidentiary privilege, the physician-patient privilege only extends to protect information intended to be confidential (People v Decina, 2 NY2d 133, 145; Smith v International Paper Co., 142 AD2d 858, 860; 58 NY Jur 2d, Evidence and Witnesses § 854, at 539-541). "This provision of confidentiality encourages the patient to seek medical treatment and to be frank in describing his or her symptoms to the physician so that the most effective treatment can be obtained”. (Matter of Camperlengo v Blum, 56 NY2d 251, 254-255.) A particularly compelling rationale for confidentiality exists in a case involving a psychiatrist, since the very nature of psychiatric treatment renders privacy essential. (See, Alexander, Practice Commentaries, McKinney’s Cons Laws of NY, Book 7B, CPLR 4507, at 9.)

While the privilege protects not only communications, but "any medical information acquired by the physician through the application of professional skill or knowledge” (Dillenbeck v Hess, supra, at 284, n 4), it does not protect the facts themselves, and therefore will not prevent the patient from being asked to reveal the facts and incidents of his or her medical history (Williams v Roosevelt Hosp., supra, at 396). Parenthetically, it may be noted that while information imparted to appellant comes within the purview of the physician-patient privilege because he is a psychiatrist, communications with psychologists are also protected by the separate provisions of CPLR 4507.

In this case, consideration of whether the physician-patient privilege existing between Dr. Kass and his patient Soon-Yi Previn was to any degree waived must necessarily start with the letter of January 26, 1993. Appellant asserts that his patient authorized him to prepare and submit the letter to the Yale/New Haven Sexual Abuse Clinic, an agency which was working at the behest of the State of Connecticut to prepare a report in relation to a criminal investigation with which neither appellant nor his patient had any direct involvement. Appellant claims that the letter was a confidential communication intended only for the mental health profes[44]*44sionals at the clinic and that he so informed the clinic. Petitioner Farrow, however, vigorously disputes that the permission given by appellant’s patient regarding the letter’s distribution was of so narrow a scope, and there is some evidence supporting that position, including the fact that the letter was captioned solely, "To whom it may concern,” was not addressed to the clinic, and did not itself contain any indication as to the persons to whom its release was authorized. Moreover, it is clear that the letter was not kept confidential and that it has in fact come into the hands of attorneys for both parties to the proceeding.

Whatever limits on disclosure of the letter may have been intended by Dr. Kass’ patient, the very fact of such disclosure foreclosed any claim of privilege as to the information contained in the letter itself. As already noted, the physician-patient privilege only applies to protect communications which have been made in confidence as well as in the context of the physician-patient relationship. It follows therefore that, even if the information was intended to remain confidential when it was communicated, once a patient puts the information into the hands of a third party who is completely unconnected to his or her treatment and who is not subject to any privilege, it can no longer be considered a confidence and the privilege must be deemed to have been waived as to that information (see, People v Figueroa, 173 AD2d 156, 159; People v Hawkrigg, 138 Misc 2d 764, 765-766; see also, In re Von Bulow, 828 F2d 94, 103). Thus, even assuming that appellant and his patient reasonably, if incorrectly, anticipated that the letter and its contents would go no further, its release to clinicians at the Yale/New Haven clinic, who had no relationship to the treatment of appellant’s patient, is sufficient to waive the privilege as to the information contained in the letter itself.

It is irrelevant here that it was appellant, rather than his patient, who released the letter containing the otherwise confidential information. While it is the patient who holds the privilege and, therefore, only the patient who may waive it (Dillenbeck v Hess, 73 NY2d, supra, at 289; Prink v Rockefeller Ctr., 48 NY2d 309, 314; Richardson, Evidence § 434 [Prince 10th ed]), there is no basis in logic to differentiate between a situation where the patient conveys the information directly to the unconnected third party and a situation, as here, where the patient authorizes his or her physician to convey such information (see, Workman v Boylan Buick, 36 AD2d 978; In [45]*45re Von Bulow, supra, at 100).

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Cite This Page — Counsel Stack

Bluebook (online)
194 A.D.2d 40, Counsel Stack Legal Research, https://law.counselstack.com/opinion/farrow-v-allen-nyappdiv-1993.