Ex Parte State

960 So. 2d 740
Supreme Court of Alabama·Decided December 22, 2006·No. 1050800·Published·Cited by 17 cases

Opinion

960 So.2d 740 (2006)

Ex parte State of Alabama
(In re William Buster HOLT
v.
STATE of Alabama).

1050800.

Supreme Court of Alabama.

December 22, 2006.

Troy King, atty. gen., and Kevin C. Newsom, deputy atty. gen., and Stephanie N. Morman and Stephen N. Dodd, asst. attys. gen., for petitioner.

*741 Morgan Butler, Scottsboro, for respondent.

Prior report: Ala.Cr.App., 960 So.2d 726.

BOLIN, Justice.

WRIT QUASHED. NO OPINION.

LYONS, HARWOOD, WOODALL, and SMITH, JJ., concur.

NABERS, C.J., and SEE, STUART, and PARKER, JJ., dissent.

SEE, Justice (dissenting).

I dissent from the decision to quash the writ of certiorari. Kirby v. State, 899 So.2d 968, 974 (Ala.2004), says that the trial judge will decide "whether a defendant is a nonviolent offender . . . based upon the nature of the defendant's underlying conviction, other factors brought before the judge in the record of the case, and information submitted to the judge by the [Department of Corrections] and the Parole Board concerning the inmate's behavior while incarcerated." Kirby, however, does not specify what weight, if any, should be assigned to the latter two factors if the underlying conviction is for a violent offense. Therefore, I would grant the State's petition for the writ of certiorari as presenting a question of first impression — whether other factors can overcome the fact that the defendant's underlying conviction is for a violent offense.

Moreover, I write specially because I believe that § 13A-5-9.1, Ala.Code 1975, may well violate the separation-of-powers provisions of the Alabama Constitution as a legislative incursion into the power reserved to the judiciary. My review of the issue that William Buster Holt raises, and, by necessity, of § 13A-5-9.1, requires me to consider the mandate the legislature purports to confer upon the courts by its enactment of § 13A-5-9.1; in other words, this Court must consider what it is that § 13A-5-9.1 intends to require a trial court to do. We noted in Kirby that § 13A-5-9.1 purports to confer jurisdiction on trial courts to reopen the final sentences of habitual felons.[1] Insofar as § 13A-5-9.1 goes beyond such a conferring of jurisdiction and requires a trial court to entertain a motion to reopen a final judgment, it would appear that it impinges on the core judicial power and is, therefore, unconstitutional. Neither party raised this constitutional question; however, this Court must determine the constitutionality of a statute where the statute is essential to the decision of the actual controversy that is before this Court.[2]

The Constitution of Alabama of 1901 "`expressly adopts the doctrine of separation of powers that is only implicit in the Constitution of the United States.'" McInnish v. Riley, 925 So.2d 174, 178 (Ala.2005)(quoting Birmingham-Jefferson Civic Ctr. Auth. v. City of Birmingham, *742 912 So.2d 204, 212 (Ala.2005)). Section 42 of the Alabama Constitution provides:

"The powers of the government of the State of Alabama shall be divided into three distinct departments, each of which shall be confided to a separate body of magistracy, to wit: Those which are legislative, to one; those which are executive, to another; and those which are judicial, to another."

Section 43 of the Alabama Constitution provides:

"In the government of this state, except in the instances in this Constitution hereinafter expressly directed or permitted, the legislative department shall never exercise the executive and judicial powers, or either of them; the executive shall never exercise the legislative and judicial powers, or either of them; the judicial shall never exercise the legislative and executive powers, or either of them; to the end that it may be a government of laws and not of men."

The Alabama Constitution thus "mandates that no branch of government be allowed to exercise any power vested in another branch and not vested in it." Ex parte Jenkins, 723 So.2d 649, 654 (Ala.1998).[3]

"[T]he core judicial power is the power to declare finally the rights of the parties, in a particular case or controversy, based on the law at the time the judgment becomes final." Jenkins, 723 So.2d at 656. See also Jenkins, 723 So.2d at 656 ("`"[A] judgment conclusively resolves the case" because "a judicial Power" is one to render dispositive judgments.'") (quoting Plaut v. Spendthrift Farm, Inc., 514 U.S. 211, 219, 115 S.Ct. 1447, 131 L.Ed.2d 328 (1994), quoting in turn Easterbrook, Presidential Review, 40 Case W. Res. L.Rev. 905, 926 (1990) ). A judicial decision that has achieved finality "`becomes the last word of the judicial department with regard to a particular case or controversy, and Congress may not declare by retroactive legislation that the law applicable to that very case was something other than what the courts said it was.'" Jenkins, 723 So.2d at 656 (quoting Plaut, 514 U.S. at 227, 115 S.Ct. 1447).

"`The finality that a court can pronounce is no more than what the law in existence at the time of judgment will permit it to pronounce. If the law then applicable says that the judgment may be reopened for certain reasons, that limitation is built into the judgment itself, and its finality is so conditioned.'"

Jenkins, 723 So.2d at 656 (quoting Plaut, 514 U.S. at 234, 115 S.Ct. 1447).

In Jenkins, we determined that § 26-17A-1(a), Ala.Code 1975, violated the separation-of-powers doctrine because that section requires the courts to retroactively apply that section and to reopen a judgment previously determined to be final. Section 26-17A-1(a) provides that one previously adjudicated to be the father of a child can petition the trial court to reopen the final judgment of paternity, without regard to the "reasonable time" requirement of Rule 60(b)(6), Ala. R. Civ. P.,[4] and *743 "the case shall be reopened if there is scientific evidence presented by the defendant that he is not the father." The child's guardian ad litem argued that § 26-17A-1 impinges on the judicial power to finally adjudicate cases and controversies and that the legislative command violates the separation-of-powers principle manifested in the Alabama Constitution. We agreed, and we held that the legislature cannot retroactively change the law of finality that was incorporated into final judgments before the legislature enacted § 26-17A-1. Jenkins, 723 So.2d at 655-58. See also Plaut, 514 U.S. at 228, 115 S.Ct. 1447 ("The separation-of-powers violation . . . consists of depriving judicial judgments of the conclusive effect that they had when they were announced. . . ."). Therefore, we held that "to the extent § 26-17A-1 is applied retroactively to change the reopening provisions incorporated into paternity judgments that became final before that section was enacted, it impinges on the core judicial power." Jenkins, 723 So.2d at 656.

In Kirby, supra, Junior Mack Kirby moved the trial court for reconsideration of his sentence pursuant to § 13A-5-9.1, Ala.Code 1975. The trial court found § 13A-5-9.1 "unconstitutional because it impermissibly delegated power [from the legislative branch of government] to another branch of government [the judicial branch] by failing to establish criteria determining who was a `nonviolent conv

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