Ex Parte James Richard "Rick" Perry

471 S.W.3d 63
Court of Appeals of Texas·Decided July 29, 2015·No. 03-15-00063-CR·Published·Cited by 14 cases

Opinion

OPINION

Bob Pemberton, Justice

This appeal arises from an ongoing criminal prosecution that, as the district court observed, involves “unique circumstances” that “have been widely reported, argued, and discussed by many with no standing in the case.” 1 Whatever the focus of such commentary, our disposition of this appeal turns on legal issues — primarily procedural in nature — that may be of somewhat less public renown.

To summarize the proceedings below, the appellant — James Richard “Rick” Perry, who until recently served as Governor of Texas — sought dismissal, through a pretrial writ of habeas corpus, of two pending criminal charges (“abuse of official capacity” and “coercion of a public servant”) that are predicated on alleged acts preceding or relating to his line-item veto of a proposed legislative funding appropriation. In seeking dismissal, Perry has contended chiefly that the statutes on which each charge is based, “as applied” to him, violate constitutional protections related to free expression and the separation of powers. Even while terming these “as applied” constitutional challenges “compelling,” 2 the distinct court determined that it could not decide their merits at that juncture, let alone grant relief, due to procedural limitations the Court of Criminal Appeals has imposed on the ability of lower courts to address such “as applied” challenges when raised through pretrial habeas corpus, as Perry has attempted here. While Perry contends this ruling was error, we reach the same conclusion that the district court did — under the Court of Criminal Appeals’s binding precedents, Perry cannot bring his “as applied” constitutional challenges through pretrial habeas corpus.

Perry has also asserted that the statute on which the “coercion of a public servant” charge is based “facially” violates the First Amendment to the United States Constitution. While recognizing that defendants may bring such facial constitutional challenges through pretrial habeas corpus, the district court rejected Perry’s claims on the merits. As to this ruling we respectfully disagree with the district court — the statute on which the “coercion of a public servant” is based, as written, and as we are bound to construe it, violates the First Amendment and, accordingly, cannot be enforced.

As a consequence of these holdings, we affirm the district court’s denial of relief as to the “abuse of official capacity” charge, because Perry’s “as-applied” constitutional challenges cannot be addressed through pretrial habeas corpus under current Texas law. However, because the First Amendment bars enforcement of the statute on which the “coercion of a public servant” charge is based, that charge must be dismissed.

BACKGROUND

The indictment

Through an indictment returned by a Travis County grand jury, appellant Perry has been charged with two counts. Count I alleges that Perry violated section 39.02, subsection (a)(2) of the Texas Penal Code — “Abuse of Official Capacity”— *71 which in pertinent part makes it an offense for a “public servant,” “with intent to harm ... another,” to intentionally or knowingly “misuse government property ... that has come into the public servant’s custody or possession by virtue of the public servant’s office or employment.” 3 Count II alleges that Perry violated Penal Code section 36.03(a)(1) — “Coercion of Public Servant” — which makes it an offense for a person, “by means of coercion” (a term defined under the Penal Code to include “a threat, however communicated, ... to take or withhold action as a public servant”) to “influence” or attempt to “influence” a “public servant” to certain ends. 4 Although the parties are continuing to litigate the precise content of the indictment before the district court, it suffices for present purposes to note their general agreement that both charges relate to alleged conduct by Perry preceding or relating to his line-item veto of a legislative appropriation to fund the “Public Integrity Unit,” then housed within the Travis County District Attorney’s Office, while he was serving as Governor of Texas.

In response to the indictment, Perry has vigorously disputed that the alleged conduct actually equals a crime under either of- the statutes under which he was charged, properly construed, and he urges that any prosecution for such conduct would infringe not only his personal free-speech rights under the Texas and federal constitutions, but also core powers vested in all Texas governors by the Texas Constitution. Were the pending criminal charges civil claims instead, Perry would have in his defensive arsenal an array of procedural mechanisms through which he could raise such challenges to the legal viability of the State’s theories at the outset and possibly obtain dismissal prior to trial — e.g., special exceptions, 5 motions for summary judgment, 6 and the recently created motion to dismiss a cause of action that “has no basis in law or fact,” 7 with possible immediate recourse to appellate courts in the event such relief was denied at the trial level. 8 But the pretrial remedies presently available to defendants in Texas criminal cases are more limited 9 — as the Texas Court of Criminal Appeals has put it, “trial on the merits” remains *72 “ ‘the main event.’ ” 10 Whether it is sound policy to draw such a distinction between defendants faced with loss of property versus loss of liberty is not a question that this intermediate appellate court is empowered to address — we are instead duty-boúnd to follow 'that existing law unless and until the Legislature or the Court of Criminal-Appeals instructs us otherwise. 11

Proceedings below

This appeal arises from Perry’s attempt to invoke one of the pretrial remedies that potentially may be available to defendants in Texas criminal cases — an application for a pretrial writ of habeas corpus. Generally described, a criminal defendant may obtain pretrial habeas corpus relief from a trial court when he or she is (1) “restrained” or “confined” (2) illegally and (3) does not possess what is deemed an .“adequate remedy by appeal” against such restraint or confinement. 12 Further, an. applicant who is denied that relief at the trial level, such as Perry, has a right to appeal that order, 13 a potential avenue for obtaining what amounts. to interlocutory appellate review regarding a pending prosecution. 14

There has been no dispute that Perry is “restrained” in the sense required for pretrial habeas relief pursuant to each of the two charges alleged in the indictment. 15

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Ex Parte James Richard "Rick" Perry, 471 S.W.3d 63 (Tex. Ct. App. 2015).

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