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3 4 5 UNITED STATES DISTRICT COURT 6 WESTERN DISTRICT OF WASHINGTON AT SEATTLE 7 HENRY FAISON, CASE NO. 2:23-cv-01437 8 Plaintiff, ORDER TO SHOW CAUSE OR 9 AMEND COMPLAINT v. 10 PAUL VICKERS; HARBORVIEW 11 HOSPITAL,
12 Defendants. 13 14 1. INTRODUCTION 15 The Court raises this matter sua sponte. Pro se Plaintiff Henry Faison 16 pursues this action in forma pauperis (IFP). Dkt. No. 4. Having closely reviewed the 17 docket, the law, and the parties’ filings, the Court, being fully informed, finds that 18 Faison fails to assert a basis for the Court’s subject-matter jurisdiction. See Fed R. 19 Civ. P. 12(h)(3) (requiring dismissal where court lacks subject-matter jurisdiction). 20 Additionally, Faison fails to state a claim on which relief may be granted, offering 21 no factual or legal basis for his claims. See 28 U.S.C. § 1915 (requiring dismissal 22 where a litigant proceeding IFP fails to state a claim on which relief may be 23 granted). These failures warrant dismissal. But rather than dismissing this case 1 outright, the Court GRANTS Faison leave to amend his complaint within 2 TWENTY-ONE (21) days of this Order to address the issues identified below.
3 Failure to do so will result in dismissal. 4 2. BACKGROUND 5 Faison began this lawsuit against Defendants Paul Vickers and Harborview 6 Medical Center (“Harborview”) in September 2023, with his motion to proceed IFP. 7 Dkt. No. 1. The Honorable Michelle L. Peterson, U.S. Magistrate Judge, granted the 8 motion, Dkt. No. 3, and Faison’s complaint was filed a few days later. Dkt. No. 4.
9 Reading his complaint, the factual and legal bases for Faison’s claims are 10 unclear. In the section titled “Statement of Claim”—where the plaintiff is required 11 to “[w]rite a short and plain statement of the claim” explaining “how each defendant 12 was involved and what each defendant did that caused the plaintiff harm or 13 violated the plaintiff’s rights”—Faison wrote only, “Original Bill for Debt on legal 14 Demand. See attached Bill.” Id. at 5. He did not explain the nature of, or parties to, 15 this alleged “debt.” See id.
16 Faison attached three documents to his complaint, the significance of which 17 is unclear. First, he attached a document labeled “Order Pro Confesso,” which 18 seems to allege that because Vickers and Harborview “discriminated against and 19 damaged” him, and were “served with actual notice” of a state-court action brought 20 by Faison against them, but “fail[ed]… to make any defence [sic]” in that action, 21 they are therefore liable to him for $250,000. Id. at 7. Second, he attached a
22 document titled “Bill for Debt on a Legal Demand.” Id. at 8. Addressed to the 23 “Chancery Court” at King County, this document references the “Order Pro 1 Confesso” and appears to demand a legal judgment against Vickers and Harborview 2 in the amount of $250,000. Id. And third, he attached a so-called “Affidavit of
3 Claim” asserting that he “was discriminated against and damaged by Paul Vickers” 4 and claiming $250,000 in damages. Id. at 9. The affidavit does not explain the basis 5 of the alleged discrimination. 6 Faison’s complaint states no basis for subject matter jurisdiction. See id. at 3 7 (failing to check any box indicating the basis of the Court’s jurisdiction). The section 8 devoted to federal question jurisdiction was left blank. Id. And in the section
9 devoted to diversity jurisdiction, he stated that he and Vickers are both citizens of 10 Washington. Id. at 4. 11 Faison’s lawsuit remained largely inactive until September 2024, when the 12 Court ordered him to show cause why his case should not be dismissed for failure to 13 prove service and failure to prosecute. See Dkt. 8. In response, Faison filed 14 documents stating that “[t]his case should not be dismissed for failure to effect 15 service” because he had, in fact, effected service. Dkt. No. 10 at 1. Upon review of
16 these documents, however, it appears that Faison “served” Vickers and Harborview 17 with a summons that was not signed or sealed by the Clerk of Court. See id. at 2 18 (summons form with apparently fraudulent seal in top-left corner). 19 After this defective service, Harborview appeared and answered Faison’s 20 complaint, Dkt. No. 12, followed by a motion for judgment on the pleadings and 21 dismissal for lack of subject-matter jurisdiction, Dkt. No. 14. Meanwhile, Faison
22 also moved for judgment as a matter of law on the pleadings. Dkt. No. 15. 23 1 3. DISCUSSION 2 Because Vickers and Harborview were not properly served, see infra § 3.3,
3 the Court addresses the defects in Faison’s pleadings sua sponte—under Fed R. Civ. 4 P. 12(h)(3) and 28 U.S.C. § 1915(e)(2)(B)—rather than addressing them as they 5 relate to the parties’ cross-motions for judgment on the pleadings. 6 3.1 Faison has failed to establish subject-matter jurisdiction on the face of his complaint. 7 If the Court determines at any time that it lacks subject matter jurisdiction, 8 the Court must dismiss the action. Fed R. Civ. P. 12(h)(3). In general, a federal 9 district court has subject matter jurisdiction over civil actions: (1) “arising under the 10 Constitution, laws, or treaties of the United States” (federal question jurisdiction), 11 see 28 U.S.C. § 1331; or (2) where the amount in controversy exceeds $75,000, and 12 the plaintiffs and defendants are citizens of different states (diversity jurisdiction), 13 see id. § 1332(a)(1). 14 Because Faison indicates that both he and Vickers live in Washington state, 15 Dkt. No. 4 at 4, the Court does not have diversity jurisdiction. Thus, Faison must 16 establish federal question jurisdiction for his claims to proceed. See Caterpillar Inc. 17 v. Williams, 482 U.S. 386, 392 (1987) (“Absent diversity of citizenship, federal- 18 question jurisdiction is required”). Federal question jurisdiction exists when a 19 federal question is presented on the face of the plaintiff’s properly pleaded 20 complaint. Id. 21 Construing Faison’s complaint liberally, he seems to allege that he is owed 22 $250,000 arising out of discrimination by Vickers and Harborview. But he does not 23 1 allege facts giving rise to an actionable discrimination claim. Faison’s attached 2 documents seem to suggest a different story: rather than seeking to litigate his
3 discrimination claim here, he may instead be seeking federal-court enforcement of a 4 state-court judgment from a discrimination suit (though he provides no evidence of 5 that judgment). In any case, without knowing the circumstances surrounding 6 Faison’s discrimination claim, the Court cannot determine whether Faison’s 7 allegations arose under federal law. Therefore, the Court appears to lack federal 8 question jurisdiction.
9 3.2 Faison’s complaint fails to state a claim on which relief may be granted. 10 When a plaintiff proceeds in forma pauperis, the Court must dismiss the 11 action if the Court determines the action is frivolous, malicious, or fails to state a 12 claim on which relief may be granted. 28 U.S.C. § 1915(e)(2)(B)(i)-(ii). To state a 13 claim, a complaint must meet the pleading requirements set forth under Rule 8 of 14 the Federal Rules of Civil Procedure.
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3 4 5 UNITED STATES DISTRICT COURT 6 WESTERN DISTRICT OF WASHINGTON AT SEATTLE 7 HENRY FAISON, CASE NO. 2:23-cv-01437 8 Plaintiff, ORDER TO SHOW CAUSE OR 9 AMEND COMPLAINT v. 10 PAUL VICKERS; HARBORVIEW 11 HOSPITAL,
12 Defendants. 13 14 1. INTRODUCTION 15 The Court raises this matter sua sponte. Pro se Plaintiff Henry Faison 16 pursues this action in forma pauperis (IFP). Dkt. No. 4. Having closely reviewed the 17 docket, the law, and the parties’ filings, the Court, being fully informed, finds that 18 Faison fails to assert a basis for the Court’s subject-matter jurisdiction. See Fed R. 19 Civ. P. 12(h)(3) (requiring dismissal where court lacks subject-matter jurisdiction). 20 Additionally, Faison fails to state a claim on which relief may be granted, offering 21 no factual or legal basis for his claims. See 28 U.S.C. § 1915 (requiring dismissal 22 where a litigant proceeding IFP fails to state a claim on which relief may be 23 granted). These failures warrant dismissal. But rather than dismissing this case 1 outright, the Court GRANTS Faison leave to amend his complaint within 2 TWENTY-ONE (21) days of this Order to address the issues identified below.
3 Failure to do so will result in dismissal. 4 2. BACKGROUND 5 Faison began this lawsuit against Defendants Paul Vickers and Harborview 6 Medical Center (“Harborview”) in September 2023, with his motion to proceed IFP. 7 Dkt. No. 1. The Honorable Michelle L. Peterson, U.S. Magistrate Judge, granted the 8 motion, Dkt. No. 3, and Faison’s complaint was filed a few days later. Dkt. No. 4.
9 Reading his complaint, the factual and legal bases for Faison’s claims are 10 unclear. In the section titled “Statement of Claim”—where the plaintiff is required 11 to “[w]rite a short and plain statement of the claim” explaining “how each defendant 12 was involved and what each defendant did that caused the plaintiff harm or 13 violated the plaintiff’s rights”—Faison wrote only, “Original Bill for Debt on legal 14 Demand. See attached Bill.” Id. at 5. He did not explain the nature of, or parties to, 15 this alleged “debt.” See id.
16 Faison attached three documents to his complaint, the significance of which 17 is unclear. First, he attached a document labeled “Order Pro Confesso,” which 18 seems to allege that because Vickers and Harborview “discriminated against and 19 damaged” him, and were “served with actual notice” of a state-court action brought 20 by Faison against them, but “fail[ed]… to make any defence [sic]” in that action, 21 they are therefore liable to him for $250,000. Id. at 7. Second, he attached a
22 document titled “Bill for Debt on a Legal Demand.” Id. at 8. Addressed to the 23 “Chancery Court” at King County, this document references the “Order Pro 1 Confesso” and appears to demand a legal judgment against Vickers and Harborview 2 in the amount of $250,000. Id. And third, he attached a so-called “Affidavit of
3 Claim” asserting that he “was discriminated against and damaged by Paul Vickers” 4 and claiming $250,000 in damages. Id. at 9. The affidavit does not explain the basis 5 of the alleged discrimination. 6 Faison’s complaint states no basis for subject matter jurisdiction. See id. at 3 7 (failing to check any box indicating the basis of the Court’s jurisdiction). The section 8 devoted to federal question jurisdiction was left blank. Id. And in the section
9 devoted to diversity jurisdiction, he stated that he and Vickers are both citizens of 10 Washington. Id. at 4. 11 Faison’s lawsuit remained largely inactive until September 2024, when the 12 Court ordered him to show cause why his case should not be dismissed for failure to 13 prove service and failure to prosecute. See Dkt. 8. In response, Faison filed 14 documents stating that “[t]his case should not be dismissed for failure to effect 15 service” because he had, in fact, effected service. Dkt. No. 10 at 1. Upon review of
16 these documents, however, it appears that Faison “served” Vickers and Harborview 17 with a summons that was not signed or sealed by the Clerk of Court. See id. at 2 18 (summons form with apparently fraudulent seal in top-left corner). 19 After this defective service, Harborview appeared and answered Faison’s 20 complaint, Dkt. No. 12, followed by a motion for judgment on the pleadings and 21 dismissal for lack of subject-matter jurisdiction, Dkt. No. 14. Meanwhile, Faison
22 also moved for judgment as a matter of law on the pleadings. Dkt. No. 15. 23 1 3. DISCUSSION 2 Because Vickers and Harborview were not properly served, see infra § 3.3,
3 the Court addresses the defects in Faison’s pleadings sua sponte—under Fed R. Civ. 4 P. 12(h)(3) and 28 U.S.C. § 1915(e)(2)(B)—rather than addressing them as they 5 relate to the parties’ cross-motions for judgment on the pleadings. 6 3.1 Faison has failed to establish subject-matter jurisdiction on the face of his complaint. 7 If the Court determines at any time that it lacks subject matter jurisdiction, 8 the Court must dismiss the action. Fed R. Civ. P. 12(h)(3). In general, a federal 9 district court has subject matter jurisdiction over civil actions: (1) “arising under the 10 Constitution, laws, or treaties of the United States” (federal question jurisdiction), 11 see 28 U.S.C. § 1331; or (2) where the amount in controversy exceeds $75,000, and 12 the plaintiffs and defendants are citizens of different states (diversity jurisdiction), 13 see id. § 1332(a)(1). 14 Because Faison indicates that both he and Vickers live in Washington state, 15 Dkt. No. 4 at 4, the Court does not have diversity jurisdiction. Thus, Faison must 16 establish federal question jurisdiction for his claims to proceed. See Caterpillar Inc. 17 v. Williams, 482 U.S. 386, 392 (1987) (“Absent diversity of citizenship, federal- 18 question jurisdiction is required”). Federal question jurisdiction exists when a 19 federal question is presented on the face of the plaintiff’s properly pleaded 20 complaint. Id. 21 Construing Faison’s complaint liberally, he seems to allege that he is owed 22 $250,000 arising out of discrimination by Vickers and Harborview. But he does not 23 1 allege facts giving rise to an actionable discrimination claim. Faison’s attached 2 documents seem to suggest a different story: rather than seeking to litigate his
3 discrimination claim here, he may instead be seeking federal-court enforcement of a 4 state-court judgment from a discrimination suit (though he provides no evidence of 5 that judgment). In any case, without knowing the circumstances surrounding 6 Faison’s discrimination claim, the Court cannot determine whether Faison’s 7 allegations arose under federal law. Therefore, the Court appears to lack federal 8 question jurisdiction.
9 3.2 Faison’s complaint fails to state a claim on which relief may be granted. 10 When a plaintiff proceeds in forma pauperis, the Court must dismiss the 11 action if the Court determines the action is frivolous, malicious, or fails to state a 12 claim on which relief may be granted. 28 U.S.C. § 1915(e)(2)(B)(i)-(ii). To state a 13 claim, a complaint must meet the pleading requirements set forth under Rule 8 of 14 the Federal Rules of Civil Procedure. Under this standard, a complaint “must 15 contain sufficient factual matter, accepted as true, to state a claim to relief that is 16 plausible on its face.” Bell Atl. v. Twombly, 550 U.S. 544, 570 (2007). A claim is 17 plausible “when the plaintiff pleads factual content that allows the court to draw 18 the reasonable inference that the defendant is liable for the misconduct alleged.” 19 Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (citing Twombly, 550 U.S. at 556). While 20 Rule 8 does not demand detailed factual allegations, it “demands more than an 21 unadorned, the defendant-unlawfully-harmed-me accusation.” Id. at 679. 22 23 1 However, “[p]leadings must be construed so as to do justice.” Fed. R. Civ. P. 2 8(e). Therefore, a “document filed pro se is to be liberally construed and a pro se
3 complaint, however inartfully pleaded, must be held to less stringent standards 4 than formal pleadings drafted by lawyers.” Erickson v. Pardus, 551 U.S. 89, 94 5 (2007) (citations omitted). Courts are not to “dismiss a pro se complaint without 6 leave to amend unless “‘it is absolutely clear that the deficiencies of the complaint 7 could not be cured by amendment.’” Rosati v. Igbinoso, 791 F.3d 1037, 1039 (9th Cir. 8 2015).
9 Faison has not satisfied Rule 8’s facial plausibility standard. His bare 10 assertion that Vickers “discriminated” against him, without any factual allegations 11 to support it, does not suffice. If Faison wishes to litigate his discrimination claim 12 here—which, again, it is not clear that he does—he must explain the claim’s basis 13 in fact and law. To give him another opportunity to do so, the Court GRANTS 14 Faison leave to amend his complaint to avoid dismissal for failure to state a claim 15 under § 1915(e)(2)(B).
16 3.3 The Court will not issue a summons until Faison addresses the deficiencies in his complaint. 17 The Court also takes judicial notice of the service issues in this case. “Service 18 of a valid summons is necessary before the district court may exercise personal 19 jurisdiction over the defendant, and to be valid a summons must be signed by the 20 clerk.” Silbaugh v. Chao, 942 F.3d 911, 914 (9th Cir. 2019). The summons that 21 Faison appears to have “served” on Vickers and Harborview was not signed or 22 sealed by the Clerk of Court. See Fed. R. Civ. P. 4(b) (“If the summons is properly 23 1 completed, the clerk must sign, seal, and issue it to the plaintiff for service on the 2 defendant.”). The Court DIRECTS the Clerk of Court not to issue a signed, sealed
3 summons to Faison until the Court finds that Faison has established the Court’s 4 subject matter jurisdiction and stated a claim on which relief may be granted. See 5 28 U.S.C. § 1915(e)(2)(B). 6 4. CONCLUSION 7 In sum, the Court FINDS that Faison has failed to establish federal subject 8 matter jurisdiction. The Court also FINDS that Faison has failed to state a claim on
9 which relief may be granted. Accordingly, within TWENTY-ONE (21) days of this 10 Order, Faison must show cause why this case should not be dismissed. He may do 11 so by responding to this order or amending his complaint to address the issues 12 raised above. Failure to timely respond or submit an amended complaint that 13 rectifies these deficiencies will result in dismissal. 14 It is so ORDERED. 15 Dated this 30th day of January, 2025.
16 a Jamal N. Whitehead 17 United States District Judge 18 19 20 21 22 23