Ex Parte C.A.

Court of Appeals of Texas·Decided March 4, 2021·No. 02-19-00434-CV·Published

Opinion

In the

Court of Appeals Second Appellate District of Texas at Fort Worth

No. 02-19-00434-CV

EX PARTE C.A.

On Appeal from the 16th District Court Denton County, Texas Trial Court No. 19-8822-16

Before Kerr, Bassel, and Womack, JJ.

Memorandum Opinion by Justice Kerr

MEMORANDUM OPINION

Introduction

The Texas Department of Public Safety appeals an order expunging C.A.’s January 14, 2015 arrest. In four issues, the Department argues: (1) legally insufficient evidence supports the expunction order; (2) to grant C.A. relief, the trial court necessarily misinterpreted the relevant statute; (3) the trial court erred by not holding a hearing; and (4) assuming the trial court held a hearing, error occurred because no court reporter was present. The only parties who apparently appeared at the expunction hearing, C.A. and the Denton County District Attorney’s office, have not filed a response.

We hold that (1) the evidence is presumed legally sufficient absent a reporter’s record; (2) the statute on which the Department relies was relevant only if the Department was present at the hearing to argue it and to present evidence supporting it, but the Department was not present, so the statute was not relevant; (3) the trial court held a hearing; and (4) the Department did not preserve its contention that the absence of a court reporter at the hearing constituted error. We overrule the Department’s four issues and affirm the trial court’s expunction order.

Background

A. C.A. files her petition.

C.A. filed her expunction petition on September 16, 2019. Regarding her January 14, 2015 arrest, C.A. alleged:

3. Petitioner is entitled to an expunction of all records and files relating to said alleged offense of Possession of a Controlled Substance, Penalty Group 3, less than 28 grams under Article 55.01(a)(2) of the Texas Code of Criminal Procedure, because an indictment or information was presented, but the same was subsequently dismissed.

Petitioner further states that [s]he has been released, that the charge has not resulted in a final conviction and is no longer pending, and that there was no court-ordered community supervision under Article 42.12 of the Texas Code of Criminal Procedure.

4. Petitioner has not been convicted of a felony in the five years preceding the date of said arrest.

Although these paragraphs appear to track an older version of the expunction statute found in Article 55.01 of the Texas Code of Criminal Procedure, the Department did not raise with the trial court any problems with C.A.’s petition, nor does it argue on appeal that C.A.’s petition was deficient on this basis. 1

1 When C.A.’s paragraphs 3 and 4 are compared with earlier versions of Article 55.01, they reflect a since-repealed version. See McCarroll v. Tex. Dep’t of Pub. Safety, 86 S.W.3d 376, 378–79 (Tex. App.—Fort Worth 2002, no pet.). The legislature removed the version on which C.A. seemingly relied and enacted a different version effective September 1, 2011. See Act of May 27, 2011, 82nd Leg., R.S., ch. 690, §§ 1, 8, art. 55.01(a), 2011 Tex. Sess. Law Serv. 1651, 1651, 1655 (current version at Tex. Code Crim. Proc. art. 55.01(a)); Act of May 27, 2011, 82nd Leg., R.S., ch. 894, §§ 1, 4, art. 55.01(a), 2011 Tex. Sess. Law Serv. 2274, 2274, 2276 (current version at Tex. Code Crim. Proc. art. 55.01(a)). Since 2011, the legislature has revised the statute but has maintained the same framework. See Act of May 26, 2015, 84th Leg., R.S., ch. 770, § 2.23, art. 55.01(a), 2015 Tex. Sess. Law Serv. 2320, 2372 (current version at Tex. Code Crim. Proc. art. 55.01(a)); Act of May 27, 2017, 85th Leg., R.S., ch. 693, § 1, art. 55.01(a), 2017 Tex. Sess. Law Serv. 3083, 3083 (current version at Tex. Code Crim. Proc. art. 55.01(a)); Act of May 26, 2019, 86th Leg., R.S., ch. 1212, § 19, art. 55.01(a), 2019 Tex. Sess. Law Serv. ____ (current version at Tex. Code Crim. Proc. art. 55.01(a)).

B. C.A. serves the Department and notifies it of the hearing.

On September 19, 2019, three days after C.A. filed her petition, C.A. served the Department notice of an October 30, 2019 hearing. In its brief, the Department acknowledges having received notice.

Under the current version of Article 55.01(a), C.A.’s paragraph 4 plays no role at all and C.A.’s paragraph 3 corresponds most nearly to an expunction under Article 55.01(a)(2)(B):

(a) A person who has been placed under a custodial or noncustodial arrest for commission of either a felony or misdemeanor is entitled to have all records and files relating to the arrest expunged if:

...

(2) the person has been released and the charge, if any, has not resulted in a final conviction and is no longer pending and there was no court-ordered community supervision under Chapter 42A for the offense, unless the offense is a Class C misdemeanor, provided that:

...

(B) prosecution of the person for the offense for which the person was arrested is no longer possible because the limitations period has expired.

Tex. Code Crim. Proc. Ann. art. 55.01. C.A. did not expressly assert that the limitations period had expired, but the arrest occurred in January 2015, and she filed her expunction petition in September 2019. The offense associated with the arrest that she wanted expunged was a Class A misdemeanor, which has a limitations period of two years. See Tex. Code Crim. Proc. Ann. art. 12.02(a); Tex. Health & Safety Code Ann. § 481.117(b).

C. The Department files an answer that goes beyond a general denial.

One week before the October 30, 2019 hearing, the Department filed its “Original Answer & General Denial.” Ranging beyond a simple general denial, the Department asserted that C.A. was not entitled to an expunction because in a later criminal proceeding, she had allegedly admitted committing the offense for which she was arrested in January 2015 as part of a plea in bar under Section 12.45 of the Texas Penal Code. That section permits a defendant to admit an unadjudicated offense for sentencing purposes in another criminal proceeding and bars the State from later prosecuting the defendant for the unadjudicated-but-admitted offense.2 The Department pleaded that when a person admits guilt as part of a plea in bar under Section 12.45, the person concedes that the underlying arrest was proper for

2 Section 12.45 (“Admission of Unadjudicated Offense”) provides,

(a) A person may, with the consent of the attorney for the state, admit during the sentencing hearing his guilt of one or more unadjudicated offenses and request the court to take each into account in determining sentence for the offense or offenses of which he stands adjudged guilty.

(b) Before a court may take into account an admitted offense over which exclusive venue lies in another county or district, the court must obtain permission from the prosecuting attorney with jurisdiction over the offense.

(c) If a court lawfully takes into account an admitted offense, prosecution is barred for that offense.

Tex. Penal Code Ann. § 12.45.

expunction purposes.3 See Travis Cty. Dist. Atty. v. M.M., 354 S.W.3d 920, 926–28 (Tex. App.—Austin 2011, no pet.). D. The trial court conducts an evidentiary hearing and signs an order.

On October 30, 2019, the same date as the hearing, the trial court signed an expunction order that began:

On this 30th day of October[] 2019, came to be heard the above numbered Petition for Expunction of Records. Petitioner appeared with counsel and the Denton County District Attorney appeared. All requirements of law concerning notice to the other parties have been comp[li]ed with and it appearing to the Court that it has jurisdiction over this cause and all parties entitled to notice of these proceedings have received the same, the Court proceeded to hear evidence on this cause.

After the presentation of evidence, it is the decision of the court that petitioner is entitled to have [her] records expunged, as provided by law.

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