Farrington v. Mikeska

155 F.2d 412, 33 C.C.P.A. 1073, 69 U.S.P.Q. (BNA) 509, 1946 CCPA LEXIS 460
CourtCourt of Customs and Patent Appeals
DecidedMay 7, 1946
DocketPatent Appeals 5112, 5113
StatusPublished
Cited by16 cases

This text of 155 F.2d 412 (Farrington v. Mikeska) is published on Counsel Stack Legal Research, covering Court of Customs and Patent Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Farrington v. Mikeska, 155 F.2d 412, 33 C.C.P.A. 1073, 69 U.S.P.Q. (BNA) 509, 1946 CCPA LEXIS 460 (ccpa 1946).

Opinion

HATFIELD, Associate Judge.

These are cross-appeals in an interference proceeding from the decision of the Board of Interference Examiners of the United States Patent Office awarding priority of invention of the subject matter defined by count 1 to appellees Farrington et al. in appeal No. 5113, and that of count 2 to appellee Mikeska in appeal No. 5112.

The interference is between application No. 374,078 of Farrington et al. filed January 11, 1941, which is a division of a parent application No. 241,648, filed November 21, 1938, and Mikeska’s patent No. 2,219,050, issued October 22, 1940, on an application filed December 31, 1938. Farrington et al. are the senior parties by virtue of the filing of their earlier application. Accordingly, the burden was upon Mikeska to establish priority of invention by a preponderance of the evidence.

The counts in issue relate to mixed ester salts of phosphoric acid in which the alkylaryl groups “constitute the ester portion of the molecule.” They read:

“1. A base metal salt of a phosphoric acid ester containing at least one alkylaryl group and a total of 5 to 16 saturated carbon atoms in the alkyl radicals of said al-kylaryl groups.
“2. A compound of the general formula
(R-Ar-0)xF0(0M)y
in which R represents at least one alkyl sub-stituent containing an average total of 5 to 16 carbon atoms, Ar represents an aromatic nucleus, M represents a basic metal atom and x and y are whole numbers from 1 to 2, the sum of which is 3.”

As stated in the decision of the Board of Interference Examiners, the involved counts are substantially the same as claims 1 and 12 in the Mikeska patent “and differ therefrom only in the upper limit of the number of carbon atoms present in the alkyl substituent; Farrington not having adequate basis for the particular upper limitation of the patent claims” which call for 5 to 20 carbon atoms.

The Board of Interference Examiners accorded Mikeska a date of conception and reduction to practice as of July 1938, on the basis of an experiment performed on his behalf by one George E. Serniuk, a chemist employed by the Standard Oil Development Company, assignee of Mikeska, in which, Serniuk testified, “an attempt was made to prepare a di-tertiary amyl phenyl phosphate as a mono-sodium salt by esterifying tertiary amyl phenol with phosphorus penta chloride.” That the desired product was obtained by Serniuk, was indicated by an analysis which showed the phosphorus content to be very close to what is termed the “theoretical value,” that is, the amount which would theoretically be present if the product had the desired composition, and also by the “solubility characteristics of the product.” Farrington et al. contend that that analysis is insufficient because the amount of each element was not determined. The Board of Interference Examiners held, however, that the tests employed were sufficient to establish the identity of the product as falling within the scope of both counts. That holding, under all the circumstances and in view of the method *414 by which the product was prepared, is, in our opinion, correct.

Farrington et al. also allege that the product was not sufficiently tested to establish a reduction to practice.

The tests made of the product obtained showed satisfactory results as a wetting agent in soft water, which is sufficient in view of the fact that the counts are not limited to any particular use of the product and clearly do not require that it be an effective wetting agent in hard water or in acid solutions. Mikeska, therefore, is entitled to July 1938, when the witness Ser-niuk completed his experiment, for reduction to practice of the subject matter defined by the involved counts.

The only experiments relied upon here by Mikeska as establishing dates prior to July 1938 are those performed by the witness Frank E. Toonder in 1937, who at that time was an employee of the Standard Oil Development Company.

The results of the Toonder experiments differed from those of the Serniuk experiment in that the phosphorus content of the products varied to a considerable extent from the “theoretical value” of compounds coming within the counts. Although Mi-keska argues that this discrepancy was due to impurities, that argument is merely speculative. The evidence submitted does not satisfactorily establish that any product obtained by the witness Toonder was of the kind called for by either of the counts, and it follows that his work is not sufficient to establish either conception or reduction to practice of the subject matter defined by either of the counts in issue.

Mikeska also relies for conception and constructive reduction to practice on an earlier application which matured into patent No. 2,213,588.

That patent, however, merely suggests that compounds of the kind here involved may be prepared by certain steps, which are indicated only generally. No specific examples are given, and there is no statement as to the particular conditions under which the reactions are to be carried out. The fact that the witness Serniuk, working under Mikeska, made a number of unsuccessful attempts to prepare the compounds called for by the counts in issue after the application for the Mikeska patent No. 2,213,588 had been filed, clearly indicates that that patent does not disclose the invention defined by the involved counts. It is asserted by Mikeska that the lack of success was due to impure materials. It is not established, however, that pure materials would have produced the desired product. In his successful experiment, the witness Serniuk employed materials different from those employed by him in the other experiments. Under the circumstances, the disclosure in the Mikeska patent No. 2,213,588 was properly held to be insufficient to support the counts in the interference.

A disclosure, in order to amount to a constructive reduction to practice, must be sufficient to enable those skilled in the art to practice the invention without the necessity of extensive experimentation. Thompson v. Dicke, 110 F.2d 98, 27 C.C.P.A. (Patents) 931.

We are of opinion that the Board of Interference Examiners properly held that Mikeska was entitled to a date not earlier than July 1938 for conception and reduction to practice of the invention defined by the counts in issue.

Owing to the fact that the board held that the parties Farrington et al. are entitled to conception and reduction to practice of the invention defined by count 1 as early as April 1938, and since Mikeska has alleged no error in that holding, and as that holding of the board is supported by the evidence of record, the award of priority of invention of the subject matter defined by count 1 to Farrington et al. is affirmed.

Farrington et al. rely on three alleged preparations of sodium or potassium compounds, which, it is alleged, come within the terms of the counts in issue and which were prepared prior to July 1938. In each of those experiments, the compound was merely an intermediate product which was used in making a calcium or aluminum salt which is not called for by count 2.

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155 F.2d 412, 33 C.C.P.A. 1073, 69 U.S.P.Q. (BNA) 509, 1946 CCPA LEXIS 460, Counsel Stack Legal Research, https://law.counselstack.com/opinion/farrington-v-mikeska-ccpa-1946.