Ex Parte Fowler

863 So. 2d 1136, 2001 WL 1346411
CourtCourt of Criminal Appeals of Alabama
DecidedNovember 2, 2001
DocketCR-00-2513
StatusPublished
Cited by8 cases

This text of 863 So. 2d 1136 (Ex Parte Fowler) is published on Counsel Stack Legal Research, covering Court of Criminal Appeals of Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ex Parte Fowler, 863 So. 2d 1136, 2001 WL 1346411 (Ala. Ct. App. 2001).

Opinion

863 So.2d 1136 (2001)

Ex parte Vaughn Steel FOWLER.
(In re State of Alabama v. Vaughn Steel Fowler).

CR-00-2513.

Court of Criminal Appeals of Alabama.

November 2, 2001.
Rehearing Denied February 1, 2002.

*1137 Cindy W. Powell, Mobile, for petitioner.

William H. Pryor, Jr., atty. gen., and Melissa K. Atwood, asst. atty. gen., for respondent.

PER CURIAM.

The appellant, Vaughn Steel Fowler, filed this petition for a writ of mandamus directing Judge Robert Earl Wilters to grant his motion to recuse himself from *1138 hearing Fowler's de novo appeal in the circuit court. Fowler was convicted in the district court for public intoxication, resisting arrest, menacing, and assault. He was sentenced to concurrent terms of 60 days in jail for each offense and was fined $100 and assessed court costs in each case. Fowler gave notice that he was appealing de novo to the Circuit Court for Baldwin County. At a pretrial conference Judge Wilters informed Fowler that if convicted in the circuit court he would receive a greater sentence than the sentence he had received in district court. Based on that statement, Fowler moved that Judge Wilters recuse himself. Judge Wilters denied the motion; this petition followed. This petition was filed on August 31, 2001; Fowler's trial was set for September 5, 2001. We stayed all action in the circuit court pending the outcome of this petition.

"A writ of mandamus is the appropriate vehicle by which to review a trial court's ruling on a motion for recusal." Ex parte Knotts, 716 So.2d 262, 263 (Ala. Crim.App.1998).

Fowler argues that Judge Wilters improperly denied his motion to recuse because, he says, there was "an appearance of impropriety" based on Judge Wilters's statement. The State responded, arguing that "Fowler has not demonstrated that a reasonable person would conclude that Judge Wilters is personally biased against Fowler[;] he has failed to establish that Judge Wilters has a legal obligation to recuse himself from presiding over Fowler's appeal." (State's answer, p. 6-7; emphasis added.) The State does not dispute that Judge Wilters made this statement. In fact, the State has attached a copy of an affidavit executed by Judge Wilters. The affidavit states that Judge Wilters told Fowler that he would receive a greater sentence if he was convicted in the circuit court and that so informing a defendant was his policy.

Canon 3.C.(1), Alabama Canons of Judicial Ethics, governs when a judge is required to recuse himself or herself from hearing a case. The Canon states, in part:

"(1) A judge should disqualify himself in a proceeding in which his disqualification is required by law[1]or his impartiality might reasonably be questioned, including but not limited to instances where:
"(a) He has a personal bias or prejudice concerning a party, or personal knowledge of disputed evidentiary facts concerning the proceeding;
"(b) He served as a lawyer in the matter in controversy, or a lawyer with whom he previously practiced law served during such association as a lawyer in the matter, or the judge or such lawyer has been a material witness concerning it."

(Emphasis added.) The Canons of Judicial Ethics have the force and effect of law. Balogun v. Balogun, 516 So.2d 606 (Ala. 1987). Subsections (a) through (d) in Canon 3.C.(1) of the Canons of Judicial Ethics are examples of situations where a trial court's impartiality might reasonably be questioned. The list does not purport to be inclusive. As subdivision (1) states, "including but not limited to instances where...."

*1139 The United States Code includes a statute similar to Canon 3.C.(1), which defines when a judge must recuse from a case. See 28 U.S.C. § 455. This section reads, in part, as follows:

"(a) Any justice, judge, or magistrate of the United States shall disqualify himself in any proceeding in which his impartiality might reasonably be questioned.
"(b) He shall also disqualify himself in the following circumstances:
"(1) Where he has a personal bias or prejudice concerning a party, or personal knowledge of disputed evidentiary facts concerning the proceeding;
"(2) Where in private practice he served as lawyer in the matter in controversy, or a lawyer with whom he previously practiced law served during such association as a lawyer concerning the matter, or the judge or such lawyer has been a material witness concerning it...."

Interpreting this statute, the United States Supreme Court stated the following:

"Subsection (a), the provision at issue here, was an entirely new `catchall' recusal provision, covering both `interest or relationship' and `bias or prejudice' grounds, see Liljeberg v. Health Services Acquisition Corp., 486 U.S. 847 (1988)—but requiring them all to be evaluated on an objective basis, so that what matters is not the reality of bias or prejudice but its appearance. Quite simply and quite universally, recusal was required whenever `impartiality might reasonably be questioned.'"

Liteky v. United States, 510 U.S. 540, 548, 114 S.Ct. 1147, 127 L.Ed.2d 474 (1994). See also In re Murchison, 349 U.S. 133, 136, 75 S.Ct. 623, 99 L.Ed. 942 (1955).

In Ex parte Duncan, 638 So.2d 1332 (Ala.), cert. denied, 513 U.S. 1007, 115 S.Ct. 528, 130 L.Ed.2d 432 (1994), the Alabama Supreme Court, interpreting Canon 3.C., Alabama Canons of Judicial Ethics, stated that the question is not whether "the judge was impartial in fact, but whether another person, knowing all of the circumstances, might reasonably question the judge's impartiality—whether there is an appearance of impropriety." The Supreme Court declined to issue a writ of mandamus because there was no evidence that the trial court was "personally biased" against Duncan. The situation presented here is different from the situation presented in Duncan, because it does not involve Canon 3.C.(1)(a)—a personal bias—but rather Canon 3.C.(1)—a situation where the trial court's impartiality might reasonably be questioned.

We have never had occasion to specifically address whether Canon 3.C.(1)—a situation where the impartiality of a judge might reasonably be questioned—and Canon 3.C.(1)(a)—a situation where there is a direct personal bias—are separate provisions of Canon 3.C. However, we believe that prior caselaw and the wording of the Canon implies that the two provisions are separate and distinct. See Crowell v. May, 676 So.2d 941 (Ala.Civ.App.1996) (actual bias is not necessary in order to mandate recusal but "only a reasonable appearance of bias or impropriety"). See also Balogun v. Balogun, supra, where the Alabama Supreme Court stated the following about Alabama's Canons of Judicial Ethics:

"At early common law, and prior to the adoption of the Alabama Canons of Judicial Ethics, mandamus was granted to require a judge to recuse himself only if the judge had a personal or pecuniary interest, Fulton [v. Longshore, 156 Ala. 611, 46 So. 989 (1908) ], or if the judge's personal rights were at stake. Fulton,

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863 So. 2d 1136, 2001 WL 1346411, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ex-parte-fowler-alacrimapp-2001.