Evans v. Associated Automatic Sprinkler Co.

241 F. 252, 154 C.C.A. 172, 1917 U.S. App. LEXIS 1755
CourtCourt of Appeals for the Third Circuit
DecidedMarch 29, 1917
DocketNo. 2150
StatusPublished
Cited by4 cases

This text of 241 F. 252 (Evans v. Associated Automatic Sprinkler Co.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Evans v. Associated Automatic Sprinkler Co., 241 F. 252, 154 C.C.A. 172, 1917 U.S. App. LEXIS 1755 (3d Cir. 1917).

Opinion

WOOEEEY, Circuit Judge.

This is an action for infringement. The patent in suit (No-. 1,120,462) was granted Powell Evans, December 8, 1914, on an application filed March 13, 1914. The defense is invalidity by reason of an alleged prior invention of one Arthur C. Rowley, whose application for a patent was filed May 22, 1913 (Serial No. 769,139) and1 is still pending. To overcome the effect of the prior application of Rowley (the defendant’s inventor), the plaintiff claimed and produced evidence to prove a prior conception and disclosure of his invention of a date not later than November 21, 1912, and a reduction to practice by January 1, 1913. Opposed to this, the defendant claimed that the invention of the patent had been conceived by Rowley even before that date and had been reduced to practice in 1905, and claimed a further disclosure and reduction to practice about November 6, 1912. The trial court found that the date of Evans’ invention was not before January 1913, while that of Rowley was some time prior to November 21, 1912, and accordingly held the patent invalid. 229 Fed. 1007. Error is charged to- the court in failing to find November 21, 1912 as the plaintiff’s date of invention, and in finding the date of the defendant’s invention any time prior to November 28, 1912.

Two questions are raised on appeal; one is a question of priority of invention, a question of fact as close as the dates upon which it turns; the other relates to the rule of evidence by which the question of priority is to he determined.

[1] The law upon the question of priority of invention is well established. As the evidence shows that both inventors used “reasona[254]*254ble diligence in adapting and perfecting” their inventions by reducing them to practice, each can carry the date of his invention back to the date of his conception and disclosure (Christie v. Seybold, 55 Fed. 69, 75, 76, 5 C. C. A. 33; Automatic Weighing Machine Co. v. Pneumatic Scale Corporation, 166 Fed. 288, 298, 300, 92 C. C. A. 206), and the one who first conceived and disclosed his invention and with reasonable diligence connected his conception with its reduction to practice is the “original and first inventor” under the statutes, without regard to which of the. two first completed the reduction to practice.

[2, 3-1 It is also well established as a rule of evidence that in a contest between rival inventors for priority of invention, where boííi have reduced their conceptions to practice, the burden is on the second reducer to practice to show his prior conception and to establish the connection between his conception and its reduction to practice by proof of due diligence (Christie v. Seybold, supra; Wurts v. Harrington, infra); but before that rule- can be applied in this case we must first determine which of the two first reduced his invention to practice, and by what rule of evidence that fact is to be found.

It appears that the applications of Evans and Rowley, involving the identical subject matter, were pending in the Patent Office at the same time. The conflict between the two was not observed, and through inadvertence the Evans patent upon a junior 'application was issued over the Rowley senior application without interference proceedings having been declared. Upon discovering its mistake, the Patent Office decláred an interference between the issued Evans patent and the pending Rowley application. In the meantime this action was brought for infringement of the patent, raising here the precise issue framed by the declaration of interference. The interference proceedings are still pending in the Patent Office, but have been suspended, with the approval of the Commissioner of Patents, to await the decision of this case, whereupon it is stipulated the losing party will file a concession of priority in favor of the other party, and thereby dispose of the interference.

While it thus appears, that we are really trying an interference issue raised but not prosecuted in the Patent Office, the defendant urges that we should not apply the rules of evidence there applicable in such an issue, but that Evans, because of the inadvertent issue of a patent to him upon his junior application, must overcome the senior application of Rowley and establish beyond a reasonable doubt his prior date of invention just as though Rowley had been regularly granted a patent on his prior application, sued Evans for infringement, and Evans in defense had denied the validity of the patent because of anticipation or priority or want of novelty.

We do not understand this to be the rule in respect either to the junior or senior applicant. Though a patent has been granted Evans, the controversy is still one between rival applicants for a patent for the same invention.- Evans, being the junior applicant, receives, and in fact, claims no advantage of position on account of the grant of the patent to him; while Rowley, having nothing more than an application, can claim only the advantage arising from its seniority. [255]*255That advantage is to cast the burden of proving priority of invention by actual reduction to practice upon his adversary, who by his junior application has shown himself to he the second reducer to (constructive) practice. By what character of evidence must this burden be sustained ? Certainly not by evidence of prior invention conclusive in character or beyond a reasonable doubt as contended by the defendant, for evidence of that character is required only to overthrow the grant of a patent and is predicated upon the fact that a patent has been granted. Rowley has not been granted a patent and may never be granted one. Before he is entitled to a patent he must establish his claim to invention, and when that claim is challenged in the Patent Office by a rival inventor he must establish his priority of invention in just such an issue as the one before us. Until he has succeeded in that issue he is not entitled to a patent, and until he has been regularly granted a patent he cannot invoke a rule of evidence intended especially and solely for the protection of a patent grant. He must therefore try the issue according to the rules of evidence applicable to that issue without the aid of a presumption of a patent grant, and as the issue here is identical with and is really a substitute for that declared in the interference proceedings in the Patent Office, we think the rule as to the burden and quantum of proof to sustain such an issue which prevails in that forum should be applied here. That rule is, that between rival applicants for a patent, to one of whom a patent has been granted, the patent is disregarded, and the burden of proving priority of invention devolves upon the junior applicant, who in sustaining that burden is controlled by the ordinary rules of courts of law with respect to the burden of proof, and is required to establish his priority only by a fair preponderance of evidence. Wurts v. Harrington, 79 O. G. 337; Id., 10 App. D. C. 149. We shall therefore inquire for which of the contestants the evidence preponderates.

[4] The invention involved is a fusible link for a sprinkler head of an automatic fire extinguishing system. As the date and not the character of the invention is the issue, we are not concerned with its mechanism.

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Bluebook (online)
241 F. 252, 154 C.C.A. 172, 1917 U.S. App. LEXIS 1755, Counsel Stack Legal Research, https://law.counselstack.com/opinion/evans-v-associated-automatic-sprinkler-co-ca3-1917.